AUMdb

Htg Investment Advisors Inc

SEC-registered Wealth Manager · Mid-sized ($1B–$10B) CRD 108614 · SEC file 801-55553 · New Canaan, CT · www.htgadvisors.com
☆ Save with Pro ADV data as of Jul 02, 2026
Regulatory AUM
$1.1B
Discretionary
$1.1B
Clients
377
Avg AUM / client
$3.0M
Accounts
1,446
Employees
13

AUM over time

$297M $1.1B
Mar 22, 2012 Jul 2, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jul 02, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 129 $52.3M 4.7%
High net worth individuals 248 $1.1B 95.1%
Pension and profit sharing plans Fewer than 5 $1.7M 0.16%

People (13)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Robin Ann Sherwood Chairman, Chief Executive Officer, President And Chief Compliance Officer CFP Oct 2005 (21y) 25% – 50%
Kerry Bridget Connell Secretary CFP Mar 2014 (12y) 10% – 25%
Allison Pykett Donaldson Advisor CFP Mar 2014 (12y) 10% – 25%
Alexander Gregory Zaharoff Executive Vice President, Treasurer And Assistant Secretary CFA May 2014 (12y) 25% – 50%
Sherwood, Jeffrey, Kirk Board Member Aug 2019 (7y) Less than 5%
Jennifer H. Hunt Registered representative CFP Jan 2007 (20y)
Amy Glass Sheinberg Registered representative Nov 2007 (19y)
Shannon Rose Vizza Registered representative Jun 2018 (8y)
Sonya S Ziolkowski Registered representative Oct 2021 (5y)
Joseph Wilkins Donaldson Registered representative Aug 2022 (4y)
Jeannie Marie Rubsam Registered representative Jun 2024 (2y)
Travis Lee Hood Registered representative Personal Financial Specialist Jul 2025 (1y)
Elisabeth Lynn Podhaskie Registered representative Jun 2026 (0y)

Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 07/02/2026 905 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 02, 2026.

View current Form ADV (SEC/IAPD) ↗