Morling Financial Advisors, Llc
- Regulatory AUM
- $1.0B
- Discretionary
- $961M
- Clients
- 349
- Avg AUM / client
- $3.0M
- Accounts
- 1,413
- Employees
- 21
AUM over time
Annual snapshots from Form ADV filings · as of Mar 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 77 | $39.1M | 3.74% |
| High net worth individuals | 256 | $895M | 85.5% |
| Pension and profit sharing plans | 1 | $86.5M | 8.26% |
| Charitable organizations | 3 | $3.3M | 0.32% |
| Corporations and other businesses | 12 | $22.7M | 2.17% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Bay Medical Management, Llc 401(k) Profit Sharing Plan Bay Medical Management, Llc | 2024 |
People (17)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Peter Wing Ching Ling | Managing Member | Dec 1999 (27y) | 25% – 50% | |
| Wa Nhut Huong | Managing Member | CFP Chartered Financial Consultant | Jan 2007 (20y) | 25% – 50% |
| Matthew James Shibata | Managing Member, Chief Compliance Officer | CFA | Jun 2009 (17y) | 25% – 50% |
| Sylvia Chin | Registered representative | CFP | Feb 2009 (17y) | |
| Gary Lawrence Cheng | Registered representative | Nov 2013 (13y) | ||
| Victor Jay Huang | Registered representative | Jan 2016 (11y) | ||
| Savannah Sue Warren | Registered representative | Oct 2019 (7y) | ||
| William Weibin Li | Registered representative | May 2021 (5y) | ||
| Michael Kenji King | Registered representative | Apr 2022 (4y) | ||
| Jawad Ehsanyar | Registered representative | Mar 2023 (3y) | ||
| Benjamin Albert Feiner | Registered representative | Nov 2023 (3y) | ||
| Anna Ramsey Norman | Registered representative | Jan 2025 (2y) | ||
| Nicolas Paul, Renaud Vieville | Registered representative | Jan 2025 (2y) | ||
| Jack David Mc Hargue | Registered representative | Nov 2025 (1y) | ||
| Joshua Michael Gatti | Registered representative | Dec 2025 (1y) | ||
| Kevin Ray Redila | Registered representative | Dec 2025 (1y) | ||
| Veniamin Barinov | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Bay Medical Management, Llc 401(k) Profit Sharing Plan | Bay Medical Management, Llc | 337 | $209M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 1.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- National Financial Services (Fidelity) $414M (40% of AUM) Mar 2026
- Charles Schwab & Co. $383M (37% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗