Cannon Tingey Investment Advisors Inc
- Regulatory AUM
- $478M
- Discretionary
- $450M
- Clients
- 395
- Avg AUM / client
- $1.2M
- Accounts
- 395
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Mar 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 231 | $56.8M | 11.9% |
| High net worth individuals | 107 | $335M | 70.2% |
| Pension and profit sharing plans | 36 | $43.8M | 9.16% |
| Charitable organizations | 5 | $3.6M | 0.76% |
| Insurance companies | 1 | $1.7M | 0.36% |
| Corporations and other businesses | 15 | $36.4M | 7.62% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Hoj Management Co., Inc. 401(k) Profit Sharing Plan Hoj Management Co., Inc. | 2024 | |
| Intermountain Health 401(k) Plan Intermountain Health Care, Inc. | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Alan Burton Tingey | Principal / Chief Compliance Officer | CFA | Jan 1998 (29y) | 50% – 75% |
| Jon Davis Tingey | Principal | CFA | Apr 1999 (27y) | 50% – 75% |
| Conner Douglas Whipple | Registered representative | Sep 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Hoj Management Co., Inc. 401(k) Profit Sharing Plan | Hoj Management Co., Inc. | 190 | $18.4M | 01/01/2024 |
| Intermountain Health 401(k) Plan | Intermountain Health Care, Inc. | 69,032 | $6.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/06/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $416M (87% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 06, 2026.
View current Form ADV (SEC/IAPD) ↗