Aristotle Capital Management, Llc
SEC-registered
Investment Adviser · Large ($10B–$100B)
CRD 109876
· SEC file 801-60014
· Los Angeles, CA
· www.linkedin.com
☆ Save with Pro
ADV data as of Apr 30, 2026
- Regulatory AUM
- $43.5B
- Discretionary
- $43.5B
- Clients
- 5,167
- Avg AUM / client
- $8.4M
- Accounts
- 5,169
- Employees
- 170
AUM over time
$1.8B
$49.7B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Apr 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 4,452 | $6.3B | 14.5% |
| Investment companies | 11 | $18.6B | 42.6% |
| Pooled investment vehicles (non-investment companies) | 17 | $8.9B | 20.4% |
| Pension and profit sharing plans | 59 | $3.5B | 7.94% |
| Charitable organizations | 158 | $1.2B | 2.69% |
| State or municipal government entities | 38 | $2.8B | 6.48% |
| Insurance companies | Fewer than 5 clients | $3.8M | 0.01% |
| Sovereign wealth funds and foreign official institutions | 12 | $102M | 0.23% |
| Corporations and other businesses | 420 | $2.3B | 5.18% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Sep 2024 · $3.8M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Saul Fund, Lp | Hedge Fund | California | $3.8M | 5 |
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| National Stabilization Agreement Of Sheet Metal Workers Industry Tr Fd EIN 237315003 | Falls Church, VA | 12/31/2024 |
| Los Angeles County Fire Fighters Local 1014 EIN 953846186 | El Monte, CA | 06/30/2024 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Construction & General Laborers' Local 190 Pension Fund Construction & General Laborers' Local 190 Pension | 2024 | |
| Idaho Operating Engineers Employers Pension Plan Idaho Operating Engineers Employers Pens | Spokane, WA | 2024 |
| Iatse Local 38 Pension Plan Board Of Trustees, Iatse Local 38 Pension Fund | 2024 | |
| United Association National Pension Fund B/O/T United Association National Pension Fund | Alexandria, VA | 2024 |
| Michigan Regional Council Of Carpenters' Annuity Fund Joint Board Of Trustees Of Mi Reg Council Of Carpenters Annuity Fund | 2024 | |
| Eighth District Electrical Pension Fund Board Of Trustees, Eighth District Electrical Pension | 2024 | |
| Verizon Savings Plan For Management Employees Verizon Communications Inc. | 2024 | |
| Operative Plasterers & Cement Masons Officers & Employees Pension Fund Operative Plasterers & Cement Masons Off & Emp Pension Fund Trste | 2024 | |
| The Bank Of America Pension Plan Bank Of America Corporation | 2024 | |
| Sheet Metal Workers Local 98 Pension Fund Board Of Trustees Sheet Metal Workers Local 98 Pension Fund | Ona, WV | 2024 |
| John Muir Health Retirement Plan John Muir Health | 2024 | |
| Automotive Industries Pension Plan Board Of Trustees Automotive Industries Pension Plan | 2024 | |
| Smart Local Unions And Councils Pension Fund Board Of Trustees Of The Smart Local Unions And Councils Pension Fund | 2024 | |
| Iuoe Stationary Engineers Local 39 Pension Plan Bot Of Iuoe Stationary Engineers Local 39 Pension Plan | 2024 | |
| Boca Raton Regional Hospital Employees Pension Plan Boca Raton Regional Hospital, Inc. | 2024 |
People (37)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hollander, Jacqueline | Co Trustee | Oct 2009 (17y) | GP / trustee / elected manager of Richard Hollander And Jacqueline Hollander Ttee Of The Hollander Family Trust Dated 12/28/88 (indirect) | |
| Hollander, Richard, Scott | Owner, Chairman Of The Board | Oct 2009 (17y) | Less than 5% | |
| Robert Reid Womack | Owner, Chief Innovation Officer | Jun 2010 (16y) | Less than 5% | |
| Gleicher, Howard, Roy | Owner/Chief Executive Officer/Chief Investment Officer | Jul 2011 (15y) | ≈ 7.5% – 25% via Gleicher Holdings, Llc | |
| Schweitzer, Julie, Lynne | Co Trustee | Jul 2011 (15y) | GP / trustee / elected manager of Schweitzer 2005 Trust (indirect) | |
| Schweitzer, Richard, Harlan | Owner, Chief Financial Officer, Chief Operating Officer | Jul 2011 (15y) | Less than 5% | |
| Lisenbee, Gary, Wayne | Owner, Vice Chairman | Jun 2013 (13y) | Less than 5% | |
| Lisenbee, Mary, Jo | Co Trustee | Jun 2013 (13y) | GP / trustee / elected manager of Lisenbee Family Trust (indirect) | |
| Gosom, Michelle, Monsalud | Owner, Chief Compliance Officer | Aug 2014 (12y) | Less than 5% | |
| Hawley, Victor | Owner, Director Of Research | Feb 2018 (9y) | Less than 5% | |
| Scarlett, Nancy, Jeddeloh | Owner, Managing Director, Chief Of Staff | Feb 2018 (9y) | Less than 5% | |
| Chandwani, Sona, Sapna | Owner, Chief Administrative Officer | Jan 2019 (8y) | Less than 5% | |
| Llinas Negret, Maria, Catalina | Owner, Co Chief Investment Officer | Mar 2019 (7y) | Less than 5% | |
| St Hilaire, Kim, Marie | Owner, Managing Director, Operations & Trading | May 2021 (5y) | Less than 5% | |
| Quan, John, Albert | Owner, Managing Director, Chief Technology Officer | Oct 2021 (5y) | Less than 5% | |
| Borowski, Linda | Co Trustee | Jun 2024 (2y) | GP / trustee / elected manager of Borowski Family Trust (indirect) | |
| Borowski, Steven, Mark | Co Trustee | Jun 2024 (2y) | GP / trustee / elected manager of Borowski Family Trust (indirect) | |
| Michael Bevan Carroll | Registered representative | Jul 2015 (11y) | ||
| Michael Gregg Sindici | Registered representative | CFA | Oct 2015 (11y) | |
| William J. Averill | Registered representative | Oct 2015 (11y) | ||
| William Ellison | Registered representative | Dec 2016 (10y) | ||
| Geoffrey Scot Stewart | Registered representative | CFA | Dec 2017 (9y) | |
| David Craighead Maxwell | Registered representative | May 2018 (8y) | ||
| John Manley | Registered representative | CFA | Jul 2018 (8y) | |
| Keri Schaake Hepburn | Registered representative | Jul 2018 (8y) | ||
| Raymond Jude Bertrand | Registered representative | Nov 2019 (7y) | ||
| Tejas Shrinivas Shirguppi | Registered representative | Dec 2020 (6y) | ||
| Ryan George Horan | Registered representative | CFA | Mar 2022 (4y) | |
| Moshe Goldstein | Registered representative | Jun 2023 (3y) | ||
| Kristin Demor Grant | Registered representative | Oct 2023 (3y) | ||
| Raji Omar Manasseh | Registered representative | Apr 2024 (2y) | ||
| Kristie Lynn Leslie | Registered representative | Feb 2025 (1y) | ||
| Yili Xiong | Registered representative | Jul 2025 (1y) | ||
| David Michael Martin | Registered representative | Oct 2025 (1y) | ||
| Ian Eric Spetner | Registered representative | Oct 2025 (1y) | ||
| Braeden Salazar | Registered representative | May 2026 (0y) | ||
| Donald Richard Wise | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Rcb Acquisition Company, Llc | Owner | Jul 2011 | A | 10% – 25% |
| Gleicher Holdings, Llc | Owner | Dec 2012 | A | 10% – 25% |
| Pacific Life Insurance Company | Owner | Apr 2023 | A | 10% – 25% |
| Schweitzer 2005 Trust | Owner | Jul 2011 | A | 5% – 10% |
| Borowski Family Trust | Owner | Jun 2024 | A | 5% – 10% |
| Lisenbee Family Trust | Owner | Jun 2013 | A | Less than 5% |
| Reidman, Lp | Owner | Jan 2012 | A | Less than 5% |
| Richard Hollander And Jacqueline Hollander Ttee Of The Hollander Family Trust Dated 12/28/88 | Owner/Member | Oct 2009 | B | ≈ 1.88% – 12.5% via Metwest Ventures, Llc |
| Metwest Ventures, Llc | Owner/Member | Jul 2011 | B | ≈ 2.5% – 12.5% via Rcb Acquisition Company, Llc |
Undisclosed: 0% – 60% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Gleicher, Howard, Roy: 75% – 100% of Gleicher Holdings, Llc × 10% – 25% direct ≈ 7.5% – 25% of the firm
- Richard Hollander And Jacqueline Hollander Ttee Of The Hollander Family Trust Dated 12/28/88: 75% – 100% of Metwest Ventures, Llc × 25% – 50% of Rcb Acquisition Company, Llc × 10% – 25% direct ≈ 1.88% – 12.5% of the firm
- Metwest Ventures, Llc: 25% – 50% of Rcb Acquisition Company, Llc × 10% – 25% direct ≈ 2.5% – 12.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $3.8M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Saul Fund, Lp | Hedge Fund | $3.8M | $1.0M | 5 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (15)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Construction & General Laborers' Local 190 Pension Fund | Construction & General Laborers' Local 190 Pension | 741 | $166M | 08/01/2024 |
| Idaho Operating Engineers Employers Pension Plan | Idaho Operating Engineers Employers Pens | 625 | $152M | 07/01/2024 |
| Iatse Local 38 Pension Plan | Board Of Trustees, Iatse Local 38 Pension Fund | 915 | $36.4M | 07/01/2024 |
| United Association National Pension Fund | B/O/T United Association National Pension Fund | 93,165 | $7.7B | 07/01/2024 |
| Michigan Regional Council Of Carpenters' Annuity Fund | Joint Board Of Trustees Of Mi Reg Council Of Carpenters Annuity Fund | 17,503 | $531M | 05/01/2024 |
| Eighth District Electrical Pension Fund | Board Of Trustees, Eighth District Electrical Pension | 11,261 | $1.3B | 04/01/2024 |
| Verizon Savings Plan For Management Employees | Verizon Communications Inc. | 63,563 | $29.4B | 01/01/2024 |
| Operative Plasterers & Cement Masons Officers & Employees Pension Fund | Operative Plasterers & Cement Masons Off & Emp Pension Fund Trste | 325 | $109M | 01/01/2024 |
| The Bank Of America Pension Plan | Bank Of America Corporation | 51,062 | $19.0B | 01/01/2024 |
| Sheet Metal Workers Local 98 Pension Fund | Board Of Trustees Sheet Metal Workers Local 98 Pension Fund | 883 | $169M | 01/01/2024 |
| John Muir Health Retirement Plan | John Muir Health | 5,166 | $630M | 01/01/2024 |
| Automotive Industries Pension Plan | Board Of Trustees Automotive Industries Pension Plan | 2,999 | $2.1B | 01/01/2024 |
| Smart Local Unions And Councils Pension Fund | Board Of Trustees Of The Smart Local Unions And Councils Pension Fund | 995 | $397M | 01/01/2024 |
| Iuoe Stationary Engineers Local 39 Pension Plan | Bot Of Iuoe Stationary Engineers Local 39 Pension Plan | 4,997 | $2.0B | 01/01/2024 |
| Boca Raton Regional Hospital Employees Pension Plan | Boca Raton Regional Hospital, Inc. | 358 | $74.7M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Foundations & charities (2)
| Organization | Type | Assets | As of |
|---|---|---|---|
| National Stabilization Agreement Of Sheet Metal Workers Industry Tr Fd | Public charity | $1.6B | 12/31/2024 |
| Los Angeles County Fire Fighters Local 1014 | Public charity | $417M | 06/30/2024 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/30/2026 | 1.99 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $3.7B (8% of AUM) Apr 2026
- BNY Mellon $1.7B (4% of AUM) Apr 2026
- State Street $1.5B (4% of AUM) Sep 2024
- J.P. Morgan $1.4B (3% of AUM) Sep 2024
- UBS $1.4B (4% of AUM) May 2023
- Merrill Lynch $747M (5% of AUM) Mar 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 30, 2026.
View current Form ADV (SEC/IAPD) ↗