AUMdb
NA

Northwest Advisory Inc

State-registered Investment Adviser · Boutique (under $100M) CRD 108786 · SEC file 801-64242 · Dayton, OH
☆ Save with Pro ADV data as of Mar 24, 2026
Regulatory AUM
$41.6M
Discretionary
$41.6M
Clients
Avg AUM / client
Accounts
8
Employees
3

AUM over time

$37.9M $41.6M
Mar 9, 2012 Mar 24, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 24, 2026

Who they serve

Client typeClientsAUM% of AUM
Charitable organizations 1 $1.9M 4.56%
Corporations and other businesses 7 $39.7M 95.4%

People (3)

NameRole / titleCredentialsWith firm sinceOwnership
Johnson, Jana, Marie Treasurer Feb 1998 (29y) 25% – 50%
Scheibert, Celeste, Lynn Corp Sec & Chief Compliance Officer Feb 1998 (29y) 25% – 50%
Stanton, Julie, Ann President Feb 1998 (29y) 25% – 50%

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/24/2026 992 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.

View current Form ADV (SEC/IAPD) ↗