Eubel Brady & Suttman Asset Management Inc
- Regulatory AUM
- $2.1B
- Discretionary
- $2.1B
- Clients
- 816
- Avg AUM / client
- $2.5M
- Accounts
- 1,885
- Employees
- 34
AUM over time
Annual snapshots from Form ADV filings · as of Jul 15, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 436 | $138M | 6.64% |
| High net worth individuals | 319 | $1.1B | 51.3% |
| Investment companies | 1 | $574M | 27.7% |
| Pooled investment vehicles (non-investment companies) | 5 | $112M | 5.42% |
| Pension and profit sharing plans | 18 | $64.5M | 3.11% |
| Charitable organizations | 23 | $60.9M | 2.94% |
| Corporations and other businesses | 14 | $59.9M | 2.89% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| The Dayton Power And Light Company Employee Savings Plan Dayton Power And Light Company | 2024 | |
| Southwest Airlines Pilots Retirement Savings Plan Southwest Airlines Company | 2024 | |
| Mcgohan Brabender 401(k) Profit Sharing Plan Mcgohan/Brabender Agency, Inc. | 2024 | |
| Central Ohio Urology Group, Inc. 401(k) Profit Sharing Plan Central Ohio Urology Group, Llc | Gahanna, OH | 2021 |
People (19)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mark E Brady | Co Cio, Director | Aug 1993 (33y) | 10% – 25% | |
| Robert John Suttman | Co Founder, Director | CFA | Aug 1993 (33y) | 10% – 25% |
| Ronald Lee Eubel | Co Cio, Director | Aug 1993 (33y) | 10% – 25% | |
| Kenneth Edward Leist | Senior Securities Analyst | Feb 2003 (23y) | 5% – 10% | |
| Paul David Crichton | Director Of Trading, Senior Securities Analyst | Feb 2003 (23y) | 5% – 10% | |
| Scott Edger Lundy | Chief Executive Officer, Director | CFP | Mar 2003 (23y) | 10% – 25% |
| David Keith Ray | Secretary, Director | Sep 2003 (23y) | Less than 5% | |
| Teresa Lynne King | Chief Compliance Officer | Apr 2004 (22y) | Less than 5% | |
| Riley, Kimberly, A. | Chief Financial Officer, Treasurer | Jun 2016 (10y) | Less than 5% | |
| Matthew Dennis Di Cicco | President, General Counsel | CFP | Dec 2016 (10y) | 5% – 10% |
| Stephanie Dawn Warrick | Chief Operations Officer | Jul 2020 (6y) | Less than 5% | |
| Mary Lynn Hedrick | Registered representative | CFP | Jul 2012 (14y) | |
| Dawn Elaine Kramer | Registered representative | CFP | Mar 2016 (10y) | |
| Egan Curtis Rosell | Registered representative | CFP | Jul 2019 (7y) | |
| Courtney E Stephenson | Registered representative | Jun 2023 (3y) | ||
| Sara V. Mahoney | Registered representative | Nov 2023 (3y) | ||
| Chase Conner Marshall | Registered representative | Apr 2024 (2y) | ||
| Brandon Matthew Kinney | Registered representative | Mar 2025 (1y) | ||
| Neesha Crawford | Registered representative | Jun 2025 (1y) |
Undisclosed: 0% – 45% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| The Dayton Power And Light Company Employee Savings Plan | Dayton Power And Light Company | 302 | $190M | 01/01/2024 |
| Southwest Airlines Pilots Retirement Savings Plan | Southwest Airlines Company | 11,679 | $11.6B | 01/01/2024 |
| Mcgohan Brabender 401(k) Profit Sharing Plan | Mcgohan/Brabender Agency, Inc. | 348 | $61.6M | 01/01/2024 |
| Central Ohio Urology Group, Inc. 401(k) Profit Sharing Plan | Central Ohio Urology Group, Llc | 0 | $0 | 01/01/2021 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/15/2026 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • OTHER FEES MAY APPLY AS DISCLOSED IN CERTAIN OFFERING DOCUMENTS.
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.4B (66% of AUM) Jul 2026
- Merrill Lynch $79.8M (7% of AUM) Apr 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 15, 2026.
View current Form ADV (SEC/IAPD) ↗