Retirement Income Solutions, Inc.
- Regulatory AUM
- $3.0B
- Discretionary
- $3.0B
- Clients
- 1,274
- Avg AUM / client
- $2.3M
- Accounts
- 1,274
- Employees
- 26
AUM over time
Annual snapshots from Form ADV filings · as of May 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 396 | $207M | 6.97% |
| High net worth individuals | 869 | $2.8B | 92.8% |
| Pension and profit sharing plans | 5 | $3.0M | 0.1% |
| Charitable organizations | 2 | $797K | 0.03% |
| Corporations and other businesses | 2 | $2.9M | 0.1% |
People (17)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brock Elliot Hastie | Managing Partner | Jul 2007 (19y) | 25% – 50% | |
| Harrison Todd Kephart | Managing Partner | CFP | Aug 2009 (17y) | 25% – 50% |
| Karen Ann Chapell | Managing Partner | Jul 2010 (16y) | 10% – 25% | |
| John Burton Goff | Managing Partner & Chief Compliance Officer | CFP | Aug 2010 (16y) | 10% – 25% |
| Holznagle, Russell, Alan | Chief Financial Officer | Oct 2014 (12y) | Less than 5% | |
| Evan Christopher Leroy | Shareholder | Apr 2018 (8y) | 5% – 10% | |
| Megan Elizabeth Flynn | Shareholder | CFA | Jul 2019 (7y) | 5% – 10% |
| Amy Kim Holzer | Chief Operating Officer | Apr 2021 (5y) | Less than 5% | |
| Aaron Scott Tanner | Registered representative | Mar 2010 (16y) | ||
| Joseph Lee Kettinger | Registered representative | CFP Chartered Financial Consultant | Mar 2014 (12y) | |
| John William Bailey | Registered representative | CFP | Jun 2020 (6y) | |
| Evelyn Elizabeth Breen | Registered representative | CFP | May 2022 (4y) | |
| Mark Henry Peyser | Registered representative | Jun 2023 (3y) | ||
| Robert Marshall Genereaux | Registered representative | CFP | Feb 2024 (3y) | |
| Alexander Roy La Londe | Registered representative | Aug 2025 (1y) | ||
| Kevin Joseph Decker | Registered representative | CFP | Sep 2025 (1y) | |
| Lisa Marie Myers | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/13/2026 | 973 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Pershing $1.4B (46% of AUM) May 2026
- Tiaa Cref Individual & Institutional Services, Llc $1.3B (42% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 13, 2026.
View current Form ADV (SEC/IAPD) ↗