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Wealth Manager · Mid-sized ($1B–$10B)
CRD 107335
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ADV data as of Mar 27, 2025
- Regulatory AUM
- $1.4B
- Discretionary
- $1.2B
- Clients
- 461
- Avg AUM / client
- $2.9M
- Accounts
- 461
- Employees
- 24
AUM over time
$310M
$1.4B
Dec 2011
Dec 2024
Annual snapshots from Form ADV filings · as of Mar 27, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 199 | $46.9M | 3.46% |
| High net worth individuals | 149 | $1.3B | 95.9% |
| Corporations and other businesses | 76 | $8.4M | 0.62% |
| Other | 37 | $258K | 0.02% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $1.1B (81% of AUM) Mar 2025
- Icapital Securities, Llc $73.5M (7% of AUM) Jun 2023
- City National Bank $59.0M (6% of AUM) Jun 2023
- Suntrust Bank $35.8M (3% of AUM) Mar 2022
- American Funds Distributors, Inc. $3.3M (0% of AUM) Jun 2023
- Forge Markets Llc $686K (0% of AUM) Jun 2023
- Truist Financial Corp $243K (0% of AUM) Jun 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2025.