Connors Investor Services Inc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 106993
· SEC file 801-6211
· Wyomissing, PA
· WWW.LINKEDIN.COM
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $1.3B
- Discretionary
- $1.3B
- Clients
- 662
- Avg AUM / client
- $1.9M
- Accounts
- 662
- Employees
- 10
AUM over time
$362M
$1.3B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 224 | $89.0M | 6.95% |
| High net worth individuals | 367 | $777M | 60.7% |
| Investment companies | 1 | $57.2M | 4.46% |
| Pooled investment vehicles (non-investment companies) | 7 | $116M | 9.07% |
| Pension and profit sharing plans | 10 | $21.8M | 1.7% |
| Charitable organizations | 28 | $132M | 10.3% |
| State or municipal government entities | 11 | $52.2M | 4.07% |
| Corporations and other businesses | 14 | $35.8M | 2.8% |
Private funds (9)
Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $137M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Cis Hedged Growth Partners | Other Private Fund | Pennsylvania | $26.1M | 75 |
| Cis Balanced Investment Partners | Other Private Fund | Pennsylvania | $24.8M | 78 |
| Cis Income & Growth Partners | Other Private Fund | Pennsylvania | $22.7M | 78 |
| Cis Venture Partners 2013 feeder | Venture Capital Fund | Pennsylvania | $19.9M | 69 |
| Cis Index Overwrite Partners | Other Private Fund | Pennsylvania | $10.8M | 56 |
| Cis Aggressive Growth Partners | Other Private Fund | Pennsylvania | $9.9M | 76 |
| Cis Balanced Investment Partners Ii | Other Private Fund | Pennsylvania | $9.0M | 43 |
| Cis Microcap Growth Partners | Hedge Fund | Pennsylvania | $8.1M | 56 |
| Cis Venture Partners feeder | Venture Capital Fund | Pennsylvania | $5.6M | 59 |
People (17)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Miller, Marlin | Director | Nov 1969 (57y) | 10% – 25% | |
| Steven Silverman | Senior Vice President | CFP | Jul 1998 (28y) | Less than 5% |
| Peter James Connors | President, Director, Treasurer, Trustee | CFA | Apr 2001 (25y) | 50% – 75% |
| Seher, Ronald, Harry | Shareholder | Apr 2001 (25y) | 5% – 10% | |
| Robert John Cagliola | Vice President | CFA | Apr 2002 (24y) | Less than 5% |
| Brian Gary Mccoy | Vice President | CFA | Mar 2003 (23y) | Less than 5% |
| Steven Earl Pottieger | Vice President | CFP | May 2005 (21y) | Less than 5% |
| Fuller, Russell, Jay | Director | Mar 2012 (14y) | Less than 5% | |
| Thomas Raymond Platt | Vice President | Nov 2013 (13y) | Less than 5% | |
| Oxholm, Paul, G | Director | Aug 2014 (12y) | Less than 5% | |
| Crawford, Kevin, Francis | Director | Jul 2015 (11y) | Less than 5% | |
| Robert W Hahn | Vice President | CFA | Sep 2017 (9y) | Less than 5% |
| Debora M Covell | Vice President/Chief Compliance Officer | Oct 2017 (9y) | Less than 5% | |
| Leayman, Robert, Charles | Shareholder | Dec 2018 (8y) | Less than 5% | |
| Dagenhart, Jan, Connors | Trustee | Jan 2020 (7y) | Less than 5% | |
| Ryan F Mccallum | Vice President | Feb 2022 (5y) | Less than 5% | |
| Benjamin Robert Connors | Registered representative | Nov 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Connors, James M. Irrevocable Trust | Shareholder Anna M. Connors Trustee To James M. Connors Irrevocable Trust | Jan 2020 | A | Less than 5% |
| Connors, Anna M. Revocable Trust | Shareholder Anna M. Connors Trustee To Anna M. Connors Revocable Trust | Jan 2020 | A | Less than 5% |
Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (9, $137M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Cis Hedged Growth Partners | Other Private Fund | $26.1M | $100K | 75 |
| Cis Balanced Investment Partners | Other Private Fund | $24.8M | $100K | 78 |
| Cis Income & Growth Partners | Other Private Fund | $22.7M | $100K | 78 |
| Cis Venture Partners 2013 | Venture Capital Fund | $19.9M | $300K | 69 |
| Cis Index Overwrite Partners | Other Private Fund | $10.8M | $100K | 56 |
| Cis Aggressive Growth Partners | Other Private Fund | $9.9M | $100K | 76 |
| Cis Balanced Investment Partners Ii | Other Private Fund | $9.0M | $100K | 43 |
| Cis Microcap Growth Partners | Hedge Fund | $8.1M | $100K | 56 |
| Cis Venture Partners | Venture Capital Fund | $5.6M | $300K | 59 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 2.79 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $780M (61% of AUM) Mar 2026
- Morgan Stanley $313M (24% of AUM) Mar 2026
- Wells Fargo $110M (12% of AUM) Jun 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗