AUMdb

Index Fund Advisors, Inc.

SEC-registered Wealth Manager · Mid-sized ($1B–$10B) CRD 109143 · SEC file 801-57978 · Irvine, CA · harrymarkowitzinterviews.com
☆ Save with Pro ADV data as of Mar 25, 2026
Regulatory AUM
$5.9B
Discretionary
$5.9B
Clients
2,159
Avg AUM / client
$2.7M
Accounts
6,664
Employees
50

AUM over time

$1.4B $5.9B
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 25, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 1,186 $891M 15.0%
High net worth individuals 909 $4.4B 73.4%
Pension and profit sharing plans 12 $205M 3.46%
Charitable organizations 52 $481M 8.11%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Paul Hastings Llp Defined Contribution Retirement Plan Paul Hastings Llp 2024
Fish & Richardson Profit Sharing 401(k) Plan Fish & Richardson P.C. 2024
United Airlines Pilot Retirement Account Plan United Airlines, Inc. 2024

People (20)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Mark Thomas Hebner Chief Executive Officer Mar 1999 (27y) 75% or more
Mason, Cynthia, Lynn Chief Financial Officer Dec 2008 (18y) Less than 5%
Wesley Robert Long President Aug 2016 (10y) Less than 5%
Ojeda, Michelle, Louise Co Chief Compliance Officer Jul 2019 (7y) Less than 5%
Kensey, Trevor, Alexander Co Chf Compliance, Mkting And Advertising Aug 2020 (6y) Less than 5%
Gordon Leroy Shuler Registered representative Nov 2003 (23y)
Mary Elizabeth Brunson Registered representative Apr 2007 (19y)
Denise Georgia Delaney Registered representative CFP Aug 2007 (19y)
Venkat Yarlagadda Registered representative Mar 2008 (18y)
Anne Elizabeth Page Registered representative Feb 2012 (14y)
Neal Patrick Rutter Registered representative Oct 2015 (11y)
Daniel Chong Registered representative CFP Jan 2016 (11y)
Derick Lee Kann Registered representative CFP Chartered Financial Consultant Feb 2016 (10y)
Shareen Marie Balkey Registered representative Mar 2017 (9y)
Bridget Aline Quijada Registered representative Oct 2018 (8y)
Jeffrey Robert Sims Registered representative CFP Jan 2022 (5y)
Kerrie A Doughty Lloyd Registered representative Apr 2023 (3y)
Mark James Higgins Registered representative CFP CFA Aug 2023 (3y)
Elizabeth Marie Brunson Registered representative Apr 2025 (1y)
David Christopher York Registered representative CFP Jul 2025 (1y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (3)

PlanSponsorParticipantsPlan assetsAs of
Paul Hastings Llp Defined Contribution Retirement Plan Paul Hastings Llp 2,507 $1.1B 06/01/2024
Fish & Richardson Profit Sharing 401(k) Plan Fish & Richardson P.C. 1,044 $641M 01/01/2024
United Airlines Pilot Retirement Account Plan United Airlines, Inc. 17,444 $16.8B 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/25/2026 1020 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.

View current Form ADV (SEC/IAPD) ↗