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Wealth Manager · Mid-sized ($1B–$10B)
CRD 108023
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ADV data as of Dec 19, 2025
- Regulatory AUM
- $2.9B
- Discretionary
- $2.9B
- Clients
- 1,779
- Avg AUM / client
- $1.6M
- Accounts
- 3,387
- Employees
- 43
AUM over time
$973M
$2.9B
Mar 27, 2012
Dec 19, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Dec 19, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 922 | $292M | 9.94% |
| High net worth individuals | 777 | $2.2B | 74.6% |
| Banking or thrift institutions | Fewer than 5 | $3.6M | 0.12% |
| Pooled investment vehicles (non-investment companies) | 12 | $121M | 4.12% |
| Pension and profit sharing plans | 7 | $88.6M | 3.02% |
| Charitable organizations | 28 | $81.3M | 2.77% |
| Insurance companies | Fewer than 5 | $91.1M | 3.11% |
| Corporations and other businesses | 20 | $62.8M | 2.14% |
| Other | 13 | $4.6M | 0.16% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $2.3B (77% of AUM) Dec 2025
- National Financial Services (Fidelity) $193M (10% of AUM) Jul 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Dec 19, 2025.