Peak Asset Management, Llc
- Regulatory AUM
- $1.0B
- Discretionary
- $1.0B
- Clients
- 342
- Avg AUM / client
- $3.0M
- Accounts
- 1,119
- Employees
- 16
AUM over time
Annual snapshots from Form ADV filings · as of Mar 12, 2026
Investments (13F portfolio — 147 positions, $566,870,334)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Apple Inc | COM | $28,963,618 | 114,124 | 5.11% | 2.86% |
| 2 | Alphabet Inc | CAP STK CL A | $26,633,233 | 92,618 | 4.7% | 2.63% |
| 3 | Jpmorgan Chase & Co | COM | $22,700,622 | 77,171 | 4.0% | 2.25% |
| 4 | Vanguard Scottsdale Fds | SHORT TERM TREAS | $22,552,623 | 385,252 | 3.98% | 2.23% |
| 5 | Microsoft Corp | COM | $21,912,616 | 59,196 | 3.87% | 2.17% |
| 6 | Spdr Series Trust | STATE STREET SPD | $20,911,934 | 210,297 | 3.69% | 2.07% |
| 7 | Cisco Sys Inc | COM | $18,543,855 | 238,998 | 3.27% | 1.83% |
| 8 | American Centy Etf Tr | US SML CP VALU | $18,038,144 | 163,285 | 3.18% | 1.78% |
| 9 | Invesco Exchange Traded Fd T | S&P500 EQL WGT | $17,385,672 | 90,588 | 3.07% | 1.72% |
| 10 | Paccar Inc | COM | $16,832,942 | 145,740 | 2.97% | 1.66% |
| 11 | S&P Global Inc | COM | $16,665,672 | 39,182 | 2.94% | 1.65% |
| 12 | Visa Inc | COM CL A | $16,532,486 | 54,700 | 2.92% | 1.64% |
| 13 | Stryker Corporation | COM | $16,321,393 | 49,671 | 2.88% | 1.61% |
| 14 | Emerson Elec Co | COM | $15,056,472 | 114,917 | 2.66% | 1.49% |
| 15 | Invesco Exchange Traded Fd T | PHARMACEUTICALS | $14,002,011 | 134,946 | 2.47% | 1.38% |
| 16 | Fortinet Inc | COM | $13,369,066 | 163,596 | 2.36% | 1.32% |
| 17 | Booking Holdings Inc | COM | $13,039,362 | 3,097 | 2.3% | 1.29% |
| 18 | Ishares Tr | 7-10 YR TRSY BD | $11,862,715 | 124,295 | 2.09% | 1.17% |
| 19 | Invesco Qqq Tr | UNIT SER 1 | $11,423,705 | 19,792 | 2.02% | 1.13% |
| 20 | State Str Spdr S&P 500 Etf T | TR UNIT | $10,604,445 | 16,306 | 1.87% | 1.05% |
| 21 | Oracle Corp | COM | $10,411,490 | 70,774 | 1.84% | 1.03% |
| 22 | Conocophillips | COM | $9,862,644 | 74,717 | 1.74% | 0.98% |
| 23 | American Centy Etf Tr | AVANTIS ALL INT | $9,517,848 | 124,955 | 1.68% | 0.94% |
| 24 | Disney Walt Co | COM | $9,292,816 | 96,419 | 1.64% | 0.92% |
| 25 | Vanguard Index Fds | S&P 500 ETF SHS | $9,119,932 | 15,262 | 1.61% | 0.9% |
Top 25 of 147 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 118 | $58.9M | 5.82% |
| High net worth individuals | 215 | $920M | 91.0% |
| Pension and profit sharing plans | Fewer than 5 clients | $4.1M | 0.4% |
| Charitable organizations | 9 | $26.6M | 2.63% |
| Corporations and other businesses | Fewer than 5 clients | $1.2M | 0.12% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Sherman & Howard Retirement Plan (2) Sherman & Howard L.L.C. | 2024 |
People (14)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Neal Mccorvie | Cco | CFA | Mar 2000 (26y) | ≈ 18.75% – 50% via Mccorvie Financial, Llc |
| Tara Jill Hefty | Managing Member | CFA | Apr 2009 (17y) | ≈ 37.5% – 75% via Tara Hume Financial Consulting, Llc |
| Noel Fletcher Bennett | Registered representative | Oct 1999 (27y) | ||
| Terry L Robinette | Registered representative | May 2012 (14y) | ||
| Brent Charles Yanagida | Registered representative | CFP | Oct 2015 (11y) | |
| Julie Fauble Pribble | Registered representative | CFA | Mar 2016 (10y) | |
| John Hotchkiss Russell | Registered representative | CFA | Aug 2020 (6y) | |
| Bethany Alyssa Aylor | Registered representative | CFP | Mar 2021 (5y) | |
| Sophia Newbury Berglund | Registered representative | Jan 2023 (4y) | ||
| Timothy Macgruder Burt | Registered representative | CFA | Apr 2023 (3y) | |
| Grant Bugner | Registered representative | CFP | Jan 2024 (3y) | |
| Jason Roland Foster | Registered representative | Jan 2024 (3y) | ||
| Cassidy Steck | Registered representative | Aug 2025 (1y) | ||
| Peter Viking Hedberg | Registered representative | Apr 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Tara Hume Financial Consulting, Llc | Managing Member | Apr 2009 | A | 50% – 75% |
| Mccorvie Financial, Llc | Member | Jan 2023 | A | 25% – 50% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- John Neal Mccorvie: 75% – 100% of Mccorvie Financial, Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm
- Tara Jill Hefty: 75% – 100% of Tara Hume Financial Consulting, Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Sherman & Howard Retirement Plan (2) | Sherman & Howard L.L.C. | 113 | $69.7M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/12/2026 | 913 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.0B (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.
View current Form ADV (SEC/IAPD) ↗