Corda Investment Management, Llc
- Regulatory AUM
- $2.0B
- Discretionary
- $1.9B
- Clients
- 1,363
- Avg AUM / client
- $1.5M
- Accounts
- 3,099
- Employees
- 32
AUM over time
Annual snapshots from Form ADV filings · as of Feb 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 794 | $389M | 19.4% |
| High net worth individuals | 565 | $1.6B | 79.7% |
| Pension and profit sharing plans | 3 | $14.6M | 0.73% |
| Charitable organizations | 1 | $1.9M | 0.1% |
People (31)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bonner Castles Barnes | Managing Member | Jun 2008 (18y) | 75% or more | |
| Barnes, Corrin, Nmi | Trustee | Dec 2014 (12y) | GP / trustee / elected manager of The Corrin Barnes Trust (indirect) | |
| Barnes, Dana, Wahl | Trustee | Dec 2014 (12y) | GP / trustee / elected manager of Dana Wahl Barnes Trust (indirect) | |
| Vernon Keith Roberts | Chief Compliance Officer | Jul 2022 (4y) | Less than 5% | |
| Jason Michael Iacobucci | Registered representative | Jun 2009 (17y) | ||
| John Patrick Schloegel | Registered representative | Oct 2010 (16y) | ||
| Brian Anthony Raupp | Registered representative | Jan 2012 (15y) | ||
| Terrance Stephen Puhl | Registered representative | Jul 2012 (14y) | ||
| Teresa S. Queal | Registered representative | Dec 2012 (14y) | ||
| Jeffrey Todd Dodson | Registered representative | Jul 2013 (13y) | ||
| Timothy Bryce Wolfcale | Registered representative | Feb 2014 (12y) | ||
| Craig Alan Fowlkes | Registered representative | Jul 2015 (11y) | ||
| Kevin P Hopkins | Registered representative | Mar 2018 (8y) | ||
| Brooke Hudson Naghavi | Registered representative | May 2018 (8y) | ||
| Duane Cameron Davis | Registered representative | Feb 2019 (7y) | ||
| William Ross Gorman | Registered representative | Apr 2022 (4y) | ||
| Shane Michael Bulgerin | Registered representative | May 2022 (4y) | ||
| Rajin Joshi | Registered representative | Aug 2022 (4y) | ||
| Jamie Dewayne Carmack | Registered representative | CFP | Jan 2023 (4y) | |
| Joseph Frederick Biegaj | Registered representative | Jan 2024 (3y) | ||
| Johnnie William Driver | Registered representative | Apr 2024 (2y) | ||
| Catherine Mcnally Patrick | Registered representative | CFP | Jul 2024 (2y) | |
| Javier Javier Parada | Registered representative | Aug 2024 (2y) | ||
| Elizabeth Meredith Nierzwicki | Registered representative | Sep 2024 (2y) | ||
| Kristen Leanne O'brien | Registered representative | Jan 2025 (2y) | ||
| David Julian | Registered representative | CFP | Mar 2025 (1y) | |
| Madison Marie Kiani | Registered representative | Jun 2025 (1y) | ||
| Lesley Larkin Groux | Registered representative | Oct 2025 (1y) | ||
| Gerardo Alejandro Martinez | Registered representative | Feb 2026 (0y) | ||
| Alexandra Claire Neault | Registered representative | Feb 2026 (0y) | ||
| Joshua Christopher Mitchell | Registered representative | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Dana Wahl Barnes Trust | Member | Dec 2014 | A | 10% – 25% |
| The Corrin Barnes Trust | Member | Dec 2014 | A | 10% – 25% |
Undisclosed: 0% – 5% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/10/2026 | 924 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $2.0B (100% of AUM) Feb 2026
- Scottrade, Inc. $365M (35% of AUM) Oct 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 10, 2026.
View current Form ADV (SEC/IAPD) ↗