Spectrum Investment Advisors, Inc.
SEC-registered
Institutional / Pension Advisor · Mid-sized ($1B–$10B)
CRD 108669
· SEC file 801-56966
· Mequon, WI
· WWW.LINKEDIN.COM
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ADV data as of Mar 23, 2026
- Regulatory AUM
- $1.1B
- Discretionary
- $1.1B
- Clients
- 465
- Avg AUM / client
- $2.3M
- Accounts
- 1,090
- Employees
- 27
AUM over time
$36.2M
$1.1B
Mar 28, 2012
Mar 23, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 198 | $80.0M | 7.52% |
| High net worth individuals | 209 | $404M | 38.0% |
| Pension and profit sharing plans | 44 | $568M | 53.3% |
| Corporations and other businesses | 14 | $12.3M | 1.15% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (21)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Francis Marshall | Chairman, Founder And Partner | Dec 1999 (27y) | 10% – 25% | |
| Manuel Nmn Rosado | President And Partner | Nov 2005 (21y) | 5% – 10% | |
| Brian Eugene White | Wealth Manager And Partner | CFP | Nov 2007 (19y) | Less than 5% |
| Jonathan James Marshall | Executive Vice President, Chief Compliance Officer, Chief Investment Officer And Director | Jan 2011 (16y) | 50% – 75% | |
| Matthew Paul Demet | Sr. Vice President Business Development And Partner | Jul 2013 (13y) | 5% – 10% | |
| Michael William Mcdonald | Registered representative | Nov 2012 (14y) | ||
| Scott Alan Schwartz | Registered representative | Dec 2014 (12y) | ||
| Laura Joan Kokes Schnoor | Registered representative | Jun 2015 (11y) | ||
| Ryan T Strankowski | Registered representative | Jan 2017 (10y) | ||
| Elizabeth Tesch Walter | Registered representative | Feb 2018 (8y) | ||
| Paul Kenneth Minick | Registered representative | CFP | Apr 2019 (7y) | |
| Daniel Lee Dedecker | Registered representative | Jun 2020 (6y) | ||
| Emily E Zimmerman | Registered representative | Jan 2022 (5y) | ||
| Jonathon Francis Jesse | Registered representative | Jun 2022 (4y) | ||
| Blaine T Disrud | Registered representative | CFA | Apr 2024 (2y) | |
| Marina L Moths | Registered representative | Nov 2024 (2y) | ||
| Suzanne Marie Weeden | Registered representative | Jan 2025 (2y) | ||
| Marcos D Rosado | Registered representative | Mar 2025 (1y) | ||
| Jill Marie Stock | Registered representative | May 2025 (1y) | ||
| Jeffrey James Wozniak | Registered representative | Oct 2025 (1y) | ||
| Frank Charles Windt | Registered representative | Apr 2026 (0y) |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (49)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| The Everbrite, Llc Retirement Plan For Employees Represented By The Madison Ibew Local #965 Pension Plan | Everbrite, Llc | 76 | $4.4M | 04/01/2024 |
| Guaranty Service Group, Inc 401(k) Savings Plan | Guaranty Service Group, Inc. | 58 | $6.7M | 01/01/2024 |
| Aries Industries 401(k) Savings Plan | Aries Industries, Inc. | 110 | $10.7M | 01/01/2024 |
| Riteway Bus Service, Inc. 401(k) Plan | Riteway Bus Service, Inc. | 2,237 | $16.6M | 01/01/2024 |
| Sani Matic, Inc. Retirement Savings Plan | Sani Matic, Inc. | 154 | $20.4M | 01/01/2024 |
| Citizens Bank 401 K Mukwonago Wi | Citizens Bank | 143 | $22.2M | 01/01/2024 |
| Asyst Technologies Retirement Savings Plan | Asyst Technologies L.P. | 124 | $13.3M | 01/01/2024 |
| Ownersedge, Inc. 401(k) Profit Sharing Plan | Ownersedge, Inc. | 324 | $24.7M | 01/01/2024 |
| Kirsh Foundry Savings For Retirement Plan | Kirsh Foundry, Inc. | 82 | $8.5M | 01/01/2024 |
| Kickhaefer Manufacturing Company 401 K Plan | Kickhaefer Manufacturing Company, Llc | 264 | $22.8M | 01/01/2024 |
| Muza Metal Products, Llc 401(k) Savings Plan | Muza Metal Products, Llc | 151 | $14.6M | 01/01/2024 |
| Vulcan Global Manufacturing Solutions 401(k) Profit Sharing Plan And Trust | Vulcan Global Manufacturing Solutions, Inc. | 89 | $5.4M | 01/01/2024 |
| Pflow Industries, Inc. 401(k) Plan | Pflow Industries, Inc. | 162 | $16.2M | 01/01/2024 |
| L.F. George, Inc. 401(k) Savings Plan | L.F. George, Inc. | 106 | $13.2M | 01/01/2024 |
| Westbury Bank 401 K Psp | Westbury Bank | 107 | $15.9M | 01/01/2024 |
| Monroe Truck Equipment, Inc. Profit Sharing And Savings Plan | Monroe Truck Equipment, Inc. | 818 | $54.7M | 01/01/2024 |
| Research Products Corporation Incentive Savings Plan | Research Products Corporation | 362 | $90.5M | 01/01/2024 |
| Everbrite, Llc Profit Sharing Plan | Everbrite, Llc | 489 | $50.1M | 01/01/2024 |
| Bank Of Luxemburg Employees' Retirement Savings Plan | Bank Of Luxemburg | 101 | $14.1M | 01/01/2024 |
| Convergint Technologies Llc 401(k) Profit Sharing Plan | Convergint Technologies, Llc | 5,765 | $376M | 01/01/2024 |
| 401(k) Retirement Savings Plan | Equix Holdings, Inc. | 767 | $33.0M | 01/01/2024 |
| Research Products Corporation Production Staff 401(k) Savings Plan | Research Products Corporation | 401 | $28.3M | 01/01/2024 |
| Emergency Medicine Specialists, S.C. Employees' Profit Sharing Plan | Emergency Medicine Specialists, S.C. | 198 | $66.6M | 01/01/2024 |
| Rpc Subsidiaries 401(k) Plan | Dri Steem Corporation | 210 | $22.4M | 01/01/2024 |
| Badger Mining Corporation 401(k) Savings Plan | Badger Mining Corporation | 295 | $76.1M | 01/01/2024 |
Top 25 of 49 plans by assets.
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/23/2026 | 1020 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • BY PLAN PARTICIPANT FLAT FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $497M (47% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.
View current Form ADV (SEC/IAPD) ↗