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Wealth Manager · Mid-sized ($1B–$10B)
CRD 107177
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ADV data as of Feb 04, 2026
- Regulatory AUM
- $2.4B
- Discretionary
- $2.3B
- Clients
- 544
- Avg AUM / client
- $4.4M
- Accounts
- 1,480
- Employees
- 18
AUM over time
$977M
$2.4B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Feb 04, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 133 | $86.3M | 3.57% |
| High net worth individuals | 383 | $1.8B | 75.6% |
| Pooled investment vehicles (non-investment companies) | 2 | $50.3M | 2.08% |
| Pension and profit sharing plans | 7 | $20.4M | 0.84% |
| Charitable organizations | 12 | $139M | 5.76% |
| State or municipal government entities | 3 | $39.6M | 1.64% |
| Other investment advisers | 1 | $137M | 5.68% |
| Corporations and other businesses | 3 | $117M | 4.86% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $1.8B (73% of AUM) Feb 2026
- Midwest Trust Company $436M (18% of AUM) Feb 2026
- Benefit Trust Company $135M (9% of AUM) Mar 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 04, 2026.