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Wealth Manager · Large ($10B–$100B)
CRD 106759
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ADV data as of Mar 19, 2025
- Regulatory AUM
- $50.3B
- Discretionary
- $24.0B
- Clients
- 182
- Avg AUM / client
- $276M
- Accounts
- 186
- Employees
- 175
AUM over time
$22.1B
$55.7B
Dec 2011
Dec 2024
Annual snapshots from Form ADV filings · as of Mar 19, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 110 | $33.4B | 66.4% |
| Pooled investment vehicles (non-investment companies) | 58 | $11.3B | 22.4% |
| Pension and profit sharing plans | Fewer than 5 | $927M | 1.84% |
| Charitable organizations | 14 | $4.1B | 8.15% |
| Other investment advisers | Fewer than 5 | $599M | 1.19% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $7.8B (15% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2025.