Northwest Capital Management Inc
SEC-registered
Institutional / Pension Advisor · Mid-sized ($1B–$10B)
CRD 108091
· SEC file 801-56420
· Lake Oswego, OR
· WWW.BCORPORATION.NET
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ADV data as of May 05, 2026
- Regulatory AUM
- $8.5B
- Discretionary
- $92.4M
- Clients
- 203
- Avg AUM / client
- $42.0M
- Accounts
- 301
- Employees
- 11
AUM over time
$1.7B
$8.5B
Dec 2011
May 2026
Annual snapshots from Form ADV filings · as of May 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 37 | $8.9M | 0.1% |
| High net worth individuals | 56 | $74.6M | 0.88% |
| Pension and profit sharing plans | 81 | $4.9B | 57.7% |
| Charitable organizations | 1 | $169K | 0.0% |
| State or municipal government entities | 25 | $3.5B | 41.3% |
| Corporations and other businesses | 3 | $4.4M | 0.05% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Retirement Savings Plan For Employees Of Morrison Child And Family Services Morrison Child And Family Services | 2024 | |
| Princeton Property Management, Inc. 401(k) Profit Sharing Plan Princeton Property Management, Inc | 2024 | |
| Protiviti Inc. 401 K And Profit Sharing Plan Protiviti Inc | 2024 | |
| Eden Home Services 401(k) Plan Empres Healthcare, Inc. | 2024 | |
| Beef Northwest Feeders, Llc Employees' Retirement Plan Beef Northwest Feeders Llc | 2024 | |
| Robert Half Inc. 401(k) Plan Robert Half Inc. | 2024 | |
| Ascent Aviation Services, Llc 401(k) Plan Ascent Aviation Services, Llc | 2024 | |
| Empres Healthcare 401(k) Plan Couve Healthcare Consulting, Llc | 2024 | |
| Life Flight Network, Llc 401(k) Plan Life Flight Network, Llc | 2024 | |
| Hawthorn Senior Living Llc 401(k) Plan Hawthorn Senior Living, Llc | 2024 | |
| Orepac Savings And Investment Plan Orepac Holding Company | 2024 |
People (13)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Carson, Ronald, Lloyd | Owner | Dec 1994 (32y) | ≈ 14.06% – 50% via Carson Group, Inc. | |
| Brent Jameson Petty | Director | CFP | Jun 2005 (21y) | Less than 5% |
| James Edmond Clements | Chief Compliance Officer | Jun 2023 (3y) | Less than 5% | |
| Jamie Marie Carroll | Director | CFP | Jun 2023 (3y) | Less than 5% |
| Pulverenti, John, Patrick | Secretary | Jun 2023 (3y) | Less than 5% | |
| George Burton White | President | Nov 2023 (3y) | Less than 5% | |
| Applegarth, Mark, Daniel | Director | May 2024 (2y) | Less than 5% | |
| Christopher J Martin | Registered representative | Dec 2014 (12y) | ||
| Scott Alan Rhodes | Registered representative | CFA | Aug 2017 (9y) | |
| Mary Johnson | Registered representative | CFP | Dec 2021 (5y) | |
| Jason Nicholas Alvarado | Registered representative | CFP | Nov 2022 (4y) | |
| Peter Scott Hoerber | Registered representative | Apr 2024 (2y) | ||
| Mia Tinyi Heinrichs | Registered representative | Jan 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Carson Group Holdings, Llc. | Direct Owner | Jun 2023 | A | 75% or more |
| Bcc Blue Print Holdings I, Llc | Direct Owner | Jul 2021 | B | ≈ 14.06% – 50% via Bcc Blue Print Holdings Ii, Llc |
| Bcc Blue Print Investments, Lp | Direct Owner | Jul 2021 | B | ≈ 10.55% – 50% via Bcc Blue Print Holdings I, Llc |
| Carson Group, Inc. | Direct Owner | Jul 2019 | B | ≈ 18.75% – 50% via Carson Group Holdings, Llc. |
| Bcc Blue Print Holdings Ii, Llc | Direct Owner | Jul 2021 | B | ≈ 18.75% – 50% via Carson Group Holdings, Llc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Carson, Ronald, Lloyd: 75% – 100% of Carson Group, Inc. × 25% – 50% of Carson Group Holdings, Llc. × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Bcc Blue Print Holdings I, Llc: 75% – 100% of Bcc Blue Print Holdings Ii, Llc × 25% – 50% of Carson Group Holdings, Llc. × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Bcc Blue Print Investments, Lp: 75% – 100% of Bcc Blue Print Holdings I, Llc × 75% – 100% of Bcc Blue Print Holdings Ii, Llc × 25% – 50% of Carson Group Holdings, Llc. × 75% – 100% direct ≈ 10.55% – 50% of the firm
- Carson Group, Inc.: 25% – 50% of Carson Group Holdings, Llc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Bcc Blue Print Holdings Ii, Llc: 25% – 50% of Carson Group Holdings, Llc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (11)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Retirement Savings Plan For Employees Of Morrison Child And Family Services | Morrison Child And Family Services | 481 | $7.4M | 07/01/2024 |
| Princeton Property Management, Inc. 401(k) Profit Sharing Plan | Princeton Property Management, Inc | 148 | $4.9M | 01/01/2024 |
| Protiviti Inc. 401 K And Profit Sharing Plan | Protiviti Inc | 4,976 | $814M | 01/01/2024 |
| Eden Home Services 401(k) Plan | Empres Healthcare, Inc. | 1,019 | $21.7M | 01/01/2024 |
| Beef Northwest Feeders, Llc Employees' Retirement Plan | Beef Northwest Feeders Llc | 420 | $15.2M | 01/01/2024 |
| Robert Half Inc. 401(k) Plan | Robert Half Inc. | 5,431 | $598M | 01/01/2024 |
| Ascent Aviation Services, Llc 401(k) Plan | Ascent Aviation Services, Llc | 416 | $7.5M | 01/01/2024 |
| Empres Healthcare 401(k) Plan | Couve Healthcare Consulting, Llc | 2,761 | $18.9M | 01/01/2024 |
| Life Flight Network, Llc 401(k) Plan | Life Flight Network, Llc | 887 | $99.1M | 01/01/2024 |
| Hawthorn Senior Living Llc 401(k) Plan | Hawthorn Senior Living, Llc | 1,462 | $14.5M | 01/01/2024 |
| Orepac Savings And Investment Plan | Orepac Holding Company | 953 | $66.9M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/05/2026 | 1.14 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Brokerage Services $2.7B (32% of AUM) May 2026
- Voya Institutional Trust Company $834M (10% of AUM) May 2026
- Charles Schwab & Co. $690M (8% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 05, 2026.
View current Form ADV (SEC/IAPD) ↗