Stephenson And Company, Inc.
- Regulatory AUM
- $447M
- Discretionary
- $353M
- Clients
- 265
- Avg AUM / client
- $1.7M
- Accounts
- 656
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Mar 17, 2026
Investments (13F portfolio — 43 positions, $184,432,089)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Invesco Exchange Traded Fd T | S&P500 EQL WGT | $26,128,708 | 136,144 | 14.2% | 5.85% |
| 2 | Berkshire Hathaway Inc Del | CL B NEW | $26,013,851 | 54,286 | 14.1% | 5.82% |
| 3 | Vanguard Tax Managed Fds | VAN FTSE DEV MKT | $25,707,165 | 401,173 | 13.9% | 5.75% |
| 4 | Ishares Tr | CORE S&P500 ETF | $25,036,202 | 38,328 | 13.6% | 5.6% |
| 5 | Vanguard Bd Index Fds | SHORT TRM BOND | $18,993,058 | 242,227 | 10.3% | 4.25% |
| 6 | Vanguard Bd Index Fds | INTERMED TERM | $11,731,437 | 152,001 | 6.36% | 2.62% |
| 7 | Ishares Tr | CORE S&P SCP ETF | $7,400,880 | 59,536 | 4.01% | 1.66% |
| 8 | Ishares Tr | CORE S&P MCP ETF | $7,273,100 | 107,702 | 3.94% | 1.63% |
| 9 | Vanguard Intl Equity Index F | FTSE EMR MKT ETF | $6,450,050 | 119,335 | 3.5% | 1.44% |
| 10 | Ishares Tr | TIPS BD ETF | $4,427,576 | 40,119 | 2.4% | 0.99% |
| 11 | State Str Spdr S&P 500 Etf T | TR UNIT | $4,130,632 | 6,351 | 2.24% | 0.92% |
| 12 | Ishares Tr | NATIONAL MUN ETF | $2,329,143 | 21,942 | 1.26% | 0.52% |
| 13 | Ishares Tr | JPMORGAN USD EMG | $2,046,547 | 21,788 | 1.11% | 0.46% |
| 14 | Spdr Series Trust | STATE STREET SPD | $1,975,852 | 20,642 | 1.07% | 0.44% |
| 15 | Apple Inc | COM | $1,940,190 | 7,645 | 1.05% | 0.43% |
| 16 | Ishares Tr | CORE S&P TTL STK | $1,880,361 | 13,202 | 1.02% | 0.42% |
| 17 | Berkshire Hathaway Inc Del | CL A | $1,436,280 | 2 | 0.78% | 0.32% |
| 18 | Ishares Tr | RUSSELL 2000 ETF | $1,326,417 | 5,348 | 0.72% | 0.3% |
| 19 | Ishares Tr | MSCI EAFE ETF | $992,474 | 10,218 | 0.54% | 0.22% |
| 20 | Nvidia Corporation | COM | $668,301 | 3,832 | 0.36% | 0.15% |
| 21 | Spdr Gold Tr | GOLD SHS | $512,045 | 1,190 | 0.28% | 0.11% |
| 22 | Arista Networks Inc | COM SHS | $453,427 | 3,693 | 0.25% | 0.1% |
| 23 | Ishares Tr | MSCI EMG MKT ETF | $382,140 | 6,729 | 0.21% | 0.09% |
| 24 | Ishares Tr | ESG AW MSCI EAFE | $368,806 | 3,857 | 0.2% | 0.08% |
| 25 | Vanguard Intl Equity Index F | ALLWRLD EX US | $348,990 | 4,647 | 0.19% | 0.08% |
Top 25 of 43 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 133 | $41.7M | 9.33% |
| High net worth individuals | 132 | $402M | 90.0% |
| Pension and profit sharing plans | Fewer than 5 clients | $1.1M | 0.24% |
| Charitable organizations | Fewer than 5 clients | $2.1M | 0.47% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Specialty Care Pediatrics 401(k) Plan Specialty Care Pediatrics, Inc. | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bradley Stephenson | President/Cco | CFP | Jul 1998 (28y) | Less than 5% |
| Stephenson, Teresa | Trustee | Jul 1998 (28y) | GP / trustee / elected manager of Bradley And Teresa Ann Stephenson Trust Dated 7 27 98 (indirect) | |
| Riley Sean Stephenson | Shareholder/Chief Financial Officer | CFP CFA | May 2014 (12y) | 10% – 25% |
| Stephenson, Briana, Jo | Trustee | Mar 2022 (4y) | GP / trustee / elected manager of The Hubbert Stephenson Trust Dtd 5/14/18 Fbo Briana J. Stephenson (indirect) | |
| Collin Christopher Zines | Registered representative | CFP | Apr 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Bradley And Teresa Ann Stephenson Trust Dated 7 27 98 | Shareholder | Jan 2016 | A | 75% or more |
| The Hubbert Stephenson Trust Dtd 5/14/18 Fbo Briana J. Stephenson | Shareholder | Mar 2022 | A | 5% – 10% |
Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Specialty Care Pediatrics 401(k) Plan | Specialty Care Pediatrics, Inc. | 182 | $913K | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/17/2026 | 984 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $254M (57% of AUM) Mar 2026
- Sei Investments Distribution Co. $193M (43% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.
View current Form ADV (SEC/IAPD) ↗