Asset Consulting Group, Llc
SEC-registered
Endowment & Foundation Advisor · Mid-sized ($1B–$10B)
CRD 107574
· SEC file 801-39372
· Clayton, MO
· WWW.GUGGENHEIMPARTNERS.COM
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ADV data as of Mar 30, 2026
- Regulatory AUM
- $1.1B
- Discretionary
- $861M
- Clients
- 161
- Avg AUM / client
- $6.8M
- Accounts
- 25
- Employees
- 50
AUM over time
$71.8M
$1.1B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 63 | $494M | 45.1% |
| Pension and profit sharing plans | 10 | $0 | — |
| Charitable organizations | 38 | $602M | 54.9% |
| State or municipal government entities | 33 | $0 | — |
| Other investment advisers | 4 | $0 | — |
| Insurance companies | 10 | $0 | — |
| Other | 3 | $0 | — |
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| American Board Of Medical Specialties EIN 410847713 | Chicago, IL | 12/31/2024 |
| American Society Of Nephrology Inc EIN 526078378 | Washington, DC | 12/31/2024 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Eighth District Electrical Pension Fund Board Of Trustees, Eighth District Electrical Pension | 2024 | |
| Pension Plan Of The Plumbers And Steamfitters Local Union No. 33 Retirement Trust Plumbers And Steamfitters Local Union No. 33 Retirement Trust | 2024 | |
| Ibew Local Union No. 22/Neca Defined Benefit Pension Fund, Plan A Ibew Local Union No. 22/Neca Joint Board Of Trustees | 2024 | |
| Franklin Building Supply 401(k) Profit Sharing Plan The Franklin Group, Inc. | 2024 | |
| Cri Profit Sharing 401 K Plan Cri Advantage, Inc. | 2024 | |
| Keller Associates, Inc. Profit Sharing 401(k) Plan Keller Associates, Inc. | 2024 | |
| Ibew Local Union No. 22/Neca Defined Contribution Pension Fund, Plan B Ibew Local Union No. 22/Neca Joint Board Of Trustees | 2024 | |
| Bjc Pension Plan Bjc Health System | 2024 | |
| Eighth District Electrical Pension Fund Annuity Plan Board Of Trustees, Eighth District Electrical Pension | 2024 |
People (20)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel Christopher Tarlas | Senior Managing Director | CFA | Oct 1995 (31y) | Less than 5% |
| George Anthony Tarlas | Senior Managing Director | CFA | Apr 2000 (26y) | Less than 5% |
| Jason Constantine Pulos | Managing Director & Chief Compliance Officer | CFA | Jan 2002 (25y) | Less than 5% |
| Donald John Mueth | Managing Director & Chief Financial Officer | CFA | Jan 2004 (23y) | Less than 5% |
| Mitchell Hilton Boraz | Registered representative | Jan 2005 (22y) | ||
| Christopher Andy Lowry | Registered representative | CFA | Feb 2006 (20y) | |
| Patricia Joan Karolczak | Registered representative | Apr 2010 (16y) | ||
| Roger John Willis | Registered representative | CFA | Dec 2010 (16y) | |
| Haley Siefert | Registered representative | Apr 2011 (15y) | ||
| Thomas Joseph Janisch | Registered representative | CFA | Feb 2013 (13y) | |
| Nathan Richard Burk | Registered representative | CFA | Jan 2016 (11y) | |
| Elizabeth A Bowen | Registered representative | CFA | Mar 2019 (7y) | |
| Michael Patrick Hotz | Registered representative | CFA | Mar 2019 (7y) | |
| Joseph F Nugent | Registered representative | Sep 2019 (7y) | ||
| Phineas William Troy | Registered representative | CFA | Jun 2021 (5y) | |
| Daniel Eugene Flynn | Registered representative | CFA | Mar 2022 (4y) | |
| William Kassing Melvin | Registered representative | CFA | Mar 2022 (4y) | |
| Craig Martin Coleman | Registered representative | Jul 2023 (3y) | ||
| Patrick E Miller | Registered representative | CFA | Feb 2024 (2y) | |
| Philip Fonseca | Registered representative | Mar 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Gwm Holdco, Llc | Member | Dec 2008 | A | 75% or more |
| Guggenheim Partners, Llc | Member | Dec 2008 | B | ≈ 56.25% – 100% via Gwm Holdco, Llc |
| Guggenheim Capital, Llc | Member | Oct 2005 | B | ≈ 42.19% – 100% via Guggenheim Partners, Llc |
| Sammons Enterprises, Inc. | Shareholder | Dec 2008 | B | 75% or more of Consolidated Investment Services, Inc. (indirect) |
| Consolidated Investment Services, Inc. | Shareholder | Jul 2011 | B | 75% or more of Sammons Equity Alliance, Inc. (indirect) |
| Sammons Enterprises, Inc. Esot | Shareholder | Mar 2010 | B | 75% or more of Sammons Enterprises, Inc. (indirect) |
| Sammons Equity Alliance, Inc. | Shareholder | Jul 2011 | B | 75% or more of Sage Assets, Inc. (indirect) |
| Sage Assets, Inc | Member | Dec 2008 | B | ≈ 10.55% – 50% via Guggenheim Capital, Llc |
| Greatbanc Trust Company, Trustee | Trustee | Jan 2010 | B | GP / trustee / elected manager of Sammons Enterprises, Inc. Esot (indirect) |
| Guggenheim Manager, Inc. | Managing Member | Jan 2011 | B | GP / trustee / elected manager of Gwm Holdco, Llc (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Guggenheim Partners, Llc: 75% – 100% of Gwm Holdco, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Guggenheim Capital, Llc: 75% – 100% of Guggenheim Partners, Llc × 75% – 100% of Gwm Holdco, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Sage Assets, Inc: 25% – 50% of Guggenheim Capital, Llc × 75% – 100% of Guggenheim Partners, Llc × 75% – 100% of Gwm Holdco, Llc × 75% – 100% direct ≈ 10.55% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (9)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Eighth District Electrical Pension Fund | Board Of Trustees, Eighth District Electrical Pension | 11,261 | $1.3B | 04/01/2024 |
| Pension Plan Of The Plumbers And Steamfitters Local Union No. 33 Retirement Trust | Plumbers And Steamfitters Local Union No. 33 Retirement Trust | 1,304 | $331M | 01/01/2024 |
| Ibew Local Union No. 22/Neca Defined Benefit Pension Fund, Plan A | Ibew Local Union No. 22/Neca Joint Board Of Trustees | 1,452 | $210M | 01/01/2024 |
| Franklin Building Supply 401(k) Profit Sharing Plan | The Franklin Group, Inc. | 623 | $17.9M | 01/01/2024 |
| Cri Profit Sharing 401 K Plan | Cri Advantage, Inc. | 106 | $4.0M | 01/01/2024 |
| Keller Associates, Inc. Profit Sharing 401(k) Plan | Keller Associates, Inc. | 213 | $20.7M | 01/01/2024 |
| Ibew Local Union No. 22/Neca Defined Contribution Pension Fund, Plan B | Ibew Local Union No. 22/Neca Joint Board Of Trustees | 3,156 | $353M | 01/01/2024 |
| Bjc Pension Plan | Bjc Health System | 21,997 | $2.7B | 01/01/2024 |
| Eighth District Electrical Pension Fund Annuity Plan | Board Of Trustees, Eighth District Electrical Pension | 22,346 | $1.1B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Foundations & charities (2)
| Organization | Type | Assets | As of |
|---|---|---|---|
| American Board Of Medical Specialties | Public charity | $46.7M | 12/31/2024 |
| American Society Of Nephrology Inc | Public charity | $94.4M | 12/31/2024 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Northern Trust $268M (24% of AUM) Mar 2026
- Charles Schwab & Co. $235M (21% of AUM) Mar 2026
- BNY Mellon $214M (20% of AUM) Mar 2026
- Commerce Bank, N.A. $209M (19% of AUM) Mar 2026
- Comerica Bank Trust National Association $130M (17% of AUM) Mar 2024
- Dorsey And Whitney Trust Company, Llc $89.8M (8% of AUM) Mar 2026
- U.S. Bank $80.4M (7% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗