Flexible Plan Investments Ltd
SEC-registered
Mutual Fund / Asset Manager · Mid-sized ($1B–$10B)
CRD 110762
· SEC file 801-21073
· Bloomfield Hills, MI
· QUANTIFIEDFUNDS.COM
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $1.5B
- Discretionary
- $1.5B
- Clients
- 9,144
- Avg AUM / client
- $162K
- Accounts
- 10,406
- Employees
- 68
AUM over time
$859M
$2.0B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 8,323 | $261M | 17.6% |
| High net worth individuals | 737 | $104M | 7.03% |
| Investment companies | 14 | $1.1B | 73.2% |
| Pension and profit sharing plans | 33 | $5.1M | 0.34% |
| Charitable organizations | 25 | $22.8M | 1.54% |
| State or municipal government entities | 1 | $1.7M | 0.12% |
| Corporations and other businesses | 11 | $2.6M | 0.18% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| The Western Union Company Incentive Savings Plan The Western Union Company | 2024 | |
| Skywest, Inc. Employees' Retirement Plan Skywest, Inc. | 2024 | |
| Yale University Retirement Account Plan Yale University | 2024 | |
| Scpmg Keogh Plan Southern California Permanente Medical Group | 2024 | |
| Lathrop Gpm Llp 401(k) Plan Lathrop Gpm Llp | 2024 | |
| Cleveland Clinic Savings And Investment Plan The Cleveland Clinic Foundation | 2024 | |
| Southwest Airlines Pilots Retirement Savings Plan Southwest Airlines Company | 2024 | |
| Olivet College Dc Retirement Plan Olivet College | 2024 | |
| Intermountain Health 401(k) Plan Intermountain Health Care, Inc. | 2024 | |
| Black & Veatch Retirement Program Bvh, Inc. | 2024 | |
| Mayer Brown Llp Usa Savings Plan Mayer Brown Llp | 2024 | |
| Seyfarth Shaw Llp 401(k) Savings And Retirement Plan Seyfarth Shaw Llp | 2024 | |
| United Airlines Pilot Retirement Account Plan United Airlines, Inc. | 2024 |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jerry Charles Wagner | Ceo / President | Feb 1981 (46y) | 75% or more | |
| Toth, Renee | Executive Vice President | Aug 2006 (20y) | 10% – 25% | |
| Smith, Gregory, Michael | Chief Compliance Officer | Jan 2014 (13y) | Less than 5% | |
| Ingalsbe, Jeffrey, Allan | Senior Vice President, Chief Information Officer | Oct 2016 (10y) | Less than 5% | |
| Burke, Sean, Michael | Corporate Counsel | May 2022 (4y) | Less than 5% | |
| Higgins, Michelle, Marie | Chief Operating Officer | May 2022 (4y) | Less than 5% | |
| Fernando, Rukshan, Sanjeewa | Chief Financial Officer | Jun 2022 (4y) | Less than 5% | |
| Timothy Hanna | Director Of Research | CFA | Mar 2024 (2y) | Less than 5% |
| Christopher Scott Noechel | Registered representative | Feb 2020 (6y) | ||
| Carl Richard Resnick | Registered representative | Oct 2024 (2y) | ||
| Jordan Roman | Registered representative | Mar 2026 (0y) | ||
| Adam Scott Radin | Registered representative | May 2026 (0y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (13)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| The Western Union Company Incentive Savings Plan | The Western Union Company | 1,368 | $447M | 01/01/2024 |
| Skywest, Inc. Employees' Retirement Plan | Skywest, Inc. | 15,517 | $1.4B | 01/01/2024 |
| Yale University Retirement Account Plan | Yale University | 13,709 | $8.3B | 01/01/2024 |
| Scpmg Keogh Plan | Southern California Permanente Medical Group | 11,088 | $7.9B | 01/01/2024 |
| Lathrop Gpm Llp 401(k) Plan | Lathrop Gpm Llp | 193 | $105M | 01/01/2024 |
| Cleveland Clinic Savings And Investment Plan | The Cleveland Clinic Foundation | 68,206 | $9.2B | 01/01/2024 |
| Southwest Airlines Pilots Retirement Savings Plan | Southwest Airlines Company | 11,679 | $11.6B | 01/01/2024 |
| Olivet College Dc Retirement Plan | Olivet College | 223 | $23.9M | 01/01/2024 |
| Intermountain Health 401(k) Plan | Intermountain Health Care, Inc. | 69,032 | $6.8B | 01/01/2024 |
| Black & Veatch Retirement Program | Bvh, Inc. | 7,022 | $3.0B | 01/01/2024 |
| Mayer Brown Llp Usa Savings Plan | Mayer Brown Llp | 2,078 | $1.2B | 01/01/2024 |
| Seyfarth Shaw Llp 401(k) Savings And Retirement Plan | Seyfarth Shaw Llp | 1,762 | $926M | 01/01/2024 |
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 948 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Trust Company Of America $1.3B (68% of AUM) Mar 2018
- E*TRADE (Morgan Stanley) $1.1B (64% of AUM) Mar 2021
- Axos Clearing $860M (58% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗