Nichols & Pratt Advisers Llp
- Regulatory AUM
- $2.4B
- Discretionary
- $2.2B
- Clients
- 106
- Avg AUM / client
- $22.9M
- Accounts
- 642
- Employees
- 20
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 21 | $21.8M | 0.9% |
| High net worth individuals | 85 | $2.2B | 89.5% |
| Other | Fewer than 5 clients | $233M | 9.57% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Richard Killian Nichols | Partner | CFA | Jan 1997 (30y) | 10% – 25% |
| Thomas Ewing Bator | Partner | CFA | Jan 1997 (30y) | 10% – 25% |
| Herbert, John, Kingston | Partner | Jan 2001 (26y) | 10% – 25% | |
| Popov, Patricia, Debenedictis | Partner | Jan 2002 (25y) | 10% – 25% | |
| Latifi, Kimberly, Hazard | Chief Compliance Officer/Partner | Jan 2003 (24y) | 10% – 25% | |
| Melillo, Craig, Lonergan | Partner | Jan 2022 (5y) | 10% – 25% |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • A PERCENTAGE OF INCOME COLLECTED
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- SEI Private Trust $2.1B (86% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗