Harvey Investment Company, Llc
- Regulatory AUM
- $1.0B
- Discretionary
- $1.0B
- Clients
- 184
- Avg AUM / client
- $5.6M
- Accounts
- 264
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of May 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 13 | $9.1M | 0.88% |
| High net worth individuals | 163 | $902M | 87.7% |
| Charitable organizations | 8 | $115M | 11.2% |
| Corporations and other businesses | Fewer than 5 clients | $2.9M | 0.28% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Samuel Castleman Harvey | President | Oct 2000 (26y) | ≈ 7.5% – 25% via Castleman Corporation | |
| Davis, John, Johnston | Owner | Apr 2001 (25y) | ≈ 3.75% – 10% via Junior D, Inc. | |
| Mary Linder Herrmann | Senior Vice President | Apr 2001 (25y) | ≈ 0% – 5% via Gracie Corp. | |
| Joshua Stephen Jevne | Owner | Mar 2011 (15y) | ≈ 0% – 5% via Jevne Corp. | |
| Samuel Hunter Noble | Senior Vice President, Chief Compliance Officer | Apr 2013 (13y) | ≈ 0% – 5% via Mayweather Corp | |
| Berg, Daniel, Jeremy | Secretary & Treasurer | Mar 2019 (7y) | Less than 5% | |
| Boyle, John, Thomas | Principal | Sep 2021 (5y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Wt Acquisition, Llc | Owner | May 2017 | A | 50% – 75% |
| Castleman Corporation | Owner | Apr 2001 | A | 10% – 25% |
| Junior D, Inc. | Owner | Apr 2001 | A | 5% – 10% |
| Gracie Corp. | Owner | Apr 2001 | A | Less than 5% |
| Jevne Corp. | Owner | Apr 2013 | A | Less than 5% |
| Mayweather Corp | Owner | Jan 2023 | A | Less than 5% |
| Hightower Holding, Llc | Owner | May 2017 | B | ≈ 37.5% – 75% via Wt Acquisition, Llc |
| Thl Ht Spv, L.P. | Owner | Dec 2020 | B | ≈ 18.75% – 56.25% via Hightower Holding, Llc |
Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Samuel Castleman Harvey: 75% – 100% of Castleman Corporation × 10% – 25% direct ≈ 7.5% – 25% of the firm
- Davis, John, Johnston: 75% – 100% of Junior D, Inc. × 5% – 10% direct ≈ 3.75% – 10% of the firm
- Mary Linder Herrmann: 75% – 100% of Gracie Corp. × 0% – 5% direct ≈ 0% – 5% of the firm
- Joshua Stephen Jevne: 75% – 100% of Jevne Corp. × 0% – 5% direct ≈ 0% – 5% of the firm
- Samuel Hunter Noble: 75% – 100% of Mayweather Corp × 0% – 5% direct ≈ 0% – 5% of the firm
- Hightower Holding, Llc: 75% – 100% of Wt Acquisition, Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm
- Thl Ht Spv, L.P.: 50% – 75% of Hightower Holding, Llc × 75% – 100% of Wt Acquisition, Llc × 50% – 75% direct ≈ 18.75% – 56.25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/12/2026 | 1.99 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Pershing $632M (61% of AUM) May 2026
- Pnc Wealth Management $196M (19% of AUM) May 2026
- Pnc Investments Llc $173M (18% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 12, 2026.
View current Form ADV (SEC/IAPD) ↗