Sarofim Trust Co., Lta
- Regulatory AUM
- $13.0B
- Discretionary
- $13.0B
- Clients
- 96
- Avg AUM / client
- $135M
- Accounts
- 96
- Employees
- 26
AUM over time
Annual snapshots from Form ADV filings · as of May 12, 2026
Asset allocation (SMA assets by investment type)
as of May 12, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 86 | $9.3B | 71.9% |
| Pension and profit sharing plans | 1 | $180M | 1.39% |
| Charitable organizations | 8 | $3.4B | 26.1% |
| Corporations and other businesses | 1 | $68.9M | 0.53% |
People (20)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Raye Gillis White | Director, Executive Vice President, Treasurer, Chief Compliance Officer | Chartered Investment Counselor | Dec 1977 (49y) | Less than 5% |
| Christopher Binyon Sarofim | Chairman | Apr 2010 (16y) | ≈ 31.64% – 100% via Sarofim Sgi Voting Trust | |
| Reynaldo (Nmn) Reza | Senior Vice President | CFA | Apr 2010 (16y) | Less than 5% |
| William Gentry Lee, Jr. | Senior Vice President, Chief Investment Officer | CFA | Apr 2010 (16y) | Less than 5% |
| Alan Robert Christensen | Director, Vice President | CFA | Jun 2010 (16y) | Less than 5% |
| Douglas Kenneth Alder | Vice President | CFA | Jun 2010 (16y) | Less than 5% |
| Samuel Edward Cody Dick | Director, Principal | CFA | Jun 2010 (16y) | Less than 5% |
| David T Searls | Director, President | Sep 2012 (14y) | Less than 5% | |
| Hanna, William, David | Director, Vice President And Secretary | Feb 2013 (14y) | Less than 5% | |
| Gibbons, Michele, Lew | General Counsel | Sep 2021 (5y) | Less than 5% | |
| Colucci, John | Chief Operating Officer | Sep 2022 (4y) | Less than 5% | |
| Laechelin, Clinton, Thomas | Vice President Finance | Oct 2023 (3y) | Less than 5% | |
| Robison, Alexander, Chase | Chief Financial Officer | Mar 2024 (2y) | Less than 5% | |
| Catherine Paddock Crain | Registered representative | CFA | Apr 2010 (16y) | |
| Anthony John Gracely | Registered representative | CFA | Aug 2012 (14y) | |
| Nicholas Joseph Zdeblick | Registered representative | CFA | Sep 2012 (14y) | |
| Matthew Michael Altenau | Registered representative | CFA | Jul 2013 (13y) | |
| Daniel Patrick Connally | Registered representative | CFA | Dec 2013 (13y) | |
| Vernon Scott Perry | Registered representative | CFA | Dec 2013 (13y) | |
| Hengzhe Joseph Li | Registered representative | CFA | Apr 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Fayez Sarofim & Co. | Shareholder | Dec 1977 | A | 75% or more |
| The Sarofim Group, Inc. | Shareholder | Dec 1995 | B | ≈ 56.25% – 100% via Fayez Sarofim & Co. |
| Sarofim Sgi Voting Trust | E | May 2022 | B | ≈ 42.19% – 100% via The Sarofim Group, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Christopher Binyon Sarofim: 75% – 100% of Sarofim Sgi Voting Trust × 75% – 100% of The Sarofim Group, Inc. × 75% – 100% of Fayez Sarofim & Co. × 75% – 100% direct ≈ 31.64% – 100% of the firm
- The Sarofim Group, Inc.: 75% – 100% of Fayez Sarofim & Co. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Sarofim Sgi Voting Trust: 75% – 100% of The Sarofim Group, Inc. × 75% – 100% of Fayez Sarofim & Co. × 75% – 100% direct ≈ 42.19% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/12/2026 | 1.15 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- SEI Private Trust $4.7B (37% of AUM) May 2026
- J.P. Morgan $4.6B (35% of AUM) May 2026
- Fifth Third Bank $2.2B (31% of AUM) Mar 2024
- Goldman Sachs $998M (8% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 12, 2026.
View current Form ADV (SEC/IAPD) ↗