Trustee Empowerment & Protection, Inc.
- Regulatory AUM
- $10.3M
- Discretionary
- $0
- Clients
- 3
- Avg AUM / client
- $3.4M
- Accounts
- 2
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Apr 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3 | $0 | — |
| Charitable organizations | Fewer than 5 clients | $10.3M | 100.0% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Smith, Eric, Steven | Majority Shareholder & Director & Ceo Of Cssc | Jan 1998 (29y) | 50% – 75% of Consulting Services Support Corporation ("Cssc") (indirect) | |
| Eric Steven Smith | President & Cco | Dec 2006 (20y) | Less than 5% | |
| Gavin Stuart Macleod Clarkson | Registered representative | Dec 2012 (14y) | ||
| Thomas Scotto | Registered representative | Aug 2021 (5y) | ||
| Jack Michael Findley | Registered representative | Jan 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Cssc Services And Solutions, Inc. | Owner | Aug 2015 | A | 75% or more |
| Consulting Services Support Corporation | Holding Company | Aug 2015 | B | ≈ 56.25% – 100% via Cssc Services And Solutions, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Consulting Services Support Corporation: 75% – 100% of Cssc Services And Solutions, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/09/2026 | 1.22 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • REFERRAL FEES
Services
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Amalgamated Investment Management $10.3M (100% of AUM) Apr 2026
- Amalgamated Bank $7.4M (100% of AUM) Mar 2023
- Charles Schwab & Co. $2.1M (19% of AUM) Oct 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 09, 2026.
View current Form ADV (SEC/IAPD) ↗