Duncker, Streett & Co., Llc
- Regulatory AUM
- $707M
- Discretionary
- $696M
- Clients
- 173
- Avg AUM / client
- $4.1M
- Accounts
- 421
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of May 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 71 | $24.8M | 3.5% |
| High net worth individuals | 94 | $485M | 68.6% |
| Pension and profit sharing plans | 2 | $12.5M | 1.77% |
| Charitable organizations | 6 | $185M | 26.1% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Moulton, John, Randolph | Shareholder | Mar 2001 (25y) | Less than 5% | |
| Berg, Daniel, Jeremy | Director Of Finance | Mar 2019 (7y) | Less than 5% | |
| Boyle, John, Thomas | Principal | Sep 2021 (5y) | Less than 5% | |
| James Eric Mineman | Registered representative | Jul 2020 (6y) | ||
| Terry Alan Daniels | Registered representative | CFA | Oct 2023 (3y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Wealthtrust Acquisition, Llc | Owner | May 2017 | A | 50% – 75% |
| Moulton Investments, Inc. | Member | Mar 2001 | A | 10% – 25% |
| Hightower Holding, Llc | Owner | May 2017 | B | ≈ 37.5% – 75% via Wealthtrust Acquisition, Llc |
| Thl Ht Spv, Lp | Owner | Dec 2020 | B | ≈ 9.38% – 37.5% via Hightower Holding, Llc |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Hightower Holding, Llc: 75% – 100% of Wealthtrust Acquisition, Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm
- Thl Ht Spv, Lp: 25% – 50% of Hightower Holding, Llc × 75% – 100% of Wealthtrust Acquisition, Llc × 50% – 75% direct ≈ 9.38% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/08/2026 | 2.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $684M (97% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 08, 2026.
View current Form ADV (SEC/IAPD) ↗