Sloy, Dahl & Holst, Llc
- Regulatory AUM
- $1.8B
- Discretionary
- $1.8B
- Clients
- 526
- Avg AUM / client
- $3.4M
- Accounts
- 1,086
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of May 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 283 | $128M | 7.1% |
| High net worth individuals | 165 | $757M | 42.0% |
| Pension and profit sharing plans | 66 | $870M | 48.2% |
| Corporations and other businesses | 12 | $48.1M | 2.67% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Craig Holst | Managing Member/ Chief Compliance Officer | CFP | Apr 1988 (38y) | ≈ 37.5% – 75% via Holst Holdings, Inc |
| Ronald Joseph Sloy | Managing Member/ Vice President | Apr 1988 (38y) | ≈ 37.5% – 75% via Sloy, Dahl & Holst Holdings, Inc. | |
| Michael Gregory Tudor | Registered representative | Jan 2014 (13y) | ||
| Paul Eric Wedin | Registered representative | Jun 2014 (12y) | ||
| Christine Marie Cruz | Registered representative | Jul 2023 (3y) | ||
| Kylee Anne Harris | Registered representative | Jul 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Sloy, Dahl & Holst Holdings, Inc. | Owner | Jan 2019 | A | 50% – 75% |
| Holst Holdings, Inc | Owner | Jan 2019 | A | 50% – 75% |
Estimated effective ownership (look-through of filed bands):
- James Craig Holst: 75% – 100% of Holst Holdings, Inc × 50% – 75% direct ≈ 37.5% – 75% of the firm
- Ronald Joseph Sloy: 75% – 100% of Sloy, Dahl & Holst Holdings, Inc. × 50% – 75% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (13)
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/06/2026 | 1.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $1.6B (90% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 06, 2026.
View current Form ADV (SEC/IAPD) ↗