Beacon Retirement Planning Services Inc.
SEC-registered
Insurance-Affiliated · Mid-sized ($1B–$10B)
CRD 110038
· SEC file 801-57962
· Dallas, TX
· WWW.LINKEDIN.COM
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ADV data as of Mar 13, 2026
- Regulatory AUM
- $1.3B
- Discretionary
- $1.3B
- Clients
- 1,052
- Avg AUM / client
- $1.2M
- Accounts
- 2,152
- Employees
- 18
AUM over time
$328M
$1.3B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 542 | $185M | 14.2% |
| High net worth individuals | 510 | $1.1B | 85.8% |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Stephen Anthony Engro | President/ Treasurer/ Chief Compliance Officer/ Secretary | Jan 2000 (27y) | Less than 5% | |
| Mark Diamond | Senior Vice President | May 2006 (20y) | Less than 5% | |
| Brandon Keith Sherbert | Chief Operating Officer | May 2013 (13y) | Less than 5% | |
| Norwood, Robert, Bredt | Executive Vice President Of Kestra Financial, Inc | Jun 2016 (10y) | Less than 5% | |
| Yin Yin | Controller At Kestra Financial, Inc | Jun 2016 (10y) | Less than 5% | |
| Markham, Lori, Ann | Assistant Secretary | Mar 2021 (5y) | Less than 5% | |
| Osborne, Angela, Maren | Coo Of Bluespring Wealth Partners | Jul 2021 (5y) | Less than 5% | |
| Robert Charles Moses | Registered representative | Chartered Financial Consultant | May 2006 (20y) | |
| August Wade Payne | Registered representative | May 2012 (14y) | ||
| Oliver Earl Matison | Registered representative | CFP | Nov 2021 (5y) | |
| Kasem Mohammad Abdullah | Registered representative | Apr 2024 (2y) | ||
| Ariana Kathleen Marek | Registered representative | Apr 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Kestra Financial, Inc | Managing Member | Oct 2014 | A | 75% or more |
| Kestra Advisor Services Holding C, Inc. | Owner | Jun 2014 | B | ≈ 56.25% – 100% via Kestra Financial, Inc |
| Kestra Advisor Services Holdings B, Inc. | Owner | Jun 2014 | B | ≈ 42.19% – 100% via Kestra Advisor Services Holding C, Inc. |
| Kestra Advisor Services Holdings A, Inc. | Owner | Jun 2014 | B | ≈ 31.64% – 100% via Kestra Advisor Services Holdings B, Inc. |
| Kingfisher Holding, L.P. | Owner | Jun 2019 | B | ≈ 13.35% – 100% via Kingfisher Holding A, Inc. |
| Kingfisher Holding A, Inc. | Owner | Jun 2018 | B | ≈ 17.8% – 100% via Kingfisher Holding B, Inc. |
| Kingfisher Holding B, Inc. | Owner | Jun 2019 | B | ≈ 23.73% – 100% via Kestra Advisor Services Holdings A, Inc. |
| Kingfisher Holding Gp, Llc | General Partner | Jun 2019 | B | ≈ 2.5% – 50% via Warburg Pincus Financial Sector, L.P. |
| Warburg Pincus Financial Sector, L.P. | Limited Partner | Jun 2019 | B | ≈ 3.34% – 50% via Kingfisher Holding, L.P. |
| Ohcp Vi Enzo Aggregator, L.P. | Owner | Feb 2023 | B | ≈ 3.34% – 50% via Kingfisher Holding, L.P. |
| Oak Hill Capital Partners Vi (Onshore), L.P. | Owner | Feb 2023 | B | ≈ 0.83% – 25% via Ohcp Vi Enzo Aggregator, L.P. |
| Oak Hill Capital Partners Vi (Te 892), L.P. | Owner | Feb 2023 | B | ≈ 0.83% – 25% via Ohcp Vi Enzo Aggregator, L.P. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Kestra Advisor Services Holding C, Inc.: 75% – 100% of Kestra Financial, Inc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Kestra Advisor Services Holdings B, Inc.: 75% – 100% of Kestra Advisor Services Holding C, Inc. × 75% – 100% of Kestra Financial, Inc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Kestra Advisor Services Holdings A, Inc.: 75% – 100% of Kestra Advisor Services Holdings B, Inc. × 75% – 100% of Kestra Advisor Services Holding C, Inc. × 75% – 100% of Kestra Financial, Inc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Kingfisher Holding, L.P.: 75% – 100% of Kingfisher Holding A, Inc. × 75% – 100% of Kingfisher Holding B, Inc. × 75% – 100% of Kestra Advisor Services Holdings A, Inc. × 75% – 100% of Kestra Advisor Services Holdings B, Inc. × 75% – 100% of Kestra Advisor Services Holding C, Inc. × 75% – 100% of Kestra Financial, Inc × 75% – 100% direct ≈ 13.35% – 100% of the firm
- Kingfisher Holding A, Inc.: 75% – 100% of Kingfisher Holding B, Inc. × 75% – 100% of Kestra Advisor Services Holdings A, Inc. × 75% – 100% of Kestra Advisor Services Holdings B, Inc. × 75% – 100% of Kestra Advisor Services Holding C, Inc. × 75% – 100% of Kestra Financial, Inc × 75% – 100% direct ≈ 17.8% – 100% of the firm
- Kingfisher Holding B, Inc.: 75% – 100% of Kestra Advisor Services Holdings A, Inc. × 75% – 100% of Kestra Advisor Services Holdings B, Inc. × 75% – 100% of Kestra Advisor Services Holding C, Inc. × 75% – 100% of Kestra Financial, Inc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Kingfisher Holding Gp, Llc: 75% – 100% of Warburg Pincus Financial Sector, L.P. × 25% – 50% of Kingfisher Holding, L.P. × 75% – 100% of Kingfisher Holding A, Inc. × 75% – 100% of Kingfisher Holding B, Inc. × 75% – 100% of Kestra Advisor Services Holdings A, Inc. × 75% – 100% of Kestra Advisor Services Holdings B, Inc. × 75% – 100% of Kestra Advisor Services Holding C, Inc. × 75% – 100% of Kestra Financial, Inc × 75% – 100% direct ≈ 2.5% – 50% of the firm
- Warburg Pincus Financial Sector, L.P.: 25% – 50% of Kingfisher Holding, L.P. × 75% – 100% of Kingfisher Holding A, Inc. × 75% – 100% of Kingfisher Holding B, Inc. × 75% – 100% of Kestra Advisor Services Holdings A, Inc. × 75% – 100% of Kestra Advisor Services Holdings B, Inc. × 75% – 100% of Kestra Advisor Services Holding C, Inc. × 75% – 100% of Kestra Financial, Inc × 75% – 100% direct ≈ 3.34% – 50% of the firm
- Ohcp Vi Enzo Aggregator, L.P.: 25% – 50% of Kingfisher Holding, L.P. × 75% – 100% of Kingfisher Holding A, Inc. × 75% – 100% of Kingfisher Holding B, Inc. × 75% – 100% of Kestra Advisor Services Holdings A, Inc. × 75% – 100% of Kestra Advisor Services Holdings B, Inc. × 75% – 100% of Kestra Advisor Services Holding C, Inc. × 75% – 100% of Kestra Financial, Inc × 75% – 100% direct ≈ 3.34% – 50% of the firm
- Oak Hill Capital Partners Vi (Onshore), L.P.: 25% – 50% of Ohcp Vi Enzo Aggregator, L.P. × 25% – 50% of Kingfisher Holding, L.P. × 75% – 100% of Kingfisher Holding A, Inc. × 75% – 100% of Kingfisher Holding B, Inc. × 75% – 100% of Kestra Advisor Services Holdings A, Inc. × 75% – 100% of Kestra Advisor Services Holdings B, Inc. × 75% – 100% of Kestra Advisor Services Holding C, Inc. × 75% – 100% of Kestra Financial, Inc × 75% – 100% direct ≈ 0.83% – 25% of the firm
- Oak Hill Capital Partners Vi (Te 892), L.P.: 25% – 50% of Ohcp Vi Enzo Aggregator, L.P. × 25% – 50% of Kingfisher Holding, L.P. × 75% – 100% of Kingfisher Holding A, Inc. × 75% – 100% of Kingfisher Holding B, Inc. × 75% – 100% of Kestra Advisor Services Holdings A, Inc. × 75% – 100% of Kestra Advisor Services Holdings B, Inc. × 75% – 100% of Kestra Advisor Services Holding C, Inc. × 75% – 100% of Kestra Financial, Inc × 75% – 100% direct ≈ 0.83% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/13/2026 | 2.23 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • CONSULTING
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $1.0B (78% of AUM) Mar 2026
- Fidelity Brokerage Services $124M (10% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 13, 2026.
View current Form ADV (SEC/IAPD) ↗