Allworth Financial, L.P.
SEC-registered
Wealth Manager · Large ($10B–$100B)
CRD 111167
· SEC file 801-68255
· Folsom, CA
· www.youtube.com
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ADV data as of Jul 29, 2026
- Regulatory AUM
- $33.6B
- Discretionary
- $33.1B
- Clients
- 29,297
- Avg AUM / client
- $1.1M
- Accounts
- 75,126
- Employees
- 493
AUM over time
$794M
$33.6B
Nov 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 19,503 | $7.0B | 20.9% |
| High net worth individuals | 9,283 | $25.2B | 75.2% |
| Pooled investment vehicles (non-investment companies) | 2 | $54.8M | 0.16% |
| Pension and profit sharing plans | 259 | $809M | 2.41% |
| Charitable organizations | 107 | $30.6M | 0.09% |
| Corporations and other businesses | 143 | $430M | 1.28% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (297)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Corey C Gamble | Chief Compliance Officer | Oct 2013 (13y) | Less than 5% | |
| Engelken, Peter, John | Chief Operating Officer | Jul 2017 (9y) | Less than 5% | |
| Oddy, Christopher, Michael | Chief Financial Officer | Apr 2018 (8y) | Less than 5% | |
| Andrew Roy Stout | Chief Investment Officer | CFP CFA | Aug 2018 (8y) | Less than 5% |
| Greenberg, Barry, Yale | Chief Legal Officer | Jun 2021 (5y) | Less than 5% | |
| Bunch, John, Bradley | Chief Executive Officer | Oct 2023 (3y) | Less than 5% | |
| Patrick Carl Mcclain | Registered representative | Feb 2001 (25y) | ||
| Scott Thomas Hanson | Registered representative | CFP | Feb 2001 (25y) | |
| Steven Thomas Burnett | Registered representative | CFP | Feb 2001 (25y) | |
| David William Schauer | Registered representative | CFP CFA | Feb 2004 (22y) | |
| Barbara M Healy | Registered representative | CFP | Mar 2005 (21y) | |
| Patrick Allen Henry | Registered representative | CFP | Mar 2005 (21y) | |
| Eric Cameron Mitchell Henry | Registered representative | CFP | Nov 2007 (19y) | |
| Laurie Kay Hadley | Registered representative | Apr 2010 (16y) | ||
| Herman Bodine Doughty | Registered representative | Dec 2011 (15y) | ||
| James Theodore Smalling | Registered representative | CFP | Jan 2014 (13y) | |
| Adam Blake Peters | Registered representative | CFP Chartered Financial Consultant | Jul 2014 (12y) | |
| Kevin Magnus Duffy | Registered representative | CFP | Feb 2016 (11y) | |
| Adam Frank Kint | Registered representative | CFP | Dec 2017 (9y) | |
| Brian Davis James | Registered representative | CFP | Aug 2018 (8y) | |
| Charles Glenn Downs | Registered representative | Aug 2018 (8y) | ||
| Eva Purvis | Registered representative | CFP | Aug 2018 (8y) | |
| Stephanie D Bemerer | Registered representative | Aug 2018 (8y) | ||
| Britton Riley | Registered representative | CFP | Aug 2018 (8y) | |
| Andrew Joseph Shafer | Registered representative | Chartered Financial Consultant | Aug 2018 (8y) | |
| Michael C Coates | Registered representative | CFP | Aug 2018 (8y) | |
| Davis Alan Blomquist | Registered representative | CFP | Nov 2018 (8y) | |
| Hugh B Phillips | Registered representative | CFP | Feb 2019 (8y) | |
| Stephanie Marie Motzkus Bakan | Registered representative | CFP | Jul 2019 (7y) | |
| Scott Richard Ebert | Registered representative | CFP | Sep 2019 (7y) | |
| Michael David Demko | Registered representative | Oct 2019 (7y) | ||
| Anthony Desantis | Registered representative | Jan 2020 (7y) | ||
| Bruce Danforth Killips | Registered representative | Jan 2020 (7y) | ||
| Brian L Curland | Registered representative | Jan 2020 (7y) | ||
| Charles Comeau | Registered representative | Jan 2020 (7y) | ||
| Charles Robert Paty | Registered representative | Jan 2020 (7y) | ||
| Cole Buxton | Registered representative | Jan 2020 (7y) | ||
| Christopher T Jackson | Registered representative | Jan 2020 (7y) | ||
| Cynthia Ann Hartman | Registered representative | Jan 2020 (7y) | ||
| Daniel Everett Griffin | Registered representative | Jan 2020 (7y) | ||
| Daniel Ryan Gromatzky | Registered representative | Jan 2020 (7y) | ||
| David H. Comstock | Registered representative | Jan 2020 (7y) | ||
| David Patrick Duquemin | Registered representative | Jan 2020 (7y) | ||
| Douglas Milton Balmain | Registered representative | Jan 2020 (7y) | ||
| David Pietruszewski | Registered representative | Jan 2020 (7y) | ||
| Debra Diane James | Registered representative | Jan 2020 (7y) | ||
| Evan Dennis Mcgrath | Registered representative | Jan 2020 (7y) | ||
| Gary Jay Krasnov | Registered representative | Jan 2020 (7y) | ||
| George Henry Griffin | Registered representative | Jan 2020 (7y) | ||
| James G George | Registered representative | Jan 2020 (7y) | ||
| John German | Registered representative | Jan 2020 (7y) | ||
| John Kevin Dolan | Registered representative | Jan 2020 (7y) | ||
| James Everett Hall | Registered representative | Jan 2020 (7y) | ||
| James Kemp Linebarger | Registered representative | Jan 2020 (7y) | ||
| Jeffrey Paul Egli | Registered representative | Jan 2020 (7y) | ||
| John Kevin Grady | Registered representative | CFP Chartered Financial Consultant | Jan 2020 (7y) | |
| John Wesley Robertson | Registered representative | Jan 2020 (7y) | ||
| Joseph Eugene Fernandes | Registered representative | Jan 2020 (7y) | ||
| Karl Scot Petersen | Registered representative | Jan 2020 (7y) | ||
| Katherine T Schraeder | Registered representative | CFP | Jan 2020 (7y) | |
| Kenneth Daniel Mills | Registered representative | Jan 2020 (7y) | ||
| Kim Elise Deleeuw | Registered representative | Jan 2020 (7y) | ||
| Lisa Marie Cristiano | Registered representative | Jan 2020 (7y) | ||
| Mark Allen Fanning | Registered representative | Jan 2020 (7y) | ||
| Mark Douglas Rubey | Registered representative | CFP | Jan 2020 (7y) | |
| Michael Bruce Williams | Registered representative | Jan 2020 (7y) | ||
| Maria A Fuentes | Registered representative | Jan 2020 (7y) | ||
| Mark Stephen Crissman | Registered representative | Jan 2020 (7y) | ||
| Mitchell Blakely Fix | Registered representative | Jan 2020 (7y) | ||
| Patrick John Harney | Registered representative | Jan 2020 (7y) | ||
| Paul Anton Ochel | Registered representative | CFP | Jan 2020 (7y) | |
| Patrick Charles Danis | Registered representative | Jan 2020 (7y) | ||
| Patrick Peter Connelly | Registered representative | Jan 2020 (7y) | ||
| Paul Kevin Zanders | Registered representative | Jan 2020 (7y) | ||
| Rick Ray Barton | Registered representative | Jan 2020 (7y) | ||
| Robert Bryant Gecker | Registered representative | Jan 2020 (7y) | ||
| Robert Wade Mason | Registered representative | Jan 2020 (7y) | ||
| Rutledge Alan Gordon | Registered representative | Jan 2020 (7y) | ||
| Richard Anthony Baumann | Registered representative | Jan 2020 (7y) | ||
| Ryan Michael Depew | Registered representative | Jan 2020 (7y) | ||
| Sean Lawrence Onitsuka | Registered representative | Jan 2020 (7y) | ||
| Stanley Kirk Guillory | Registered representative | Jan 2020 (7y) | ||
| Susan Rosing | Registered representative | Jan 2020 (7y) | ||
| Vincent Stephen Malinowski | Registered representative | Jan 2020 (7y) | ||
| William Leslie Stevens | Registered representative | Jan 2020 (7y) | ||
| William John Schratz | Registered representative | Jan 2020 (7y) | ||
| Robert William Frater | Registered representative | CFP | Apr 2020 (6y) | |
| Robert Lee Sponseller | Registered representative | Chartered Financial Consultant | Jun 2020 (6y) | |
| Bobby Benyamin | Registered representative | CFP | Jun 2020 (6y) | |
| Beau Daniel Mc Guire | Registered representative | CFP | Jun 2020 (6y) | |
| Paul Alan Culbertson | Registered representative | CFP | Oct 2020 (6y) | |
| Blake Stuart Davelaar | Registered representative | CFP | Jan 2021 (6y) | |
| Brian Michael Murphy | Registered representative | Jan 2021 (6y) | ||
| Mark William Shone | Registered representative | CFP | May 2021 (5y) | |
| Richard Gross | Registered representative | CFP | May 2021 (5y) | |
| Gary Lawson Grigsby | Registered representative | May 2021 (5y) | ||
| Steven Luong | Registered representative | CFA | Jun 2021 (5y) | |
| Allegra Marie Swan | Registered representative | CFP | Jul 2021 (5y) | |
| Christopher Bartolomeo Giordano | Registered representative | Jul 2021 (5y) | ||
| Jodee Felice Deutsch | Registered representative | Sep 2021 (5y) | ||
| Kelly G Richards | Registered representative | Nov 2021 (5y) | ||
| Jerod Kin Song Yee | Registered representative | Dec 2021 (5y) | ||
| Dexter Charles Lamb | Registered representative | Dec 2021 (5y) | ||
| John Michael Horseman | Registered representative | Dec 2021 (5y) | ||
| William Gerard Macher | Registered representative | Chartered Financial Consultant | Dec 2021 (5y) | |
| Danny Lopez Valenzuela | Registered representative | Jan 2022 (5y) | ||
| David Leland Johanson | Registered representative | CFP | Feb 2022 (5y) | |
| Justin Daniel Bojanski | Registered representative | Feb 2022 (4y) | ||
| Joshua Jacobi Garcia | Registered representative | CFP | Feb 2022 (4y) | |
| William James Schretter | Registered representative | CFP Chartered Financial Consultant | May 2022 (4y) | |
| Fazley Elahi Rashid | Registered representative | CFP | May 2022 (4y) | |
| Donella R Winkler | Registered representative | CFP | Jun 2022 (4y) | |
| James Frederic Chetwood Iii | Registered representative | CFP | Jun 2022 (4y) | |
| Michelle Alayne Disney | Registered representative | CFP | Jun 2022 (4y) | |
| Steven Joshua Hruby | Registered representative | CFP | Jun 2022 (4y) | |
| Donald Austin Mcdaniel | Registered representative | CFP | Jun 2022 (4y) | |
| Kirk Randolph Hudson | Registered representative | CFA | Jun 2022 (4y) | |
| Matthew David Keller | Registered representative | CFP | Jun 2022 (4y) | |
| Jay Jordan Horn | Registered representative | Jun 2022 (4y) | ||
| Joseph Jacob Kopczynski | Registered representative | Jun 2022 (4y) | ||
| Terry Jay Muchler | Registered representative | Jul 2022 (4y) | ||
| Nicole Mayer | Registered representative | Aug 2022 (4y) | ||
| Scott Ira Loochtan | Registered representative | Aug 2022 (4y) | ||
| Peter James Abi Nader | Registered representative | CFP | Oct 2022 (4y) | |
| Daniel Patrick Leahy | Registered representative | CFP | Oct 2022 (4y) | |
| Michael Bubel | Registered representative | Nov 2022 (4y) | ||
| Renee Ann Nenninger | Registered representative | Nov 2022 (4y) | ||
| Benjamin Daniel Knight | Registered representative | CFP | Dec 2022 (4y) | |
| Kathleen Marie Carpenter | Registered representative | CFP | Dec 2022 (4y) | |
| Matthew John De Garmo | Registered representative | CFP | Dec 2022 (4y) | |
| Benjamin J. Abraham | Registered representative | CFP Chartered Financial Consultant | Feb 2023 (3y) | |
| David Tyson Klaus | Registered representative | CFP | Feb 2023 (3y) | |
| Michael Samuel Schankerman | Registered representative | CFP Chartered Financial Consultant | Feb 2023 (3y) | |
| Gregory David Phelps | Registered representative | CFP | Mar 2023 (3y) | |
| Jeremy Thomas Murray | Registered representative | CFP | Mar 2023 (3y) | |
| Anna Richardson | Registered representative | Apr 2023 (3y) | ||
| Cali Ann Visentin | Registered representative | Apr 2023 (3y) | ||
| James M Moore | Registered representative | CFP | Apr 2023 (3y) | |
| Judith Lynn Mcdaniel | Registered representative | Chartered Financial Consultant | Apr 2023 (3y) | |
| Karey Anne Casto | Registered representative | Apr 2023 (3y) | ||
| Peter Knutson | Registered representative | CFP | Apr 2023 (3y) | |
| Carrie Jean Miskawi | Registered representative | Jun 2023 (3y) | ||
| Sean Michael Rayburn | Registered representative | Chartered Financial Consultant | Jul 2023 (3y) | |
| Alyse Dominguez | Registered representative | Jul 2023 (3y) | ||
| Darren Dindinger | Registered representative | CFP | Jul 2023 (3y) | |
| Laurie Ellen Ingwersen | Registered representative | CFP | Aug 2023 (3y) | |
| James Brady Risalvato | Registered representative | Aug 2023 (3y) | ||
| Corey Paul Frank | Registered representative | CFP | Oct 2023 (3y) | |
| Russell Merton Hall | Registered representative | Nov 2023 (3y) | ||
| Randall Scott Ponder | Registered representative | CFP | Dec 2023 (3y) | |
| Tracy Frank Lasecke | Registered representative | CFP | Dec 2023 (3y) | |
| Scott Preston Yang | Registered representative | CFP | Dec 2023 (3y) | |
| John Michael Selzer | Registered representative | CFP | Jan 2024 (3y) | |
| Patrick Mc Grath | Registered representative | Jan 2024 (3y) | ||
| Allison Elinor Scoggin | Registered representative | CFP | Jan 2024 (3y) | |
| Wesley Daniel Patrick Scoggin | Registered representative | Jan 2024 (3y) | ||
| Robert Walter Brennan | Registered representative | Feb 2024 (2y) | ||
| Lynda M Tu | Registered representative | Feb 2024 (2y) | ||
| Ian Estes Glenn | Registered representative | Feb 2024 (2y) | ||
| Derek Scott Toren | Registered representative | Feb 2024 (2y) | ||
| Lloyd Andrew Fillis | Registered representative | Feb 2024 (2y) | ||
| Daniel Joseph Bolan | Registered representative | CFP | Mar 2024 (2y) | |
| Adam Christian Stanley | Registered representative | Mar 2024 (2y) | ||
| Dylan Williams | Registered representative | Apr 2024 (2y) | ||
| David Matthews | Registered representative | May 2024 (2y) | ||
| Lee John Sorcinelli | Registered representative | May 2024 (2y) | ||
| Erin Jean Kincheloe | Registered representative | May 2024 (2y) | ||
| John David Kraunelis | Registered representative | May 2024 (2y) | ||
| Eric Allan Soetaert | Registered representative | Jun 2024 (2y) | ||
| Craig Takao Mc Vey | Registered representative | Jun 2024 (2y) | ||
| Lori E Sherman | Registered representative | CFP | Jun 2024 (2y) | |
| Robert M Gentry | Registered representative | CFA | Jun 2024 (2y) | |
| Alexandre Pierre Lilles | Registered representative | CFA | Jun 2024 (2y) | |
| Leonardo Sepulveda Bojorquez | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Callum Harris | Registered representative | Jun 2024 (2y) | ||
| Kent Bryan Erickson | Registered representative | Jun 2024 (2y) | ||
| Gurvir Singh Grewal | Registered representative | CFP | Jun 2024 (2y) | |
| John Tufts Dippel | Registered representative | Jun 2024 (2y) | ||
| Michael David Hostetler | Registered representative | CFP | Jun 2024 (2y) | |
| Michelle Lea Phillips | Registered representative | Jun 2024 (2y) | ||
| Jerry He | Registered representative | CFP | Jul 2024 (2y) | |
| Jordan Asa Burrington Tyler | Registered representative | Jul 2024 (2y) | ||
| Jason Scott Towe | Registered representative | Jul 2024 (2y) | ||
| Jack Welty | Registered representative | Jul 2024 (2y) | ||
| Alexis Renee Dunbar | Registered representative | Jul 2024 (2y) | ||
| Zachary James Brenner | Registered representative | Aug 2024 (2y) | ||
| Michael Joseph Bogard | Registered representative | CFA | Aug 2024 (2y) | |
| Daravy Son | Registered representative | Oct 2024 (2y) | ||
| John C Alexander | Registered representative | Oct 2024 (2y) | ||
| Kimberly Ann Van Houtte | Registered representative | Oct 2024 (2y) | ||
| Kim Trzeciak | Registered representative | Oct 2024 (2y) | ||
| Michael Messinger | Registered representative | Oct 2024 (2y) | ||
| Paige Catherine Foley | Registered representative | Oct 2024 (2y) | ||
| Richard Looney | Registered representative | Oct 2024 (2y) | ||
| Robert Augustus Giunco | Registered representative | Oct 2024 (2y) | ||
| Robert Gould Mckelvey | Registered representative | Oct 2024 (2y) | ||
| Roger Henry Ingwersen | Registered representative | CFP | Oct 2024 (2y) | |
| Gretchen T Mc Laughlin | Registered representative | Oct 2024 (2y) | ||
| Michael Joseph Hansen | Registered representative | Nov 2024 (2y) | ||
| Phillip Monroe | Registered representative | Nov 2024 (2y) | ||
| Candace Jo Stogin | Registered representative | Nov 2024 (2y) | ||
| G Scott Lowe | Registered representative | Nov 2024 (2y) | ||
| Jeffrey Brooks | Registered representative | Nov 2024 (2y) | ||
| Kelly Jandreau | Registered representative | Nov 2024 (2y) | ||
| Brent Michael Sayler | Registered representative | CFP | Nov 2024 (2y) | |
| Jerod Patterson | Registered representative | Nov 2024 (2y) | ||
| Matthew James Pulsipher | Registered representative | CFP Chartered Financial Consultant | Nov 2024 (2y) | |
| Brent Walker | Registered representative | CFP | Dec 2024 (2y) | |
| Jack Newcomer | Registered representative | Dec 2024 (2y) | ||
| Matthew Patrick Holmes | Registered representative | CFP | Dec 2024 (2y) | |
| Robert Collins Ryan | Registered representative | Dec 2024 (2y) | ||
| Kevin Spafford | Registered representative | CFP Chartered Financial Consultant | Dec 2024 (2y) | |
| Bret Hedley Charles Butcher | Registered representative | Dec 2024 (2y) | ||
| Charles Michael Abbott | Registered representative | CFP | Dec 2024 (2y) | |
| Gianna Marie Viele | Registered representative | CFP | Dec 2024 (2y) | |
| Justin Tyler Burrow | Registered representative | Dec 2024 (2y) | ||
| Brenda Upton | Registered representative | CFP | Dec 2024 (2y) | |
| Jessica Catherine Baumgartner | Registered representative | Dec 2024 (2y) | ||
| Amy Michelle Bertle | Registered representative | CFP | Jan 2025 (2y) | |
| David Anthony Bastoni | Registered representative | Jan 2025 (2y) | ||
| Natalie Lynn Quirarte | Registered representative | CFP | Jan 2025 (2y) | |
| Quinn Carlsen | Registered representative | CFP | Jan 2025 (2y) | |
| Kyle E Harvey | Registered representative | Jan 2025 (2y) | ||
| Logan Swallow | Registered representative | Jan 2025 (2y) | ||
| Omaid Rahimi | Registered representative | Feb 2025 (1y) | ||
| Michael Allen Slenes | Registered representative | Feb 2025 (1y) | ||
| Robert C Scholes | Registered representative | CFP CFA | Feb 2025 (1y) | |
| James Ross Hall | Registered representative | CFP | Feb 2025 (1y) | |
| Adrian Garcia | Registered representative | Feb 2025 (1y) | ||
| Preet Pragnesh Shah | Registered representative | Mar 2025 (1y) | ||
| Lauren Anne Heiman | Registered representative | Mar 2025 (1y) | ||
| B Brandon Mackie | Registered representative | CFP | Apr 2025 (1y) | |
| Todd Elliott Smith | Registered representative | CFP | Apr 2025 (1y) | |
| Thomas Gonzales | Registered representative | Apr 2025 (1y) | ||
| Sean Tyler Ryan | Registered representative | May 2025 (1y) | ||
| Kyle Michael Young | Registered representative | May 2025 (1y) | ||
| Audrey Bruch | Registered representative | May 2025 (1y) | ||
| Christina Ann Jordan | Registered representative | May 2025 (1y) | ||
| David Gilreath | Registered representative | CFP | May 2025 (1y) | |
| Debra Kay Mc Culley | Registered representative | May 2025 (1y) | ||
| Edward Allen Humphreys | Registered representative | CFA | May 2025 (1y) | |
| Jared Tyson Lee | Registered representative | May 2025 (1y) | ||
| Lisa Michelle Reddick | Registered representative | May 2025 (1y) | ||
| Mark Salzinger | Registered representative | May 2025 (1y) | ||
| Matthew John Robert Potter | Registered representative | May 2025 (1y) | ||
| Nathan Harshman | Registered representative | May 2025 (1y) | ||
| Ronald Robert Brock | Registered representative | May 2025 (1y) | ||
| Samantha Pezzute | Registered representative | May 2025 (1y) | ||
| Thomas Kaiser | Registered representative | CFA | May 2025 (1y) | |
| Tiffany Van Hook | Registered representative | Jun 2025 (1y) | ||
| Wendi Elizabeth Ouellette | Registered representative | CFP | Jun 2025 (1y) | |
| Tyler Collier | Registered representative | Jun 2025 (1y) | ||
| James P Mc Mahon | Registered representative | Jun 2025 (1y) | ||
| Charles Jacob Wedemeyer | Registered representative | CFP | Jun 2025 (1y) | |
| Carter Street | Registered representative | CFP | Jul 2025 (1y) | |
| Miles Bradley Richardson | Registered representative | Aug 2025 (1y) | ||
| Connor Branch | Registered representative | Sep 2025 (1y) | ||
| Grantham Akerly | Registered representative | CFP | Sep 2025 (1y) | |
| Dean E Eisenbraun | Registered representative | Sep 2025 (1y) | ||
| Christian Harris | Registered representative | Chartered Financial Consultant | Oct 2025 (1y) | |
| Jing Chen | Registered representative | CFP CFA | Oct 2025 (1y) | |
| Ashley R Lareau | Registered representative | CFP | Nov 2025 (1y) | |
| Christopher Roger Stuart | Registered representative | CFA | Nov 2025 (1y) | |
| Laura Lincoln Gustafson | Registered representative | CFP Chartered Financial Consultant | Nov 2025 (1y) | |
| Luis M Raposo | Registered representative | CFA | Nov 2025 (1y) | |
| Timothy George Vanech | Registered representative | Nov 2025 (1y) | ||
| Gavin Michael Morrissey | Registered representative | Dec 2025 (1y) | ||
| Greg Gohr | Registered representative | Dec 2025 (1y) | ||
| Meagan H Swanson Rogers | Registered representative | CFP CFA | Dec 2025 (1y) | |
| Simon John Heslop | Registered representative | CFA | Dec 2025 (1y) | |
| Elisabeth Lynn Boaz | Registered representative | Dec 2025 (1y) | ||
| Kyle Mason Kadish | Registered representative | Dec 2025 (1y) | ||
| Sean Timothy Murray | Registered representative | CFP | Jan 2026 (1y) | |
| Cheyenne Gene Walker | Registered representative | CFP | Jan 2026 (1y) | |
| Maria Rose Foppiano | Registered representative | Chartered Financial Consultant | Jan 2026 (1y) | |
| Lisa Fulco | Registered representative | CFP Chartered Financial Consultant | Jan 2026 (1y) | |
| Simone Oscoff Devenny | Registered representative | Jan 2026 (1y) | ||
| Richard M Del Monte | Registered representative | CFP | Jan 2026 (1y) | |
| David Ashley Ragan | Registered representative | CFP | Jan 2026 (1y) | |
| Ricky Lee Grunden | Registered representative | CFP | Jan 2026 (1y) | |
| Robert William Thomas | Registered representative | CFP | Jan 2026 (1y) | |
| Susannah Marie Thomas | Registered representative | CFP | Jan 2026 (1y) | |
| Robert Palmer | Registered representative | CFP Chartered Financial Consultant | Jan 2026 (1y) | |
| Karissa Michelle Peterson | Registered representative | Mar 2026 (0y) | ||
| Samantha Cornelius Gabbard | Registered representative | CFP | Mar 2026 (0y) | |
| David Weiss | Registered representative | Mar 2026 (0y) | ||
| Matthew John Macek | Registered representative | CFP | Apr 2026 (0y) | |
| Kiana Mason | Registered representative | Apr 2026 (0y) | ||
| Miguel Mayagoitia | Registered representative | May 2026 (0y) | ||
| Mayra Olarte | Registered representative | May 2026 (0y) | ||
| Arthur Stein | Registered representative | CFP | Jun 2026 (0y) | |
| Paul Robert Cusumano | Registered representative | CFA | Jun 2026 (0y) | |
| Zachary Brandon Smythe | Registered representative | CFP | Jun 2026 (0y) | |
| Matthew Austin Redfering | Registered representative | Jun 2026 (0y) | ||
| Edward S Pegram | Registered representative | Jun 2026 (0y) | ||
| Margaret Arrowood Remeika | Registered representative | CFP | Jun 2026 (0y) | |
| Stephanie Clark Sharp | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Allworth Financial Group, L.P. | Partner | Jul 2017 | A | 75% or more |
| Afg Intermediate, L.P. | Owner | Jul 2017 | B | ≈ 56.25% – 100% via Allworth Financial Group, L.P. |
| Allworth Financial Holdings, Llc | Owner | Oct 2020 | B | ≈ 42.19% – 100% via Afg Intermediate, L.P. |
| 2781807 Ontario Limited | Owner | Oct 2020 | B | ≈ 7.91% – 50% via Otpp/Afg, Llc |
| Ontario Teacher's Pension Plan Board | Owner | Oct 2020 | B | ≈ 5.93% – 50% via 2781807 Ontario Limited |
| Otpp/Afg, Llc | Owner | Oct 2020 | B | ≈ 10.55% – 50% via Allworth Financial Holdings, Llc |
| Afg Parent Gp, Llc | Other General Partners | Oct 2020 | B | GP / trustee / elected manager of Afg Intermediate, L.P. (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Afg Intermediate, L.P.: 75% – 100% of Allworth Financial Group, L.P. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Allworth Financial Holdings, Llc: 75% – 100% of Afg Intermediate, L.P. × 75% – 100% of Allworth Financial Group, L.P. × 75% – 100% direct ≈ 42.19% – 100% of the firm
- 2781807 Ontario Limited: 75% – 100% of Otpp/Afg, Llc × 25% – 50% of Allworth Financial Holdings, Llc × 75% – 100% of Afg Intermediate, L.P. × 75% – 100% of Allworth Financial Group, L.P. × 75% – 100% direct ≈ 7.91% – 50% of the firm
- Ontario Teacher's Pension Plan Board: 75% – 100% of 2781807 Ontario Limited × 75% – 100% of Otpp/Afg, Llc × 25% – 50% of Allworth Financial Holdings, Llc × 75% – 100% of Afg Intermediate, L.P. × 75% – 100% of Allworth Financial Group, L.P. × 75% – 100% direct ≈ 5.93% – 50% of the firm
- Otpp/Afg, Llc: 25% – 50% of Allworth Financial Holdings, Llc × 75% – 100% of Afg Intermediate, L.P. × 75% – 100% of Allworth Financial Group, L.P. × 75% – 100% direct ≈ 10.55% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (17)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| North State Electrical Contractors, Inc. 401(k) Plan | North State Electrical Contractors, Inc. | 165 | $6.5M | 01/01/2024 |
| Monmouth Cardiology Associates, Llc 401(k) Plan | Monmouth Cardiology Associates, Llc | 138 | $46.7M | 01/01/2024 |
| Cass Arrieta 401(k) Plan | Cass Construction, Inc. | 182 | $19.2M | 01/01/2024 |
| Spirit Airlines, Inc. Pilots' Retirement Savings Plan | Spirit Airlines, Inc. | 3,199 | $1.2B | 01/01/2024 |
| Jetblue Airways Retirement Plan | Jetblue Airways Corporation | 23,089 | $5.4B | 01/01/2024 |
| Future Automotive Group 401(k) Plan | Future Ford, Inc. | 1,180 | $48.7M | 01/01/2024 |
| Southwest Airlines Pilots Retirement Savings Plan | Southwest Airlines Company | 11,679 | $11.6B | 01/01/2024 |
| Century Hvac Distributing 401(k) Savings Plan | Century Hvac Distributing, L.P. | 141 | $6.8M | 01/01/2024 |
| Delta 401(k) Retirement Plan For Pilots | Delta Air Lines, Inc. | 14,981 | $15.9B | 01/01/2024 |
| Delta 401(k) Retirement Plan | Delta Air Lines, Inc. | 89,993 | $19.0B | 01/01/2024 |
| Southgate Glass & Screen 401(k) Profit Sharing Plan | Southgate Glass & Screen | 242 | $5.0M | 01/01/2024 |
| Pacific Coast Producers Profit Sharing And Thrift 401(k) Plan | Pacific Coast Producers | 287 | $63.1M | 01/01/2024 |
| Focus Hr, Inc. Retirement Plan | Casa De Los Ninos | 163 | $6.5M | 01/01/2024 |
| Wsgr 401(k) And Profit Sharing Plan | Wilson Sonsini Goodrich & Rosati, Pc | 1,984 | $1.0B | 01/01/2024 |
| The Boiling Crab 401(k) Plan | Boiling Crab Restaurant Group, Llc Dba The Boiling Crab | 1,000 | $7.6M | 01/01/2024 |
| Laird Noller Ford Retirement Plan | Laird Noller Ford, Inc. | 392 | $11.2M | 01/01/2024 |
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 1.22 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $20.1B (60% of AUM) Mar 2026
- Fidelity Brokerage Services $12.3B (37% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 29, 2026.
View current Form ADV (SEC/IAPD) ↗