Westwood Management Corp
SEC-registered
Investment Adviser · Large ($10B–$100B)
CRD 110269
· SEC file 801-18727
· Dallas, TX
· WWW.WESTWOODGROUP.COM
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $12.5B
- Discretionary
- $12.5B
- Clients
- 247
- Avg AUM / client
- $50.4M
- Accounts
- 249
- Employees
- 95
AUM over time
$9.4B
$19.3B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 146 | $196M | 1.57% |
| High net worth individuals | 19 | $81.7M | 0.66% |
| Banking or thrift institutions | Fewer than 5 clients | $0 | — |
| Investment companies | 24 | $5.8B | 46.3% |
| Pooled investment vehicles (non-investment companies) | 16 | $1.5B | 12.2% |
| Pension and profit sharing plans | 10 | $1.1B | 9.17% |
| Charitable organizations | 7 | $248M | 1.99% |
| State or municipal government entities | 18 | $2.7B | 21.8% |
| Other investment advisers | Fewer than 5 clients | $0 | — |
| Insurance companies | Fewer than 5 clients | — | — |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | $475M | 3.81% |
| Corporations and other businesses | 7 | $307M | 2.46% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Norton Community Hospital Retirement Plan Norton Community Hospital | Norton, VA | 2024 |
| American Express Retirement Savings Plan American Express Company And Its Participating Subsidiaries | 2024 | |
| Morgan Stanley 401(k) Plan Morgan Stanley Domestic Holdings, Llc | 2024 | |
| Jpmorgan Chase Retirement Plan Jpmorgan Chase Bank, National Association | 2024 |
People (20)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Montgomery, Susan, Byrne | Chairman And Director | Feb 1983 (44y) | Less than 5% | |
| Casey, Brian, Oconnor | President And Ceo, Director | Jan 2006 (21y) | Less than 5% | |
| Gomez, Fabian | Chief Operating Officer | Feb 2018 (9y) | Less than 5% | |
| Forbes, Murray | Svp, Chief Financial Officer, Treasurer | Nov 2018 (8y) | Less than 5% | |
| Ehinger, John | Senior Vice President, Head Of Legal, Chief Compliance Officer | Mar 2023 (3y) | Less than 5% | |
| David I Friedman | Registered representative | Aug 2019 (7y) | ||
| William J Hunter | Registered representative | Nov 2019 (7y) | ||
| Harry Bernard Breda | Registered representative | Aug 2022 (4y) | ||
| Anibal Jose Angel | Registered representative | Feb 2023 (3y) | ||
| Bradley Steven Eisen | Registered representative | May 2023 (3y) | ||
| Dan Hall Hinds | Registered representative | CFA | May 2023 (3y) | |
| Frank Theodore Gardner | Registered representative | CFA | May 2023 (3y) | |
| Matthew Robert Grandits | Registered representative | May 2023 (3y) | ||
| Parag Kirtikumar Sanghani | Registered representative | CFA | May 2023 (3y) | |
| Gregory Allen Reid | Registered representative | May 2023 (3y) | ||
| Michael Carl Blaze | Registered representative | Jul 2024 (2y) | ||
| Christopher James Doran | Registered representative | Aug 2024 (2y) | ||
| Aidan William Mc Nally | Registered representative | Jun 2026 (0y) | ||
| Jamie Lee Schlag | Registered representative | Jun 2026 (0y) | ||
| Daniel Braun | Registered representative | CFP | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Westwood Holdings Group, Inc. | Owner | Dec 2001 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Norton Community Hospital Retirement Plan | Norton Community Hospital | 56 | $3.4M | 07/01/2024 |
| American Express Retirement Savings Plan | American Express Company And Its Participating Subsidiaries | 25,049 | $9.1B | 01/01/2024 |
| Morgan Stanley 401(k) Plan | Morgan Stanley Domestic Holdings, Llc | 54,084 | $22.2B | 01/01/2024 |
| Jpmorgan Chase Retirement Plan | Jpmorgan Chase Bank, National Association | 78,270 | $16.1B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.5 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Northern Trust $1.1B (9% of AUM) Mar 2026
- BNY Mellon $944M (8% of AUM) Mar 2026
- State Street $853M (7% of AUM) Mar 2026
- Hsbc Securities (Usa) Inc. $634M (6% of AUM) Jun 2020
- J.P. Morgan $532M (4% of AUM) Mar 2026
- TD Ameritrade $95.8M (0% of AUM) Mar 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗