Matrix Asset Advisors Inc
- Regulatory AUM
- $1.4B
- Discretionary
- $1.4B
- Clients
- 650
- Avg AUM / client
- $2.2M
- Accounts
- 650
- Employees
- 12
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 226 | $93.2M | 6.67% |
| High net worth individuals | 381 | $848M | 60.7% |
| Investment companies | 1 | $57.6M | 4.12% |
| Pension and profit sharing plans | 17 | $53.4M | 3.82% |
| Charitable organizations | 13 | $16.1M | 1.15% |
| Other investment advisers | 12 | $196M | 14.0% |
| Other | Fewer than 5 clients | $133M | 9.54% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Adam Katz | President/Chief Investment Officer | CFA | May 1990 (36y) | 50% – 75% |
| Hurwitz, Sherri, Lynn | Vice President, Head Equity Trader | Jan 1999 (28y) | Less than 5% | |
| Mabel, Lisa, Aryn | Vice President, Director Of Client Relations | Apr 2003 (23y) | Less than 5% | |
| Steven George Roukis | Managing Director / Senior Portfolio Manager | CFA | Jan 2005 (22y) | 5% – 10% |
| Jordan Fraser Posner | Managing Director / Senior Portfolio Manager | Feb 2005 (22y) | 5% – 10% | |
| Lon F Birnholz | Senior Managing Director/Chief Financial Officer | Sep 2009 (17y) | 10% – 25% | |
| Stephan Jan Weinberger | Managing Director/Senior Portfolio Manager | CFA | Apr 2010 (16y) | Less than 5% |
| Tom, Jonathan, Matthew | Senior Vice President, Chief Operating Officer | Dec 2015 (11y) | Less than 5% | |
| Algava Mandel, Jacqueline | Chief Compliance Officer | Feb 2022 (5y) | Less than 5% |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • FLAT FEE
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $980M (70% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗