Omc Financial Services Ltd
- Regulatory AUM
- $328M
- Discretionary
- $328M
- Clients
- 269
- Avg AUM / client
- $1.2M
- Accounts
- 672
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Mar 23, 2026
Investments (13F portfolio — 64 positions, $257,949,602)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Nvidia Corporation | COM | $30,595,810 | 175,435 | 11.9% | 9.31% |
| 2 | Apple Inc | COM | $27,122,988 | 106,872 | 10.5% | 8.26% |
| 3 | Mastercard Incorporated | CL A | $16,449,563 | 32,922 | 6.38% | 5.01% |
| 4 | Visa Inc | COM CL A | $15,568,325 | 51,510 | 6.04% | 4.74% |
| 5 | Spdr Gold Tr | GOLD SHS | $14,975,813 | 34,804 | 5.81% | 4.56% |
| 6 | Abbvie Inc | COM | $11,727,371 | 53,921 | 4.55% | 3.57% |
| 7 | Alphabet Inc | CAP STK CL A | $10,166,320 | 35,354 | 3.94% | 3.09% |
| 8 | Advanced Micro Devices Inc | COM | $9,535,781 | 46,875 | 3.7% | 2.9% |
| 9 | Microsoft Corp | COM | $9,380,283 | 25,340 | 3.64% | 2.86% |
| 10 | Marriott Intl Inc New | CL A | $6,127,331 | 18,734 | 2.38% | 1.87% |
| 11 | Mcdonalds Corp | COM | $5,954,244 | 19,158 | 2.31% | 1.81% |
| 12 | Meta Platforms Inc | CL A | $5,594,289 | 9,778 | 2.17% | 1.7% |
| 13 | Schwab Strategic Tr | INTERNL DIVID | $5,266,652 | 166,350 | 2.04% | 1.6% |
| 14 | Ge Vernova Inc | COM | $5,229,138 | 5,991 | 2.03% | 1.59% |
| 15 | Amazon Com Inc | COM | $4,844,360 | 23,260 | 1.88% | 1.47% |
| 16 | Crowdstrike Hldgs Inc | CL A | $4,610,352 | 11,809 | 1.79% | 1.4% |
| 17 | Lowes Cos Inc | COM | $4,431,772 | 18,756 | 1.72% | 1.35% |
| 18 | Walmart Inc | COM | $3,840,455 | 30,902 | 1.49% | 1.17% |
| 19 | Palo Alto Networks Inc | COM | $3,796,378 | 23,680 | 1.47% | 1.16% |
| 20 | Lockheed Martin Corp | COM | $3,768,455 | 6,235 | 1.46% | 1.15% |
| 21 | Vanguard Whitehall Fds | INTL HIGH ETF | $3,564,211 | 37,821 | 1.38% | 1.09% |
| 22 | Vistra Corp | COM | $3,428,276 | 22,805 | 1.33% | 1.04% |
| 23 | Jpmorgan Chase & Co | COM | $3,363,720 | 11,435 | 1.3% | 1.02% |
| 24 | Johnson & Johnson | COM | $3,282,340 | 13,428 | 1.27% | 1.0% |
| 25 | Vanguard Whitehall Fds | INTL DVD ETF | $3,165,938 | 35,789 | 1.23% | 0.96% |
Top 25 of 64 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 167 | $70.6M | 21.5% |
| High net worth individuals | 102 | $258M | 78.5% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Cynthia Ann Scott | President | Chartered Financial Consultant | Jun 1985 (41y) | 75% or more |
| Cullen, James, Michael | Chief Compliance Officer | Jul 2023 (3y) | Less than 5% | |
| Gregory Welles Jennings | Registered representative | Aug 2021 (5y) | ||
| Brian Andrew Jennings | Registered representative | Jan 2023 (4y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/23/2026 | 928 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $328M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.
View current Form ADV (SEC/IAPD) ↗