AUMdb

J.M. Forbes & Co. Llp

SEC-registered Wealth Manager · Mid-sized ($1B–$10B) CRD 107422 · SEC file 801-2252 · Boston, MA · www.linkedin.com
☆ Save with Pro ADV data as of Mar 12, 2026
Regulatory AUM
$1.7B
Discretionary
$1.7B
Clients
1,076
Avg AUM / client
$1.6M
Accounts
1,076
Employees
21

AUM over time

$472M $1.7B
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 12, 2026

Investments (13F portfolio — 159 positions, $1,272,118,857)

13F period Jun 30, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Nvidia Corp COM $82,499,308 412,311 6.49% 4.93%
2 Alphabet Inc Cl A COM $73,229,401 204,912 5.76% 4.37%
3 Apple Inc COM $71,894,964 248,462 5.65% 4.29%
4 Ishares Gold Trust COM $68,840,353 911,672 5.41% 4.11%
5 Microsoft Corp COM $58,135,913 155,852 4.57% 3.47%
6 Amazon.Com Inc COM $45,372,309 190,368 3.57% 2.71%
7 Broadcom Inc COM $44,638,340 118,169 3.51% 2.67%
8 Ss Energy Select Sector COM $40,676,790 765,897 3.2% 2.43%
9 Ste St Tech Select Sector Spdr Etf COM $33,336,809 174,978 2.62% 1.99%
10 Jp Morgan Chase & Co COM $32,667,534 99,800 2.57% 1.95%
11 Johnson & Johnson COM $29,847,570 117,524 2.35% 1.78%
12 Bank Of America Corp COM $26,458,606 464,349 2.08% 1.58%
13 Visa Inc Cl A COM $22,984,628 66,993 1.81% 1.37%
14 Merck & Co Inc COM $21,997,401 171,186 1.73% 1.31%
15 Vanguard Dividend Apprec Etf COM $21,284,206 89,951 1.67% 1.27%
16 Walmart Inc COM $21,056,053 185,909 1.66% 1.26%
17 Coca Cola Co COM $20,308,235 249,886 1.6% 1.21%
18 Linde Plc COM $20,165,489 38,859 1.59% 1.2%
19 Nextera Energy Inc COM $19,207,323 218,837 1.51% 1.15%
20 Tjx Cos Inc COM $18,924,319 124,913 1.49% 1.13%
21 Procter & Gamble Co COM $17,597,680 120,006 1.38% 1.05%
22 Eaton Corp Plc COM $17,192,664 40,347 1.35% 1.03%
23 Ishares Core S&P Mid Cap Etf COM $16,760,784 217,362 1.32% 1.0%
24 Arista Networks Inc COM $15,813,620 93,087 1.24% 0.94%
25 Ste St Industrial Slct Sctr Spdr Etf COM $15,210,532 82,117 1.2% 0.91%

Top 25 of 159 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 685 $184M 11.0%
High net worth individuals 356 $1.3B 78.4%
Pension and profit sharing plans 4 $10.1M 0.6%
Charitable organizations 21 $114M 6.83%
Corporations and other businesses 10 $52.8M 3.15%

People (9)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Paul Elias Partner Oct 2005 (21y) 10% – 25%
Kendrigan, Paul, Martin Chief Compliance Officer Jun 2007 (19y) Less than 5%
Jeffrey Lee Bernier Partner / Chief Operating Officer Jan 2015 (12y) 25% – 50%
Elizabeth Simonds Colt Partner Jan 2020 (7y) 25% – 50%
Bracken Hendricks Partner Apr 2022 (4y) 25% – 50%
Thomas Joseph Brosnan Registered representative CFA Jun 2004 (22y)
David Carr Warner Registered representative Mar 2005 (21y)
Malcolm Lincoln Davidson Registered representative Mar 2005 (21y)
Benjamin Stephen Waddicor Registered representative Oct 2016 (10y)

Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/12/2026 969 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.

View current Form ADV (SEC/IAPD) ↗