AUMdb

Osterweis Capital Management Llc

SEC-registered Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) CRD 109580 · SEC file 801-54360 · San Francisco, CA · WWW.OSTERWEIS.COM
☆ Save with Pro ADV data as of Mar 31, 2026
Regulatory AUM
$7.5B
Discretionary
$7.5B
Clients
358
Avg AUM / client
$20.9M
Accounts
362
Employees
666

AUM over time

$3.3B $9.0B
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 31, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 2 $151K 0.0%
High net worth individuals 344 $989M 13.2%
Investment companies 4 $6.4B 85.0%
Charitable organizations 8 $69.4M 0.93%
Corporations and other businesses Fewer than 5 clients $68.7M 0.92%

Nonprofit clients

Charities that reported this firm as a top-paid contractor (investment services) on Form 990.

Charity Location Period
San Francisco Free Clinic EIN 943186248 San Francisco, CA 12/31/2024

People (14)

NameRole / titleCredentialsWith firm sinceOwnership
Angove, Martha, Elizabeth Trustee, Carl Kaufman & Martha Angove Revocable Trust Jan 2004 (23y) Less than 5%
Hermanski, Gregory, Scott Trustee, Hermanski Family Trust Jan 2004 (23y) Less than 5%
Hermanski, Rebecca, Dawn Trustee, Hermanski Family Trust Jan 2004 (23y) Less than 5%
Kaufman, Carl, Philip Trustee, Carl Kaufman & Martha Angove Revocable Trust Jan 2004 (23y) Less than 5%
Tavernetti, John, Foxon Chief Compliance Officer Jan 2005 (22y) Less than 5%
Osterweis, John, Steven Chairman May 2016 (10y) Less than 5%
Chang, Sarah Trustee, Eubanks/Chang Family Trust Jan 2017 (10y) Less than 5%
Eubanks, Shawn, Michael Trustee, Eubanks/Chang Family Trust Jan 2017 (10y) Less than 5%
Halberstadt, Catherine Co Ceo And Co President Jun 2017 (9y) Less than 5%
Kane, Bradley, Morgan Trustee, Kane Family Trust Dtd 6/27/2005 Jan 2018 (9y) Less than 5%
Kane, Rachel, Zenner Trustee, Kane Family Trust Dtd 6/27/2005 Jan 2018 (9y) Less than 5%
Coleman, John, Scott Director Apr 2022 (4y) Less than 5%
Maclellan, John, Stephen Director Apr 2022 (4y) Less than 5%
Manchuck, Craig, Leonard Shareholder May 2022 (4y) 5% – 10%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Osterweis Revocable Trust, U/A/Dated 09/13/1993 Member Mar 1997 A 10% – 25%
Carl Kaufman & Martha Angove Revocable Trust Member Jan 2004 A 10% – 25%
Ocm Unit Holdings, Llc Member Jan 2017 A 10% – 25%
Hermanski Family Trust Member Jan 2004 A 5% – 10%
Eubanks/Chang Family Trust Member Jan 2017 A 5% – 10%
Kane Family Trust Dtd 6/27/2005 Member Jan 2018 A 5% – 10%

Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Foundations & charities (1)

OrganizationTypeAssetsAs of
San Francisco Free Clinic Public charity $32.9M 12/31/2024

From IRS Form 990 investment-management-fee disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/31/2026 1.07 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.

View current Form ADV (SEC/IAPD) ↗