AUMdb

Capital Asset Advisory Services, Llc.

SEC-registered Wealth Manager · Mid-sized ($1B–$10B) CRD 110929 · SEC file 801-67082 · Williamston, MI · www.austinfinancial.us
☆ Save with Pro ADV data as of Mar 26, 2026
Regulatory AUM
$4.6B
Discretionary
$4.6B
Clients
5,614
Avg AUM / client
$827K
Accounts
18,187
Employees
136

AUM over time

$415M $4.6B
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 26, 2026

Investments (13F portfolio — 299 positions, $2,606,349,735)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Vanguard Index Fds LARGE CAP ETF $338,002,651 1,037,646 13.0% 7.28%
2 Ishares Tr CORE US AGGBD ET $161,498,334 1,617,571 6.2% 3.48%
3 Ishares Tr CORE MSCI INTL $116,315,471 1,298,019 4.46% 2.51%
4 Spdr Index Shs Fds STATE STREET SPD $99,313,816 2,013,662 3.81% 2.14%
5 Vanguard Index Fds MID CAP ETF $78,679,958 1,021,155 3.02% 1.7%
6 Invesco Actively Managed Exc ULTRA SHRT DUR $73,567,981 1,468,130 2.82% 1.59%
7 Invesco Exch Traded Fd Tr Ii PURBTA MSCI US $69,092,316 972,994 2.65% 1.49%
8 Ishares Tr CORE S&P MCP ETF $65,622,415 894,526 2.52% 1.41%
9 Pacer Fds Tr US CASH COWS 100 $60,022,982 950,031 2.3% 1.29%
10 Ishares Tr TRS FLT RT BD $59,817,778 1,182,871 2.3% 1.29%
11 Ishares Gold Tr ISHARES NEW $58,058,701 641,037 2.23% 1.25%
12 Spdr Series Trust STATE STREET SPD $57,967,822 633,113 2.22% 1.25%
13 J P Morgan Exchange Traded F ULTRA SHRT ETF $57,857,969 1,144,116 2.22% 1.25%
14 Invesco Exchange Traded Fd T AEROSPACE DEFN $57,354,621 325,342 2.2% 1.24%
15 Vanguard Scottsdale Fds TOTAL CORP BND $55,433,427 716,102 2.13% 1.19%
16 Wisdomtree Tr DYNAMIC INTL EQT $55,024,705 1,186,900 2.11% 1.19%
17 Global X Fds US INFR DEV ETF $54,580,123 983,958 2.09% 1.18%
18 Ishares Tr CORE S&P SCP ETF $54,155,609 397,764 2.08% 1.17%
19 Apple Inc COM $49,328,520 180,657 1.89% 1.06%
20 First Tr Exchange Traded Fd NASDAQ CYB ETF $44,742,655 667,303 1.72% 0.96%
21 Nvidia Corporation COM $42,521,504 210,440 1.63% 0.92%
22 Vanguard Intl Equity Index F FTSE EMR MKT ETF $41,446,430 703,555 1.59% 0.89%
23 Vanguard Bd Index Fds TOTAL BND MRKT $39,500,141 533,714 1.52% 0.85%
24 Vanguard Index Fds SMALL CP ETF $38,944,407 136,093 1.49% 0.84%
25 Ishares Tr BROAD USD HIGH $38,207,678 1,024,609 1.47% 0.82%

Top 25 of 299 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 4,218 $1.1B 24.0%
High net worth individuals 680 $1.7B 37.4%
Pension and profit sharing plans 409 $496M 10.7%
Charitable organizations 31 $4.7M 0.1%
Corporations and other businesses 276 $1.3B 27.8%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Pfeiffer University Retirement Plan Pfeiffer University 2024
Spartanburg Methodist College 403(b) Plan Spartan Methodist College 2024
Fulton County Health Center Tax Deferred Annuity Plan Fulton County Health Center 2024
Fulton County Health Center Employees' Pension Plan Fulton County Health Center 2024
Senior Living Choices Of Virginia, Inc. 403(b) Plan Senior Living Choices Of Virginia, Inc. 2024
Seligman Group Retirement Plan Pentegra Services, Inc. 2024
Warren Wilson College 403(b) Dc Plan Warren Wilson College, Inc. 2024
Aspire Rural Health System 401(k) Plan Aspire Rural Health System 2024
Principal Ease 401(k) Plan Principal Life Insurance Company 2024
Compass Healthcare Plc 401(k) Profit Sharing Plan & Trust Compass Healthcare Plc 2024
Converse University Defined Contribution Retirement Plan Converse College 2024
Investing Together In Your Future Plan Green Peak Industries, Inc. 2024
Consolidated Electrical Contractors, Inc. 401(k) Plan L&D Electric, Inc. D/B/A Consolidated Electrical Contractors, Inc. 2024
William Peace University Retirement Plan William Peace University 2024
Gcc Mso Holdings, Llc 401(k) Plan Gcc Mso Holdings, Llc 2024

People (69)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Anthony Joseph Mazzali Managing Member CFP Chartered Financial Consultant Apr 1999 (27y) 50% – 75%
Jeffrey John Casey Managing Member CFP Chartered Financial Consultant Sep 1999 (27y) 10% – 25%
Kenneth Patrick Evangelista Chief Compliance Officer Jun 2007 (19y) 5% – 10%
Adam Patrick Lesperance Director Of Business Development CFP Chartered Financial Consultant Sep 2010 (16y) Less than 5%
David Michael Robinson Registered representative CFP Sep 2010 (16y)
Jonathan Lee Cohen Registered representative CFP Sep 2010 (16y)
Karen Joy Fritz Registered representative Sep 2010 (16y)
Thomas Bernard Doran Registered representative Sep 2010 (16y)
Parke Grant Petersen Registered representative Oct 2010 (16y)
Scott David Palomaki Registered representative Jan 2011 (16y)
Jeffrey Wayne Roman Registered representative CFP Nov 2011 (15y)
Matthew Patrick Oneil Registered representative CFP Chartered Financial Consultant Mar 2012 (14y)
Thomas Frederick Austin Registered representative Aug 2012 (14y)
Alexander Michael Denno Registered representative Apr 2016 (10y)
Brian Joseph Walker Registered representative Apr 2016 (10y)
Aleia Kristy Macdonald Registered representative CFP May 2016 (10y)
John Luke Evangelista Registered representative CFP May 2016 (10y)
Eric T Fritz Registered representative Oct 2016 (10y)
Austin James Brown Registered representative Chartered Financial Consultant Jan 2017 (10y)
Emily Regina Haberkern Registered representative CFP Apr 2017 (9y)
Mark Todd Loeber Registered representative Jul 2017 (9y)
Richard Gray Adams Registered representative Sep 2017 (9y)
David Leland Carr Registered representative Feb 2018 (8y)
Daniel George Mcpherson Registered representative CFP Apr 2018 (8y)
Joseph E Crumley Registered representative Dec 2018 (8y)
Sanford J Prizant Registered representative Mar 2019 (7y)
Oliver Paul Gooden Registered representative CFA Apr 2019 (7y)
Nicole M Loden Registered representative CFP Jun 2019 (7y)
Karen Lynn Stancombe Registered representative Jan 2020 (7y)
Josiah Whitten Registered representative Jul 2020 (6y)
Grant P Dunatchik Registered representative CFP Chartered Financial Consultant Sep 2020 (6y)
Charles Ernest Coreth Registered representative CFP Feb 2021 (5y)
Michael Andrew Rawls Registered representative Feb 2021 (5y)
Thomas Alastair Robertson Registered representative Feb 2021 (5y)
Cassidy Carr Registered representative CFP Apr 2021 (5y)
Nathan Carnochan Traxler Registered representative Jun 2021 (5y)
Alexandria Leigh Fulton Registered representative Sep 2021 (5y)
Nicholas Raymond Schafer Registered representative Oct 2021 (5y)
Allison Ingles Registered representative CFP Oct 2021 (5y)
Ashley Elise Musselman Registered representative Mar 2022 (4y)
Riley N Derwich Registered representative Sep 2022 (4y)
Timothy Roy Loving Registered representative Oct 2022 (4y)
Elijah J Richardson Registered representative Nov 2022 (4y)
Andrew Devitt Finnegan Registered representative Apr 2023 (3y)
Wyatt Smith Registered representative CFP Apr 2023 (3y)
Brent Neal Bruggink Registered representative May 2023 (3y)
Jeffrey David Kercorian Registered representative Aug 2023 (3y)
Jennifer D Behm Registered representative Sep 2023 (3y)
Justin A Cason Registered representative CFP Dec 2023 (3y)
Connor Porrell Registered representative CFP May 2024 (2y)
Joseph Kanouno Registered representative Sep 2024 (2y)
Brendan T Estes Registered representative Sep 2024 (2y)
Colby Smith Registered representative Oct 2024 (2y)
Michael F Graves Registered representative Oct 2024 (2y)
Christian Dean Whitehead Registered representative CFP Chartered Financial Consultant Jan 2025 (2y)
William Kevin Jenkins Registered representative Chartered Financial Consultant Jan 2025 (2y)
Lekshmi Rajaram Registered representative Apr 2025 (1y)
Michael Thomas Gillespie Registered representative Apr 2025 (1y)
Tyler Mark Porrell Registered representative May 2025 (1y)
Charles C Daugherty Registered representative Jun 2025 (1y)
Ryan Daniel Moffitt Registered representative Jun 2025 (1y)
Yelisey Kuts Registered representative CFP Jul 2025 (1y)
Nathan Zolynsky Registered representative CFP Oct 2025 (1y)
Marissa Collins Registered representative Mar 2026 (0y)
Gary Nucian Registered representative Apr 2026 (0y)
Joseph Alamo Registered representative CFP Apr 2026 (0y)
Elijah Timothy Loving Registered representative Jun 2026 (0y)
Leonard Daniel Gilroy Solano Registered representative Jun 2026 (0y)
Jia Min Registered representative CFA Jun 2026 (0y)

Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (15)

PlanSponsorParticipantsPlan assetsAs of
Pfeiffer University Retirement Plan Pfeiffer University 153 $33.4M 10/01/2024
Spartanburg Methodist College 403(b) Plan Spartan Methodist College 274 $13.6M 07/01/2024
Fulton County Health Center Tax Deferred Annuity Plan Fulton County Health Center 906 $33.6M 01/01/2024
Fulton County Health Center Employees' Pension Plan Fulton County Health Center 538 $38.3M 01/01/2024
Senior Living Choices Of Virginia, Inc. 403(b) Plan Senior Living Choices Of Virginia, Inc. 335 $3.4M 01/01/2024
Seligman Group Retirement Plan Pentegra Services, Inc. 121 $13.9M 01/01/2024
Warren Wilson College 403(b) Dc Plan Warren Wilson College, Inc. 198 $41.9M 01/01/2024
Aspire Rural Health System 401(k) Plan Aspire Rural Health System 1,153 $45.9M 01/01/2024
Principal Ease 401(k) Plan Principal Life Insurance Company 161,040 $651M 01/01/2024
Compass Healthcare Plc 401(k) Profit Sharing Plan & Trust Compass Healthcare Plc 277 $30.5M 01/01/2024
Converse University Defined Contribution Retirement Plan Converse College 160 $45.4M 01/01/2024
Investing Together In Your Future Plan Green Peak Industries, Inc. 224 $3.3M 01/01/2024
Consolidated Electrical Contractors, Inc. 401(k) Plan L&D Electric, Inc. D/B/A Consolidated Electrical Contractors, Inc. 169 $5.5M 01/01/2024
William Peace University Retirement Plan William Peace University 136 $22.7M 01/01/2024
Gcc Mso Holdings, Llc 401(k) Plan Gcc Mso Holdings, Llc 525 $2.5M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/26/2026 1.57 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

Civil judicial as of Mar 27, 2024

Allegations: BREACH OF FIDUCIARY DUTY, NEGLIGENCE AGAINST TIMOTHY R. LOVING, BREACH OF FIDUCIARY DUTY AGAINST LOVING CAPITAL MANAGEMENT, LLC, NEGLIGENCE AGAINST LOVING CAPITAL MANAGEMENT LLC, BREACH OF FIDUCIARY DUTY AGAINST KURE ADVISORY, LLC, NEGLIGENCE AGAINST KURE ADVISORY LLC, BREACH OF FIDUCIARY DUTY AGAINST TRUADVICE LLC, NEGLIGENCE AGAINST TRUADVICE LLC, Status: Pending Summary: RHEINHART HIRED LOVING TO HELP MANAGE HIS IRA; MARCH 2020 HIS IRA VALUE WAS DROPPING SHARPLY AND LOVING DISCUSSED MOVING FROM TWO HIGH RISK FUNDS (PHNHX AND TRBRX) TO A STABLE ACCOUNT TO INSULATE FROM FURTHER MARKET FLUCTUATIONS. HE ALSO, ADVISED TO ROLLOVER FROM HIS CURRENT CUSTODIAN (T. ROWE PRICE TO TDA). ASSETS CONTINUED TO DECLINE. DURING A CALL TO INITIATE ROLLOVER THE REPRESENTATIVE (MCNAMARA, AN EMPLOYEE OF LOVINGS) NEVER REQUESTED TO LIQUIDATE ASSETS; MCNAMARA ONLY REQUESTED AN IRA-TO-IRA ROLLOVER WHICH WOULD HAVE TRANSFERRED ASSETS IN-KIND. BY THE TIME THE ROLLOVER WAS PROCESSED FROM T. ROWE TO TDA BETWEEN THE CALL ON MARCH 6TH, 2020 AND ALL FUNDS ACCOUNTED FOR AT TDA ON MARCH 30TH, 2020 THE ASSET VALUE DROPPED BY $228,542.26. LOVING EXPLAINED THE LOSS WAS DUE TO THE SHARP DROP IN THE MARKET AT THAT TIME; RHEINHART BELIEVED HIS ASSET WERE BEING LIQUIDATED AND SOLD ON MARCH 6TH AT TIME OF ROLLOVER REQUEST PER LOVING'S RECOMMENDATION.

Disclosure text reproduced verbatim from the firm's own Form ADV filings.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees
  • Commissions

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.

View current Form ADV (SEC/IAPD) ↗