AUMdb
PC

Pfc Capital Group Inc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 110648 · SEC file 801-26253 · Los Angeles, CA
☆ Save with Pro ADV data as of Oct 28, 2025
Regulatory AUM
$262M
Discretionary
$262M
Clients
254
Avg AUM / client
$1.0M
Accounts
382
Employees
10

AUM over time

$135M $262M
Jan 2012 Jul 2025

Annual snapshots from Form ADV filings · as of Oct 28, 2025

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 181 $40.3M 15.4%
High net worth individuals 55 $217M 82.5%
Charitable organizations 3 $752K 0.29%
Corporations and other businesses 12 $306K 0.12%
Other 3 $4.5M 1.72%

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Stephen Eugene Scherer President Sep 1981 (45y) ≈ 56.25% – 100% via Raben, Inc.
Bradford, Christopher, Thomas Vice President Aug 1987 (39y) Less than 5%
Joseph Malhas Registered representative Jan 2025 (2y)
Timothy Streufert Registered representative Jan 2025 (2y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Raben, Inc. Parent Company Sep 1981 A 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Stephen Eugene Scherer: 75% – 100% of Raben, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 10/28/2025 998 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Oct 28, 2025.

View current Form ADV (SEC/IAPD) ↗