Coldstream Capital Management Inc
SEC-registered
Wealth Manager · Large ($10B–$100B)
CRD 108805
· SEC file 801-39379
· Bellevue, WA
· TWITTER.COM
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ADV data as of Mar 30, 2026
- Regulatory AUM
- $13.9B
- Discretionary
- $13.6B
- Clients
- 4,386
- Avg AUM / client
- $3.2M
- Accounts
- 4,386
- Employees
- 207
AUM over time
$1.1B
$13.9B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Asset allocation (SMA assets by investment type)
as of Mar 30, 2026
Registered investment companies (funds/ETFs)
$10.2B
73%
Exchange-traded equities
$2.5B
18%
State & local bonds
$557M
4%
Pooled investment vehicles
$279M
2%
US government & agency bonds
$139M
1%
Investment-grade corporate bonds
$139M
1%
Cash & equivalents
$139M
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,806 | $775M | 5.57% |
| High net worth individuals | 2,393 | $11.3B | 81.4% |
| Pension and profit sharing plans | 17 | $133M | 0.96% |
| Charitable organizations | 39 | $589M | 4.23% |
| Corporations and other businesses | 131 | $1.1B | 7.86% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $98.5M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Ascent Capital Fund Iii Llc | Real Estate Fund | Washington | $98.5M | 285 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Strawbridge Studios, Inc. Retirement Plan Strawbridge Studios, Inc. | 2024 | |
| Tuality Healthcare Performance Retirement Plan 403(b) Tuality Healthcare | 2024 | |
| Tuality Healthcare Cash Balance Pension Plan Tuality Healthcare | 2024 | |
| Tuality Healthcare Retirement Plan Tuality Healthcare | 2024 | |
| L&M Services, Incorporated Employee Savings Plan L&M Services, Inc. | 2024 | |
| Talbert Building Supply 401(k) Plan And Trust Talbert Building Supply, Inc. | 2024 | |
| Davis Wright Tremaine Llp 401(k) Profit Sharing Plan Davis Wright Tremaine Llp | 2024 | |
| Lee & Hayes 401(k) Plan Lee & Hayes, P.C. | 2024 |
People (140)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Roger Clifford Reynolds | Shareholder | Apr 1996 (30y) | 10% – 25% | |
| Kevin Michael Fitzwilson | President; Chairman Of Board | Oct 1997 (29y) | 10% – 25% | |
| Yelle, Erika, Eng | Chief Compliance Officer | Mar 2004 (22y) | Less than 5% | |
| Howard Alan Coleman | Chief Investment Officer | Sep 2011 (15y) | Less than 5% | |
| David Gordon Roberts | Board Director | Apr 2017 (9y) | Less than 5% | |
| Redman, Heather, Ann Bell | Board Director | Nov 2018 (8y) | Less than 5% | |
| Joshua E Harris | Board Director | Jun 2021 (5y) | Less than 5% | |
| Anne Marie Stonich | Board Director | CFP | Jun 2021 (5y) | Less than 5% |
| Straub, Natalie, Marie | Chief Revenue Officer | Jun 2022 (4y) | Less than 5% | |
| Sonnen, Matthew, Alan | Chief Operating Officer | May 2023 (3y) | Less than 5% | |
| Benton, Marvin, Rush | Board Director | Nov 2024 (2y) | Less than 5% | |
| James Matthew Walsh | Registered representative | Oct 2006 (20y) | ||
| Vincent Tat On Lee | Registered representative | CFP Personal Financial Specialist | Nov 2007 (19y) | |
| Detlef Schrempf | Registered representative | Jan 2008 (19y) | ||
| Joe Louis Cervantes | Registered representative | CFP | Jan 2011 (16y) | |
| Richard Allen Merrifield | Registered representative | CFP | Jan 2011 (16y) | |
| Darren David Ritchie | Registered representative | CFA | Apr 2012 (14y) | |
| Hilary May Clark | Registered representative | Sep 2012 (14y) | ||
| Christopher Patrick Blakeslee | Registered representative | Oct 2012 (14y) | ||
| Kurt Michael Biederman | Registered representative | Dec 2012 (14y) | ||
| David Edwin Powers | Registered representative | CFA | Dec 2014 (12y) | |
| Alexandra Fitts Lambert | Registered representative | Dec 2015 (11y) | ||
| Elaina Kirsten Shemeta | Registered representative | CFP | Dec 2015 (11y) | |
| Garrett Gordon Dean | Registered representative | Jan 2016 (11y) | ||
| Voneen Camille Bright | Registered representative | CFP | May 2016 (10y) | |
| Rachel R Mccracken | Registered representative | CFA | Jul 2017 (9y) | |
| Rebecca Sue Wilcox | Registered representative | CFA | Jul 2017 (9y) | |
| Evan Edward Fisher | Registered representative | Sep 2018 (8y) | ||
| Davis Alexander Karaica | Registered representative | Nov 2018 (8y) | ||
| Patrick William Corcorran | Registered representative | Dec 2018 (8y) | ||
| Frances Young Lee | Registered representative | May 2019 (7y) | ||
| Colby Chance Stirrat | Registered representative | CFP | Jan 2020 (7y) | |
| Tristan Robert Mohn | Registered representative | Jun 2020 (6y) | ||
| Daniels Petera Dels Voyteshonock | Registered representative | CFP | Aug 2020 (6y) | |
| Michelle Lynn Decaire | Registered representative | Sep 2020 (6y) | ||
| Thomas Charles Ovendale | Registered representative | Nov 2020 (6y) | ||
| Ian Brooks Curtiss | Registered representative | CFP CFA | May 2021 (5y) | |
| Gunnar Martin Ildhuso | Registered representative | CFA | Jun 2021 (5y) | |
| David Bertram Bigelow | Registered representative | CFP | Jun 2021 (5y) | |
| David Kenneth Mcintosh | Registered representative | CFP | Jun 2021 (5y) | |
| Eric Martin Schuehle | Registered representative | Jun 2021 (5y) | ||
| Heather Lee Kessler | Registered representative | CFP | Jun 2021 (5y) | |
| Kyle Berkley Larson | Registered representative | CFP | Jun 2021 (5y) | |
| Katherine M Berntson | Registered representative | Jun 2021 (5y) | ||
| Noel Sanchez | Registered representative | Jun 2021 (5y) | ||
| William F. Vipond Jr. | Registered representative | Sep 2021 (5y) | ||
| Simran Bajaj | Registered representative | Sep 2021 (5y) | ||
| Corey James Dallas | Registered representative | Oct 2021 (5y) | ||
| Katelyn Elizabeth Spangler | Registered representative | CFP | Oct 2021 (5y) | |
| Mark Phillip Rosenbaum | Registered representative | Oct 2021 (5y) | ||
| Katherine Anne Quick | Registered representative | CFP | Oct 2021 (5y) | |
| Kristi Ann Panza | Registered representative | Feb 2022 (4y) | ||
| Austin M Gormley | Registered representative | CFA | May 2022 (4y) | |
| Larissa Thompson Vidal | Registered representative | CFP | Jun 2022 (4y) | |
| Jordan Travis | Registered representative | Jul 2022 (4y) | ||
| Jennifer Lynn Harrison | Registered representative | Jul 2022 (4y) | ||
| Rex Jordan Lau | Registered representative | CFP | Jul 2022 (4y) | |
| Arthur Jacob Winston | Registered representative | Nov 2022 (4y) | ||
| Yongtai Qi | Registered representative | Nov 2022 (4y) | ||
| Alexander Jordan Schrempf | Registered representative | Dec 2022 (4y) | ||
| Kyle S Mc Mahill | Registered representative | Jan 2023 (4y) | ||
| Alissa Jess Wright | Registered representative | Feb 2023 (4y) | ||
| Bryan Wesley Carr | Registered representative | CFA | Feb 2023 (3y) | |
| Heather O Hamamoto | Registered representative | CFP | Feb 2023 (3y) | |
| Dina Lauren Liening | Registered representative | May 2023 (3y) | ||
| Brittany Serles Gabelein | Registered representative | Oct 2023 (3y) | ||
| Kevin Vaughn Kepler | Registered representative | Oct 2023 (3y) | ||
| Shane John Payette | Registered representative | Oct 2023 (3y) | ||
| Victoria Kay Serles | Registered representative | Oct 2023 (3y) | ||
| Danielle Midori Uemura | Registered representative | Oct 2023 (3y) | ||
| Daniel Anthony Hill | Registered representative | Oct 2023 (3y) | ||
| Kevin Dale Peterson | Registered representative | Chartered Financial Consultant | Nov 2023 (3y) | |
| James Lawrence Moore | Registered representative | Dec 2023 (3y) | ||
| Janice Tina Dsilva | Registered representative | Feb 2024 (2y) | ||
| Alexandra Pear Rosenberg | Registered representative | Feb 2024 (2y) | ||
| David Jozef Janec | Registered representative | Jul 2024 (2y) | ||
| Glen Jonathan Goland | Registered representative | CFP | Jul 2024 (2y) | |
| Matthew Stewart Sampson | Registered representative | CFP | Jul 2024 (2y) | |
| Melody Marie Behnke | Registered representative | CFP | Jul 2024 (2y) | |
| Reegan Elizabeth Rae | Registered representative | Jul 2024 (2y) | ||
| Ryland Bennett Moore | Registered representative | Jul 2024 (2y) | ||
| Benjamin Marcus Spector | Registered representative | Jul 2024 (2y) | ||
| Alicia Follmer | Registered representative | Aug 2024 (2y) | ||
| Henry Le Master | Registered representative | Aug 2024 (2y) | ||
| Eric Anderson Newman | Registered representative | Sep 2024 (2y) | ||
| Ethan Cole Luxton | Registered representative | Sep 2024 (2y) | ||
| Daniel Luikwong Yeung | Registered representative | CFA | Nov 2024 (2y) | |
| Pierson Bennett Zahn | Registered representative | Dec 2024 (2y) | ||
| Alannah Cherise Clark | Registered representative | Dec 2024 (2y) | ||
| Katherine Anne Brown | Registered representative | Dec 2024 (2y) | ||
| Thanh Evoniuk | Registered representative | Dec 2024 (2y) | ||
| Darin Andrew Sevier | Registered representative | Jan 2025 (2y) | ||
| Erika Swick Allen | Registered representative | Personal Financial Specialist | Jan 2025 (2y) | |
| James B. Claypool | Registered representative | Personal Financial Specialist | Jan 2025 (2y) | |
| James Dayton Guard | Registered representative | Personal Financial Specialist | Jan 2025 (2y) | |
| Nicholas Robert Buckley | Registered representative | CFA | Feb 2025 (1y) | |
| William Maclean Cunningham | Registered representative | Mar 2025 (1y) | ||
| Jocelyn Ann Stephens | Registered representative | Apr 2025 (1y) | ||
| Nicholas Rhodes Running | Registered representative | Jun 2025 (1y) | ||
| Robert Warren Young | Registered representative | CFP | Jun 2025 (1y) | |
| Ryan J Christensen | Registered representative | Jun 2025 (1y) | ||
| Reem Yousef Rizk Hunter | Registered representative | CFP | Jun 2025 (1y) | |
| Todd Robert Hobson | Registered representative | CFP | Jun 2025 (1y) | |
| Anna Katherine Shaw | Registered representative | CFP | Jun 2025 (1y) | |
| Anthony Christopher Rue | Registered representative | CFP | Jun 2025 (1y) | |
| Bethany Rachelle Purkapile | Registered representative | Jun 2025 (1y) | ||
| Brian Michael Hefele | Registered representative | CFP | Jun 2025 (1y) | |
| Jennifer Susan Estner | Registered representative | Jun 2025 (1y) | ||
| Jesse Benjamin Sigrist | Registered representative | Jun 2025 (1y) | ||
| Jeffrey Allan Gates | Registered representative | CFP | Jun 2025 (1y) | |
| Amanda Jane Louise Stribrny | Registered representative | Aug 2025 (1y) | ||
| Carolyn Lee Grabiel | Registered representative | Aug 2025 (1y) | ||
| Cade David Hampson | Registered representative | Aug 2025 (1y) | ||
| Bryce Kendrick James Fitzwilson | Registered representative | Sep 2025 (1y) | ||
| Wentao Liu | Registered representative | CFP | Oct 2025 (1y) | |
| Jack Thomas Gardner | Registered representative | Dec 2025 (1y) | ||
| Kendall Bate Acheson | Registered representative | CFP | Dec 2025 (1y) | |
| Elizabeth Grace Anderson | Registered representative | Dec 2025 (1y) | ||
| Krista Marie Charlton | Registered representative | CFP | Dec 2025 (1y) | |
| Bryan Paul Shipley | Registered representative | CFA | Jan 2026 (1y) | |
| Christopher James Mcrae | Registered representative | Jan 2026 (1y) | ||
| Kimberly Sue Rosenberg | Registered representative | CFP | Jan 2026 (1y) | |
| Meredith Appell Stewart | Registered representative | CFP | Jan 2026 (1y) | |
| Shelby Ann Desiervo | Registered representative | CFP | Jan 2026 (1y) | |
| Julia N Marzella | Registered representative | Jan 2026 (1y) | ||
| Adrian Cabrera Ramirez | Registered representative | Feb 2026 (0y) | ||
| Ryan Standlee Kingma | Registered representative | Feb 2026 (0y) | ||
| Ian Asher Lung | Registered representative | Feb 2026 (0y) | ||
| Lindsay Diana Hessel | Registered representative | Feb 2026 (0y) | ||
| Anthony Higgins | Registered representative | CFP | Mar 2026 (0y) | |
| Ken Yuta Lin | Registered representative | Mar 2026 (0y) | ||
| Keely Renae Suratt | Registered representative | Mar 2026 (0y) | ||
| Nicholas Russell Rodwick | Registered representative | Apr 2026 (0y) | ||
| Jose Guadalupe Ramos | Registered representative | Apr 2026 (0y) | ||
| Trevor Dean Scambray | Registered representative | May 2026 (0y) | ||
| Simon Owen Sharples | Registered representative | May 2026 (0y) | ||
| John Gross | Registered representative | CFP | Jun 2026 (0y) | |
| Matthew Thomas Gray | Registered representative | CFP | Jun 2026 (0y) | |
| Rachel Kaylyn Borsini | Registered representative | Jun 2026 (0y) | ||
| David Brian Christian | Registered representative | CFP | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Fitzwilson Family 2016 Trust,Scott Fitzwilson, Ttee | Direct Owner | Apr 2021 | A | 10% – 25% |
| Fitzwilson Family Irrevocable Trust,Scott Fitzwilson, Ttee | Direct Owner | Apr 2021 | A | 10% – 25% |
| Fitzwilson, Scott, Richard | Trustee, Fitzwilson Family 2016 Trust | Apr 2021 | A | 10% – 25% |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $98.5M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Ascent Capital Fund Iii Llc | Real Estate Fund | $98.5M | $50.0K | 285 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (8)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Strawbridge Studios, Inc. Retirement Plan | Strawbridge Studios, Inc. | 408 | $15.0M | 07/01/2024 |
| Tuality Healthcare Performance Retirement Plan 403(b) | Tuality Healthcare | 1,323 | $120M | 01/01/2024 |
| Tuality Healthcare Cash Balance Pension Plan | Tuality Healthcare | 461 | $12.7M | 01/01/2024 |
| Tuality Healthcare Retirement Plan | Tuality Healthcare | 198 | $71.2M | 01/01/2024 |
| L&M Services, Incorporated Employee Savings Plan | L&M Services, Inc. | 120 | $6.1M | 01/01/2024 |
| Talbert Building Supply 401(k) Plan And Trust | Talbert Building Supply, Inc. | 198 | $8.8M | 01/01/2024 |
| Davis Wright Tremaine Llp 401(k) Profit Sharing Plan | Davis Wright Tremaine Llp | 1,468 | $748M | 01/01/2024 |
| Lee & Hayes 401(k) Plan | Lee & Hayes, P.C. | 132 | $28.2M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.6 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
- • Other fees
- • PROJECT BY PROJECT BASIS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Brokerage Services $7.4B (53% of AUM) Mar 2026
- Charles Schwab & Co. $5.6B (40% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗