Envestnet Portfolio Solutions, Inc.
SEC-registered
Wealth Manager · Large ($10B–$100B)
CRD 109662
· SEC file 801-43579
· Berwyn, PA
· x.com
☆ Save with Pro
ADV data as of Jun 30, 2026
- Regulatory AUM
- $17.3B
- Discretionary
- $17.3B
- Clients
- 60,663
- Avg AUM / client
- $286K
- Accounts
- 60,663
- Employees
- 532
AUM over time
$5.8B
$44.6B
Dec 2011
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 30, 2026
Asset allocation (SMA assets by investment type)
as of Jun 30, 2026
Registered investment companies (funds/ETFs)
$14.9B
86%
Exchange-traded equities
$1.6B
9%
Cash & equivalents
$520M
3%
State & local bonds
$347M
2%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 57,665 | $12.7B | 73.3% |
| High net worth individuals | 2,557 | $4.4B | 25.1% |
| Corporations and other businesses | 418 | $279M | 1.61% |
| Other | 23 | $2.3M | 0.01% |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brandon Rockwell Thomas | Co Cio | Dec 2011 (15y) | Less than 5% | |
| O'brien, Shelly, S | Chief Legal Officer/General Counsel/Secretary | Dec 2011 (15y) | Less than 5% | |
| Debra Jane Devoe | Svp/Chief Compliance Officer/ Managing Director | Jan 2014 (13y) | Less than 5% | |
| Dana Marie D'auria | Co Cio | CFA | Sep 2020 (6y) | Less than 5% |
| Sipp, Thomas, Michael | Evp, Envestnet Business Lines | Dec 2022 (4y) | Less than 5% | |
| Warren, Joshua, B. | Chief Financial Officer | Jan 2024 (3y) | Less than 5% | |
| Fox, James, Lawrence | Interim Chief Executive Officer | Apr 2024 (2y) | Less than 5% | |
| Andrew Arthur Stavaridis | Registered representative | Sep 2006 (20y) | ||
| Andrew Bartholomeo Simonetti | Registered representative | Jan 2011 (16y) | ||
| Kipp Richard Cormier | Registered representative | Jul 2011 (15y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Envestnet, Inc. | Shareholder | Dec 2011 | A | 75% or more |
| Bcpe Pequod Buyer, Inc. | Owner | Nov 2024 | B | ≈ 56.25% – 100% via Envestnet, Inc. |
| Bcpe Pequod Intermediate, Llc | Owner | Nov 2024 | B | ≈ 42.19% – 100% via Bcpe Pequod Buyer, Inc. |
| Bcpe Pequod Parent , Inc. | Owner | Nov 2024 | B | ≈ 31.64% – 100% via Bcpe Pequod Intermediate, Llc |
| Bcpe Pequod Topco, Lp | Owner | Nov 2024 | B | ≈ 23.73% – 100% via Bcpe Pequod Parent , Inc. |
| Bcpe Pequod Investor, Lp | Owner | Nov 2024 | B | ≈ 11.87% – 75% via Bcpe Pequod Topco, Lp |
| Bain Capital Fund Xiii, L.P. | Owner | Nov 2024 | B | ≈ 2.97% – 37.5% via Bcpe Pequod Investor, Lp |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Bcpe Pequod Buyer, Inc.: 75% – 100% of Envestnet, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Bcpe Pequod Intermediate, Llc: 75% – 100% of Bcpe Pequod Buyer, Inc. × 75% – 100% of Envestnet, Inc. × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Bcpe Pequod Parent , Inc.: 75% – 100% of Bcpe Pequod Intermediate, Llc × 75% – 100% of Bcpe Pequod Buyer, Inc. × 75% – 100% of Envestnet, Inc. × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Bcpe Pequod Topco, Lp: 75% – 100% of Bcpe Pequod Parent , Inc. × 75% – 100% of Bcpe Pequod Intermediate, Llc × 75% – 100% of Bcpe Pequod Buyer, Inc. × 75% – 100% of Envestnet, Inc. × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Bcpe Pequod Investor, Lp: 50% – 75% of Bcpe Pequod Topco, Lp × 75% – 100% of Bcpe Pequod Parent , Inc. × 75% – 100% of Bcpe Pequod Intermediate, Llc × 75% – 100% of Bcpe Pequod Buyer, Inc. × 75% – 100% of Envestnet, Inc. × 75% – 100% direct ≈ 11.87% – 75% of the firm
- Bain Capital Fund Xiii, L.P.: 25% – 50% of Bcpe Pequod Investor, Lp × 50% – 75% of Bcpe Pequod Topco, Lp × 75% – 100% of Bcpe Pequod Parent , Inc. × 75% – 100% of Bcpe Pequod Intermediate, Llc × 75% – 100% of Bcpe Pequod Buyer, Inc. × 75% – 100% of Envestnet, Inc. × 75% – 100% direct ≈ 2.97% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/30/2026 | 1.37 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Subscription fees
- • Fixed fees
- • Other fees
- • A PERCENTAGE OF ASSETS OR REVENUES UNDER OUR CLIENTS' MANAGEMENT
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- U.S. Bancorp Investments, Inc. $15.4B (89% of AUM) Jun 2026
- Pershing $8.5B (21% of AUM) Feb 2025
- First Citizens Bank $6.7B (17% of AUM) Feb 2025
- National Financial Services (Fidelity) $1.9B (11% of AUM) Jun 2026
- Fidelity Brokerage Services $1.7B (10% of AUM) Oct 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 30, 2026.
View current Form ADV (SEC/IAPD) ↗