Matter, Llc
SEC-registered
Multi-Family Office · Mid-sized ($1B–$10B)
CRD 106806
· SEC file 801-37738
· St Louis, MO
· www.facebook.com
☆ Save with Pro
ADV data as of Jul 21, 2026
- Regulatory AUM
- $3.8B
- Discretionary
- $600M
- Clients
- 229
- Avg AUM / client
- $16.6M
- Accounts
- 2,360
- Employees
- 55
AUM over time
$2.1B
$3.8B
Mar 28, 2012
Jul 21, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 21, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 98 | $165M | 4.34% |
| High net worth individuals | 128 | $3.4B | 90.5% |
| Pooled investment vehicles (non-investment companies) | 1 | $172M | 4.52% |
| Charitable organizations | 2 | $26.3M | 0.69% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $158M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Fmp Generation, Llc | Other Private Fund | Missouri | $151M | 75 |
| Fmp Generation Asia, Llc | Other Private Fund | Missouri | $6.6M | 12 |
People (42)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Katherine Banning Lintz | Board Of Managers | CFP | Oct 1995 (31y) | 10% – 25% |
| Kirby T. Ott | Board Of Managers | Aug 2019 (7y) | 5% – 10% | |
| Peters, Patti, F | Chief Compliance Officer | Jan 2021 (6y) | Less than 5% | |
| Philip Edward Rollhaus | Board Of Managers | CFA | May 2021 (5y) | Less than 5% |
| Hauck, Lisa, Y. | Board Of Managers | Dec 2021 (5y) | Less than 5% | |
| Cichon, Paul, T | Board Of Managers | Oct 2024 (2y) | Less than 5% | |
| Frailey, Andrew, Bruce | Board Of Managers | Oct 2024 (2y) | Less than 5% | |
| David S. Dankmyer | Registered representative | Mar 2007 (19y) | ||
| Thierry Jean Dominique Brunel | Registered representative | Jun 2019 (7y) | ||
| Ashley Carisa Martin | Registered representative | CFP | Jul 2019 (7y) | |
| Katherine Michelle Awbrey | Registered representative | Aug 2019 (7y) | ||
| Lauren Hebel | Registered representative | CFA | Aug 2019 (7y) | |
| Margaux Hennessey Roth | Registered representative | CFP | Aug 2019 (7y) | |
| Erin Clare Mc Closkey | Registered representative | CFP | Apr 2020 (6y) | |
| Lauren Michele Maher | Registered representative | CFP | Sep 2022 (4y) | |
| Marlys Raycraft | Registered representative | Feb 2023 (3y) | ||
| Justin Lewis Thompson | Registered representative | CFP | Dec 2023 (3y) | |
| Andrew Sebastian | Registered representative | CFA | Mar 2024 (2y) | |
| Madison Christa Atherton | Registered representative | Jun 2024 (2y) | ||
| Lucy Andrews Gardner | Registered representative | CFP | Jul 2024 (2y) | |
| Cecilia Rae Tarlas | Registered representative | CFP | Dec 2024 (2y) | |
| Alexander M Quinn | Registered representative | CFA | Jun 2025 (1y) | |
| Joshua Davis | Registered representative | Sep 2025 (1y) | ||
| Adrielle Lagda | Registered representative | Feb 2026 (0y) | ||
| Ryan Waterhouse | Registered representative | CFP | Feb 2026 (0y) | |
| Megan Mary Sandhagen | Registered representative | Feb 2026 (0y) | ||
| Ty Robert Hyde | Registered representative | Mar 2026 (0y) | ||
| Matthew Ryan Haney | Registered representative | Apr 2026 (0y) | ||
| James Nathan Michaelson | Registered representative | Jun 2026 (0y) | ||
| Andrew D Mcdonald | Registered representative | Jul 2026 (0y) | ||
| Charles Alexander Willhoit | Registered representative | Jul 2026 (0y) | ||
| Jerrel Lee Armstrong | Registered representative | Jul 2026 (0y) | ||
| Jackson Klutznick | Registered representative | Jul 2026 (0y) | ||
| Joshua Samuel Goldin | Registered representative | Jul 2026 (0y) | ||
| Kevin Michael Mccabe | Registered representative | Jul 2026 (0y) | ||
| Lindsey Nicole Brown | Registered representative | Jul 2026 (0y) | ||
| Nicholas Holland Kral | Registered representative | Jul 2026 (0y) | ||
| Shannon Mary Connor | Registered representative | Jul 2026 (0y) | ||
| Stephanie Lynn Bowers | Registered representative | Jul 2026 (0y) | ||
| Natasha Sophia Gunberg | Registered representative | Jul 2026 (0y) | ||
| Tamara Jean Ward | Registered representative | CFP | Jul 2026 (0y) | |
| Thomas Henry Itkoff | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Matter Holdings Llc | Member | May 2015 | A | 75% or more |
| Forsyth Matter Mezzanine, Inc. | Shareholder | Oct 2024 | B | ≈ 18.75% – 50% via Matter Holdings Llc |
Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Forsyth Matter Mezzanine, Inc.: 25% – 50% of Matter Holdings Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $158M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Fmp Generation, Llc | Other Private Fund | $151M | $250K | 75 |
| Fmp Generation Asia, Llc | Other Private Fund | $6.6M | $250K | 12 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/08/2026 | 1.24 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $3.0B (80% of AUM) Jul 2026
- Northern Trust $360M (12% of AUM) Dec 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 21, 2026.
View current Form ADV (SEC/IAPD) ↗