Opus Capital Group, Llc
- Regulatory AUM
- $1.5B
- Discretionary
- $1.0B
- Clients
- 430
- Avg AUM / client
- $3.5M
- Accounts
- 430
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 156 | $51.5M | 3.4% |
| High net worth individuals | 259 | $855M | 56.5% |
| Pension and profit sharing plans | 7 | $357M | 23.6% |
| Charitable organizations | 6 | $233M | 15.4% |
| Corporations and other businesses | 2 | $16.3M | 1.08% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Orthocincy Retirement Plan Orthocincy Orthopaedics & Sports Me | 2024 | |
| Frost Brown Todd Llp Retirement Savings Plan For Associated Lawyers Frost Brown Todd Llp | 2024 | |
| The Sci 401(k) Retirement Savings Plan Service Corporation Intl | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kevin Patrick Whelan | Principal And Portfolio Manager | CFA | Jan 1999 (28y) | ≈ 18.75% – 50% via Opus Capital Management, Inc. |
| Condren, Joseph, Patrick | Principal, Chief Operating Officer And Chief Compliance Officer | Feb 2005 (22y) | Less than 5% | |
| Nathan Andrew Bishop | Principal And Portfolio Manager | CFA | Nov 2015 (11y) | ≈ 18.75% – 50% via Opus Capital Management, Inc. |
| Nathan Michael Bailey | Principal And Portfolio Manager | CFP CFA | Jan 2016 (11y) | Less than 5% |
| John Thomas Gislason | Registered representative | CFP | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Opus Capital Management, Inc. | Member | May 2006 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Kevin Patrick Whelan: 25% – 50% of Opus Capital Management, Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Nathan Andrew Bishop: 25% – 50% of Opus Capital Management, Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Orthocincy Retirement Plan | Orthocincy Orthopaedics & Sports Me | 543 | $65.2M | 01/01/2024 |
| Frost Brown Todd Llp Retirement Savings Plan For Associated Lawyers | Frost Brown Todd Llp | 436 | $179M | 01/01/2024 |
| The Sci 401(k) Retirement Savings Plan | Service Corporation Intl | 21,793 | $1.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 905 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Charles Schwab & Co. $1.2B (79% of AUM) Mar 2026
- Fifth Third Securities, Inc. $270M (39% of AUM) Mar 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗