Steigerwald, Gordon & Koch Inc.
- Regulatory AUM
- $1.3B
- Discretionary
- $1.3B
- Clients
- 709
- Avg AUM / client
- $1.9M
- Accounts
- 730
- Employees
- 15
AUM over time
Annual snapshots from Form ADV filings · as of Jul 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 305 | $156M | 11.8% |
| High net worth individuals | 388 | $1.2B | 87.4% |
| Charitable organizations | 16 | $10.0M | 0.76% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Atlantic Dental Care 401(k) Profit Sharing Plan Atlantic Dental Care, Plc | 2024 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Stephen Steigerwald | Chief Executive Officer/Chief Compliance Officer | Jun 1996 (30y) | 50% – 75% | |
| Jeffrey Andrew Gordon | President | CFA | Feb 2003 (23y) | 10% – 25% |
| Darren Anthony Koch | Vice President | Feb 2005 (21y) | 10% – 25% | |
| Wiggins, Jennifer, Lauren | Corporate Secretary/Treasurer | May 2022 (4y) | Less than 5% | |
| Harry Pete Karageorge | Registered representative | Jan 2017 (10y) | ||
| Madolynn Helen Morken | Registered representative | CFP | Jan 2022 (5y) | |
| Eric Freeman Randolph | Registered representative | CFP | Jul 2022 (4y) | |
| Jennifer Adonelia Mascarenas | Registered representative | CFP | Jun 2024 (2y) | |
| Benjamin David Scrivener | Registered representative | CFP | Nov 2025 (1y) |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Atlantic Dental Care 401(k) Profit Sharing Plan | Atlantic Dental Care, Plc | 833 | $89.2M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/08/2026 | 986 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $1.3B (100% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 08, 2026.
View current Form ADV (SEC/IAPD) ↗