Stegner Investment Associates Inc
- Regulatory AUM
- $2.8B
- Discretionary
- $2.2B
- Clients
- 235
- Avg AUM / client
- $11.8M
- Accounts
- 820
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Mar 24, 2026
Investments (13F portfolio — 29 positions, $182,582,760)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Ishares Tr | S&P 500 GRWT ETF | $69,482,331 | 614,290 | 38.1% | 2.51% |
| 2 | Ishares Tr | RUS MID CAP ETF | $40,873,445 | 420,379 | 22.4% | 1.48% |
| 3 | Vanguard Scottsdale Fds | VNG RUS1000IDX | $19,867,519 | 67,320 | 10.9% | 0.72% |
| 4 | Vanguard Index Fds | S&P 500 ETF SHS | $8,337,926 | 13,954 | 4.57% | 0.3% |
| 5 | Ishares Tr | RUS 1000 VAL ETF | $8,202,996 | 38,391 | 4.49% | 0.3% |
| 6 | Ishares Tr | RUS 1000 ETF | $7,321,487 | 20,534 | 4.01% | 0.26% |
| 7 | Vanguard Scottsdale Fds | VNG RUS1000GRW | $5,006,347 | 45,641 | 2.74% | 0.18% |
| 8 | Ishares Tr | CORE S&P500 ETF | $4,818,730 | 7,377 | 2.64% | 0.17% |
| 9 | Ishares Tr | S&P 500 VAL ETF | $3,432,771 | 16,258 | 1.88% | 0.12% |
| 10 | Invesco Exchange Traded Fd T | S&P500 EQL WGT | $3,383,742 | 17,631 | 1.85% | 0.12% |
| 11 | Ishares Tr | EAFE VALUE ETF | $1,656,741 | 22,283 | 0.91% | 0.06% |
| 12 | Ishares Tr | RUS MD CP GR ETF | $1,311,400 | 10,236 | 0.72% | 0.05% |
| 13 | Microsoft Corp | COM | $1,163,714 | 3,144 | 0.64% | 0.04% |
| 14 | Ishares Tr | RUS 1000 GRW ETF | $829,472 | 1,945 | 0.45% | 0.03% |
| 15 | State Str Spdr S&P 500 Etf T | TR UNIT | $802,363 | 1,234 | 0.44% | 0.03% |
| 16 | Vanguard Index Fds | TOTAL STK MKT | $753,904 | 2,350 | 0.41% | 0.03% |
| 17 | Ishares Tr | RUS 2000 VAL ETF | $743,003 | 3,919 | 0.41% | 0.03% |
| 18 | Ishares Tr | RUS MDCP VAL ETF | $732,471 | 5,026 | 0.4% | 0.03% |
| 19 | Apple Inc | COM | $711,203 | 2,802 | 0.39% | 0.03% |
| 20 | Ishares Tr | RUSSELL 2000 ETF | $490,416 | 1,977 | 0.27% | 0.02% |
| 21 | Ishares Tr | S&P 100 ETF | $369,279 | 1,161 | 0.2% | 0.01% |
| 22 | Vanguard Bd Index Fds | TOTAL BND MRKT | $369,157 | 5,013 | 0.2% | 0.01% |
| 23 | Spdr Index Shs Fds | STATE STREET SPD | $341,860 | 9,343 | 0.19% | 0.01% |
| 24 | Costco Wholesale Corporation | COM | $312,547 | 314 | 0.17% | 0.01% |
| 25 | Mcdonalds Corp | COM | $311,722 | 1,003 | 0.17% | 0.01% |
Top 25 of 29 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 101 | $82.3M | 2.97% |
| High net worth individuals | 101 | $572M | 20.6% |
| Pension and profit sharing plans | 14 | $1.9B | 70.2% |
| Charitable organizations | 19 | $167M | 6.03% |
| Corporations and other businesses | Fewer than 5 clients | $3.0M | 0.11% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Francis Parker School Of Louisville, Inc. Retirement Plan Francis Parker School Of Louisville, Inc. | 2024 | |
| Boardwalk Pipeline Partners, Lp Savings Plan Boardwalk Pipeline Partners, Lp | 2024 | |
| Lantech 401(k) Savings Plan Lantech.Com, Llc | 2024 | |
| Texas Gas Retirement Plan Texas Gas Transmission, Llc | 2024 | |
| University Of Louisville Physicians, Inc. Profit Sharing Plan University Of Louisville Physicians, Inc. | 2024 | |
| Whip Mix Corporation Profit Sharing Plan Whip Mix Corporation | 2024 |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Elizabeth Stegner Peabody | Chief Executive Officer/Chief Investment Officer | Jan 1994 (33y) | 75% or more | |
| Ruth Wimsatt Trautwein | Director Of Portfolio Management | CFP | Mar 2005 (21y) | 10% – 25% |
| Vella, Melissa, Stegner | Senior Associate | Jan 2017 (10y) | Less than 5% | |
| Peabody, Douglas, Dare | President & Chief Operating Officer & Chief Compliance Officer | May 2019 (7y) | Less than 5% | |
| Evers, John | Director Of Research | Jan 2023 (4y) | Less than 5% | |
| Brandon Dant | Registered representative | CFP | Dec 2019 (7y) | |
| Andre Lamar Mclean | Registered representative | Feb 2022 (4y) | ||
| Nicholas Adam Jeffs | Registered representative | CFA | Oct 2025 (1y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (6)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Francis Parker School Of Louisville, Inc. Retirement Plan | Francis Parker School Of Louisville, Inc. | 85 | $12.0M | 07/01/2024 |
| Boardwalk Pipeline Partners, Lp Savings Plan | Boardwalk Pipeline Partners, Lp | 1,292 | $454M | 01/01/2024 |
| Lantech 401(k) Savings Plan | Lantech.Com, Llc | 529 | $62.8M | 01/01/2024 |
| Texas Gas Retirement Plan | Texas Gas Transmission, Llc | 145 | $86.7M | 01/01/2024 |
| University Of Louisville Physicians, Inc. Profit Sharing Plan | University Of Louisville Physicians, Inc. | 3,232 | $161M | 01/01/2024 |
| Whip Mix Corporation Profit Sharing Plan | Whip Mix Corporation | 98 | $18.2M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 916 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Lincoln Financial Group Trust Company, Inc. $1.1B (38% of AUM) Mar 2026
- Charles Schwab & Co. $796M (29% of AUM) Mar 2026
- T. Rowe Price (Retirement Plan Services) $482M (17% of AUM) Mar 2026
- T Rowe Price Trust Company $388M (27% of AUM) Jan 2022
- Northern Trust $203M (10% of AUM) Mar 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗