R.L. Evans Co. Inc.
- Regulatory AUM
- $683M
- Discretionary
- $23.6M
- Clients
- 431
- Avg AUM / client
- $1.6M
- Accounts
- 989
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Jul 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 221 | $45.7M | 6.69% |
| High net worth individuals | 198 | $574M | 84.1% |
| Pension and profit sharing plans | 12 | $62.6M | 9.18% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Dallas John Evans | Vice President, Managing Executive, Managing Principal, Chief Investment Strategist, Chief Compliance Officer | CFP Chartered Financial Consultant | Dec 1991 (35y) | ≈ 18.75% – 50% via Evans Financial Services Llc |
| Evans, Douglas, Lloyd | President | Jan 1996 (31y) | ≈ 18.75% – 50% via Evans Financial Services Llc | |
| Harwood, Marjorie | Owner | Jan 1996 (31y) | ≈ 18.75% – 50% via Evans Financial Services Llc | |
| Kaczor, Rebecca | Owner | Jan 1996 (31y) | ≈ 18.75% – 50% via Evans Financial Services Llc | |
| Brian William Leach | Registered representative | CFP | Oct 2020 (6y) | |
| Cheryl Nicole Hansford | Registered representative | CFP | Jan 2021 (6y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Evans Financial Services Llc | Owner | Apr 2016 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Dallas John Evans: 25% – 50% of Evans Financial Services Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Evans, Douglas, Lloyd: 25% – 50% of Evans Financial Services Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Harwood, Marjorie: 25% – 50% of Evans Financial Services Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Kaczor, Rebecca: 25% – 50% of Evans Financial Services Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/02/2026 | 914 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $487M (71% of AUM) Jul 2026
- Capital Group/American Funds $12.7M (5% of AUM) Jun 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 02, 2026.
View current Form ADV (SEC/IAPD) ↗