Frazier Financial Advisors, Llc
- Regulatory AUM
- $1.2B
- Discretionary
- $1.1B
- Clients
- 733
- Avg AUM / client
- $1.6M
- Accounts
- 4,115
- Employees
- 20
AUM over time
Annual snapshots from Form ADV filings · as of Jul 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 424 | $171M | 14.8% |
| High net worth individuals | 300 | $922M | 79.6% |
| Banking or thrift institutions | 1 | $104K | 0.01% |
| Pension and profit sharing plans | 6 | $22.1M | 1.9% |
| Corporations and other businesses | 1 | $83.6K | 0.01% |
| Other | 1 | $42.6M | 3.68% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Calamos Profit Sharing 401(k) Plan Calamos Investments Llc | 2024 | |
| Ice Miller Retirement Plan Ice Miller Llp | 2024 | |
| Inmotion Hosting Inc. 401(k) Plan Inmotion Hosting Inc. | 2024 | |
| Netjets Aviation, Inc. 401(k) Retirement Plan Netjets Aviation, Inc. | 2024 | |
| Vorys, Sater, Seymour And Pease Llp Retirement Plan Vorys, Sater, Seymour And Pease Llp | 2024 |
People (13)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Frazier, James, Arthur | Chairman Of The Board | Oct 1995 (31y) | 5% – 10% | |
| Joshua James Frazier | Chief Executive Officer | Jun 2011 (15y) | 25% – 50% | |
| Benjamin Monroe Foor | Chief Compliance Officer | CFP | Feb 2015 (11y) | 10% – 25% |
| Gephart, Andrew, Corey | Chief Financial Officer | Jan 2016 (11y) | 10% – 25% | |
| Brian Timothy Houts | Chief Planning Officer | CFP | Apr 2018 (8y) | 25% – 50% |
| Jane Marie Callahan | Registered representative | Jun 2011 (15y) | ||
| Emily Snyder Wilcher | Registered representative | CFP | Mar 2021 (5y) | |
| Madeline Keegan | Registered representative | CFP | Apr 2023 (3y) | |
| Annalisa Christina Sporrong | Registered representative | CFP | Dec 2023 (3y) | |
| Austin Jarrett Neal | Registered representative | CFP | Jun 2024 (2y) | |
| Logan Douglas Hogrefe | Registered representative | CFP | Oct 2024 (2y) | |
| Victor Thomas Shott | Registered representative | CFP | Oct 2024 (2y) | |
| Colin White | Registered representative | CFA | Sep 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (5)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Calamos Profit Sharing 401(k) Plan | Calamos Investments Llc | 415 | $200M | 01/01/2024 |
| Ice Miller Retirement Plan | Ice Miller Llp | 630 | $371M | 01/01/2024 |
| Inmotion Hosting Inc. 401(k) Plan | Inmotion Hosting Inc. | 268 | $7.8M | 01/01/2024 |
| Netjets Aviation, Inc. 401(k) Retirement Plan | Netjets Aviation, Inc. | 4,042 | $2.5B | 01/01/2024 |
| Vorys, Sater, Seymour And Pease Llp Retirement Plan | Vorys, Sater, Seymour And Pease Llp | 708 | $436M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/08/2026 | 965 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $565M (49% of AUM) Jul 2026
- Fidelity Brokerage Services $390M (34% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 08, 2026.
View current Form ADV (SEC/IAPD) ↗