Bourgeon Capital Management Llc
- Regulatory AUM
- $1.3B
- Discretionary
- $1.2B
- Clients
- 315
- Avg AUM / client
- $4.1M
- Accounts
- 315
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Jul 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 99 | $36.9M | 2.89% |
| High net worth individuals | 187 | $1.2B | 91.1% |
| Pension and profit sharing plans | 21 | $50.2M | 3.93% |
| Charitable organizations | 3 | $5.6M | 0.44% |
| Corporations and other businesses | 5 | $20.7M | 1.62% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Emmons, Robert | Trustee | Jan 1989 (38y) | 75% or more of Robert And Christine Emmons Family Trust (indirect) | |
| John Aniblo Zaro | Managing Member & Chief Compliance Officer | CFA | Feb 1999 (28y) | 50% – 75% |
| Stalker, Peter | Trustee | Mar 2007 (19y) | ≈ 7.5% – 25% via Peter Stalker Iii Revocable Trust | |
| Laura Kim Drynan | Member | CFP CFA | Nov 2010 (16y) | 10% – 25% |
| John Spencer Mallozzi | Registered representative | May 2023 (3y) | ||
| Richard Estep Hall | Registered representative | Nov 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Peter Stalker Iii Revocable Trust | Member | Jun 1999 | A | 10% – 25% |
| Robert & Christine Emmons Charitable Trust | Member | Jun 1999 | A | 5% – 10% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Stalker, Peter: 75% – 100% of Peter Stalker Iii Revocable Trust × 10% – 25% direct ≈ 7.5% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/16/2026 | 918 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $63.0M (5% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 16, 2026.
View current Form ADV (SEC/IAPD) ↗