AUMdb

Maloon, Powers, Pitre, Higgins & Dennehy, Llc

SEC-registered Wealth Manager · Mid-sized ($1B–$10B) CRD 110152 · SEC file 801-55273 · San Ramon, CA · www.linkedin.com
☆ Save with Pro ADV data as of May 26, 2026
Regulatory AUM
$2.3B
Discretionary
$2.0B
Clients
1,525
Avg AUM / client
$1.5M
Accounts
3,547
Employees
14

AUM over time

$763M $2.3B
Mar 14, 2012 May 26, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of May 26, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 851 $400M 17.7%
High net worth individuals 666 $1.9B 82.0%
Charitable organizations 1 $557K 0.02%
Corporations and other businesses 7 $6.0M 0.27%

People (14)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Mark Anthony Pitre Member CFP Jan 1998 (29y) 10% – 25%
Michael Francis Maloon Member CFP Chartered Financial Consultant Jan 1998 (29y) 10% – 25%
Thomas James Powers Member/Chief Compliance Officer CFP Chartered Financial Consultant Jan 1998 (29y) 10% – 25%
Michelle Perry Higgins Member Mar 1998 (28y) 10% – 25%
Ryan Douglas Dennehy Member Feb 2017 (9y) 10% – 25%
John Albert Cordano Registered representative Chartered Financial Consultant Mar 1998 (28y)
Raymond Michael Tan Registered representative Chartered Financial Consultant Mar 1998 (28y)
Madeline Maloon Williams Registered representative CFP Sep 2019 (7y)
Kayla Rae Fernandez Registered representative CFP Sep 2020 (6y)
Kyle Donald Dennehy Registered representative Jun 2022 (4y)
Jonathan Lawrence Becker Registered representative Dec 2024 (2y)
Nicholas Parker Venezia Registered representative Mar 2025 (1y)
Sean Michael Maloon Registered representative May 2025 (1y)
Jackson Riley Sendell Registered representative Feb 2026 (0y)

Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 05/26/2026 1.01 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 26, 2026.

View current Form ADV (SEC/IAPD) ↗