Segall Bryant & Hamill, Llc
SEC-registered
Investment Adviser · Large ($10B–$100B)
CRD 106505
· SEC file 801-47232
· Chicago, IL
· WWW.CISBH.COM
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ADV data as of Jul 13, 2026
- Regulatory AUM
- $22.6B
- Discretionary
- $22.6B
- Clients
- 5,743
- Avg AUM / client
- $3.9M
- Accounts
- 2,770
- Employees
- 161
AUM over time
$7.9B
$25.6B
Dec 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 13, 2026
Asset allocation (SMA assets by investment type)
as of Jul 13, 2026
Exchange-traded equities
$8.1B
36%
US government & agency bonds
$5.9B
26%
Investment-grade corporate bonds
$5.4B
24%
State & local bonds
$1.1B
5%
Non-investment-grade bonds
$679M
3%
Cash & equivalents
$679M
3%
Other
$679M
3%
Registered investment companies (funds/ETFs)
$226M
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Investments (13F portfolio — 576 positions, $6,981,136,923)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Nvidia Corp | COM | $114,790,074 | 658,200 | 1.64% | 0.51% |
| 2 | Apple Inc. | COM | $94,969,901 | 374,207 | 1.36% | 0.42% |
| 3 | Microsoft Corp | COM | $90,836,032 | 245,390 | 1.3% | 0.4% |
| 4 | Valmont Inds Inc Com | COM | $88,803,633 | 222,248 | 1.27% | 0.39% |
| 5 | Littelfuse Inc | COM | $80,182,975 | 236,284 | 1.15% | 0.35% |
| 6 | Ingevity Corp | COM | $78,997,489 | 1,109,048 | 1.13% | 0.35% |
| 7 | Amazon.Com Inc. | COM | $73,246,268 | 351,689 | 1.05% | 0.32% |
| 8 | Mercury Sys Inc Com | COM | $68,158,018 | 934,824 | 0.98% | 0.3% |
| 9 | Ensign Group Inc | COM | $63,617,379 | 315,719 | 0.91% | 0.28% |
| 10 | Element Solutions Inc Com | COM | $62,113,633 | 1,819,380 | 0.89% | 0.27% |
| 11 | Southstate Bank Corp | COM | $57,165,425 | 617,871 | 0.82% | 0.25% |
| 12 | Onto Innovation Inc | COM | $56,535,543 | 275,689 | 0.81% | 0.25% |
| 13 | Ipg Photonics Corp | COM | $53,796,682 | 469,471 | 0.77% | 0.24% |
| 14 | Rbc Bearings Inc | COM | $53,131,257 | 97,826 | 0.76% | 0.23% |
| 15 | Ameris Bancorp | COM | $52,846,648 | 677,608 | 0.76% | 0.23% |
| 16 | Seacoast Banking Corp Of Florida | COM | $52,397,187 | 1,729,851 | 0.75% | 0.23% |
| 17 | Alphabet Inc Cl C | COM | $51,495,214 | 179,513 | 0.74% | 0.23% |
| 18 | Alphabet Inc Cl A | COM | $51,402,311 | 178,753 | 0.74% | 0.23% |
| 19 | Glacier Bancorp Inc | COM | $49,776,942 | 1,114,326 | 0.71% | 0.22% |
| 20 | Macom Tech Solutions Hldgs Inc Com | COM | $49,239,359 | 221,729 | 0.71% | 0.22% |
| 21 | Materion Corp Com | COM | $48,361,847 | 334,337 | 0.69% | 0.21% |
| 22 | Capri Holdings Limited Shs | COM | $48,186,031 | 2,734,735 | 0.69% | 0.21% |
| 23 | Azz Inc | COM | $47,719,827 | 381,362 | 0.68% | 0.21% |
| 24 | Terex Corp | COM | $47,432,064 | 802,573 | 0.68% | 0.21% |
| 25 | Mckesson Corporation | COM | $47,175,204 | 54,515 | 0.68% | 0.21% |
Top 25 of 576 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 5,156 | $1.7B | 7.31% |
| High net worth individuals | 181 | $1.0B | 4.56% |
| Investment companies | 22 | $4.1B | 18.0% |
| Pooled investment vehicles (non-investment companies) | 14 | $1.6B | 6.9% |
| Pension and profit sharing plans | 102 | $3.7B | 16.3% |
| Charitable organizations | 88 | $1.3B | 5.91% |
| State or municipal government entities | 28 | $1.9B | 8.4% |
| Other investment advisers | 35 | $2.2B | 9.8% |
| Insurance companies | 13 | $2.8B | 12.2% |
| Corporations and other businesses | 67 | $1.5B | 6.77% |
| Other | 37 | $873M | 3.86% |
Private funds (7)
Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $164M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Segall Bryant & Hamill Emerging Markets Fund, Lp master | Other Private Fund | Delaware | $83.6M | 3 |
| Segall Bryant & Hamill Private Opportunities Fund 2020, Lp master | Other Private Fund | Delaware | $39.8M | 124 |
| Segall Bryant & Hamill Private Opportunities Fund, Lp master | Other Private Fund | Delaware | $20.3M | 60 |
| Segall Bryant & Hamill Private Opportunities Fund Iii, Lp master | Other Private Fund | Delaware | $14.8M | 61 |
| Segall Bryant & Hamill Emerging Markets Small Cap Fund, Lp | Other Private Fund | Delaware | $5.5M | 8 |
| International Small Cap Equity Fund Lllp | Other Private Fund | Colorado | $0 | 0 |
| Segall Bryant & Hamill International Fund, Lp | Other Private Fund | Delaware | $0 | 0 |
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| United Union Of Roofers Waterproofers & Allied Workers EIN 530260605 | Washington, DC | 06/30/2025 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Waterfront Employers Ila Pension Plan Board Of Trustees Waterfront Employers Ila Pension Plan | 2024 | |
| Central States Joint Board And Allied Organizations Staff Pension Plan Board Of Trustees C.S.J.B. And Allied Organizations Staff Pension Plan | Hillside, IL | 2024 |
| Retirement Fund Of Local 1482 Paint And Allied Products Manufacturers Retirement Fund Of Local 1482 Paint And Allied Products Manufacturers | 2024 | |
| Wisconsin Laborers' Pension Fund Trustees Of Wisconsin Laborers' Pension Fund | 2024 | |
| Ibew Local 325 Annuity Fund Ibew Local Union 325 | Binghamton, NY | 2024 |
| Cement Masons Pension Trust Fund For Northern California Cement Masons Pension Trust Fund For N.Cal | 2024 | |
| Michigan Laborers' Pension Plan Board Of Trustees Michigan Laborers' Pension Fund | 2024 | |
| Michigan Laborers' Annuity Fund Board Of Trustees, Michigan Laborers' Annuity Fund | 2024 | |
| Employers And Cement Masons Local 90 Pension Plan Employers And Cement Masons Local 90 Pension Plan | 2024 | |
| Indiana Electrical Workers Pension Plan Indiana Electrical Workers Pension Trust Fund Ibew | 2024 | |
| Laborers Local 754 Pension Plan Trustees Of Laborers Local 754 Pension Plan | 2024 | |
| Laborers Local 754 Annuity Plan Trustees Of Laborers Local 754 Annuity Plan | 2024 | |
| Operating Engineers Local No. 825 Pension Fund Operating Engineers Local No. 825 Pension Fund | 2024 | |
| Plumbers & Steamfitters Local 43 Pension Fund Plumbers & Steamfitters Local 43 Pension Fund | 2024 | |
| The Cultural Institutions Pension Plan The Cultural Institutions Retirement System | 2024 | |
| Stone And Marble Masons Of Metropolitan Washington D.C. Pension Fund Board Of Trustees, Stone & Marble Masons Pension Fund | 2024 | |
| United Assn Of Plumbers And Steamfitters 521 Pension Fund United Assn Of Plumbers And Steamfitters 521 Pension Fd | Ona, WV | 2024 |
| Indiana/Kentucky/Ohio Regional Council Of Carpenters Pension Fund Board Of Trustees Indiana/Kentucky/Ohio Regional Council Carpenters Pe | 2024 | |
| International Association Of Firefighters Staff Representatives Pension Plan International Association Of Firefighters | 2024 | |
| International Association Of Firefighters Employees Pension Plan International Association Of Firefighters | 2024 | |
| Retirement And Pension Plan For Officers & Employees Of The Nycdcc And Related Organizations Bd Trustees Ret And Pension Plan For Officers And | 2024 | |
| Inland Pension Fund Board Of Trustees Inland Pension Fund | 2024 | |
| Cumberland, Md & Vicinity Building & Construction Employees Trust Fund Cumberland, Md & Vicinity Building & Construction Employees Trust Fun | 2024 | |
| Plasterers' Local 8 Pension Fund Trustees Of Plasterers' Local 8 Pension Fund | 2024 | |
| Drivers Union Local 753 Ib Of T C W & H Of A And Milk Dealers' Pension Trust Trustees Of Drivers 753 And Milk Dealers Pension Trust Fund | 2024 | |
| West Virginia Laborers Pension Trust Fund West Virginia Laborers Pension Trust Fund | 2024 | |
| Ibew 648 Pension Plan Ibew 648 Pension Plan | 2024 | |
| Local 743 Severance And Retirement Plan Trustees Of Local 743 Ib Of T | Oak Brook, IL | 2024 |
| Eastern Atlantic States Carpenters Pension Fund Board Of Trustees Eastern Atlantic States Carpenters Pension Fund | 2024 | |
| Southern Ironworkers Pension Fund Board Of Trustees Southern Ironworkers Pension Fund | 2024 | |
| Laborers Local 231 Pension Plan Board Of Trustees Laborers Local 231 Pension Fund | Pekin, IL | 2024 |
| Pipe Trades District Council No 36 Pension Trust Board Of Trustees, Pipe Trades District Council No 36 | 2024 | |
| Florida Trowel Trades Pension Trust Fund Florida Trowel Trades Pension Trust Fund | 2024 | |
| Southern States Savings & Retirement Plan Trust Southern States Savings & Retirement Plan Trust | Vero Beach, FL | 2024 |
| Northern California Tile Industry Defined Benefit Pension Plan Board Of Trustees, Northern California Tile Industry | 2024 | |
| Northern California Tile Industry Defined Contribution Plan Board Of Trustees, Northern California Tile Industry | 2024 | |
| Plumbers & Pipefitters Local 123 Pension Fund Trustees Of The Plumbers And Pipefitters Local 123 Pension Fund | 2024 | |
| Montana Contractors Assoc, Inc. 401(k) Retirement Plan & Trust Century Companies, Inc. | Lewistown, MT | 2024 |
| Montana Contractors Assoc, Inc. 401(k) Retirement Plan & Trust Riverside Contracting, Inc. | Missoula, MT | 2024 |
| Retirement Plan For The Employees Of Museum Associates Museum Associates, D/B/A Los Angeles County Museum Of Art | 2024 | |
| Montana Contractors Assoc, Inc. Money Purchase Retirement Plan & Trust Riverside Contracting, Inc. | Missoula, MT | 2024 |
| Montana Contractors Assoc, Inc. Money Purchase Retirement Plan & Trust Century Companies, Inc. | Lewistown, MT | 2024 |
| Central Laborers' Pension Fund Board Of Trustees Of Central Laborers' Pension Fund | Jacksonville, IL | 2024 |
| Montana Contractors Assoc, Inc. 401(k) Retirement Plan & Trust United Materials Of Great Falls | Great Falls, MT | 2024 |
| Valero Energy Corporation Pension Plan Valero Energy Corporation | 2024 | |
| Montana Contractors Assoc, Inc. Money Purchase Retirement Plan & Trust Dick Anderson Construction, Inc. | Helena, MT | 2024 |
| Bronson Healthcare Retirement Plan Bronson Healthcare Group, Inc. | 2024 | |
| U. A. Local No. 159 Defined Benefit Plan Board Of Trustees Of U.A. Local No. 159 Pension Trust | 2024 | |
| Montana Contractors Assoc, Inc. Money Purchase Retirement Plan & Trust United Materials Of Great Falls | Great Falls, MT | 2024 |
| Ufcw Union Local No. 655, Food Employer's Joint Pe Board Of Trustees Of Ufcw Local 655, Food Employers Joint Pension Plan | 2024 | |
| Felra & Ufcw Pension Plan Board Of Trustees, Felra & Ufcw Pension | Sparks, MD | 2024 |
| Montana Contractors Assoc, Inc. Money Purchase Retirement Plan & Trust Jackson Contractor Group, Inc. | Missoula, MT | 2024 |
| Ufcw Local 1262 & Employers Pension Fund Trustees Ufcw Local 1262 Pension Fund | 2024 | |
| Teamsters Joint Council No. 83 Of Virginia Pension Fund Teamsters Joint Council No. 83 Of Virginia Pension Fund | Richmond, VA | 2024 |
| Plumbers & Steamfitters Local 150 Pension Fund Plumbers & Steamfitters Local 150 Pension Fund | 2024 | |
| Employers & Operating Engineers Local 520 Pension Fund Employers & Operating Engineers Local 520 Pension Fund Board Of Truste | 2024 | |
| Teamsters' Local 301 Pension Plan Trustees Of Teamsters Local 301 | 2024 | |
| Transportation Communications Union Pension Fund Trustees Of Transportation Comm International Union Pension Fund | 2024 | |
| Brotherhood Of Locomotive Engineers And Trainmen Long Island Pension Fund Board Of Trustees | 2024 | |
| American Federation Of Government Employees Pension Plan American Federation Of Government Employees | 2024 | |
| Hollow Metal Pension Fund Hollow Metal Pension Fund | 2024 | |
| Northern Mn Wi Area Retail Clerks Pension Fund Trustees Of Northern Mn Wi Area Retail Clerks Pension Fund | 2024 | |
| Rocky Mountain Ufcw Unions And Employers Retail And Meat Pension Plan Trustees Of The Rocky Mountain Ufcw Pension Plan C/O Zenith American S | 2024 | |
| U. S. Retirement Plan Mars, Incorporated | 2024 | |
| Union Mutual Fund Pension Plan Board Of Trustees Of Union Mutual Fund Pension Plan | New York, NY | 2024 |
| Smart Local Unions And Councils Pension Fund Board Of Trustees Of The Smart Local Unions And Councils Pension Fund | 2024 | |
| Teledyne Technologies Incorporated Pension Plan Teledyne Technologies Incorporated | 2024 | |
| Unite Here! Local 54 Severance Fund Jt. Bd. Of Trustees Of The Unite Here! Local 54 | 2024 | |
| Pinnacle West Capital Corporation Retirement Plan Pinnacle West Capital Corporation | Phoenix, AZ | 2024 |
| Defined Benefit Pension Plan Of Agc Iuoe Local 701 Pension Trust Fund Board Of Trustees Agc Iuoe Local Of Agc Iuoe Local 701 Pension Trust | 2024 | |
| Central Pennsylvania Teamsters Defined Benefit Plan Central Pennsylvania Teamsters Pension Fund, Trustees | 2024 | |
| Sheet Metal Workers' Pension Plan Of Southern California Arizona And Nevada Board Of Trustees, Sheet Metal Workers' Pension Plan | 2024 | |
| Meba Pension Trust Defined Benefit Plan Board Of Trustees, Meba Pension Trust Defined Benefit Plan | 2024 | |
| Operating Eng Cons Ind Misc. Pension Fund Bd Of Tr Oper Eng Cons. Industry Miscellaneous Pension Fund | 2024 | |
| Sheet Metal Workers' Local Union No. 9 Pension Pla Trustees Of Sheet Metal Workers' Local No. 9 Pension Plan | 2024 | |
| Central Pennsylvania Teamsters Retirement Income Plan 1987 Central Pennsylvania Teamsters Pension Fund, Trustees | 2024 | |
| Ufcw Unions And Participating Employers Pension Plan Board Of Trustees The Ufcw Unions And Participating Employers Pension | 2024 | |
| Ameren Retirement Plan Ameren Corporation | St. Louis, MO | 2024 |
| Cox Enterprises, Inc. Pension Plan Cox Enterprises, Inc. | 2024 | |
| Union Individual Account Retirement Fund The Board Of Trustees Of The Union Individual Account Retirement Fund | 2024 | |
| Ufcw Local One Pension Fund Brd Of Ttees Ufcw Local One Pension Fund | 2024 | |
| Truck Drivers & Helpers Local Union No. 355 Retirement Plan Joint Board Of Trustees Of The Drivers And Helpers Local No. 355 | 2024 | |
| Local 734 Pension Fund Trustees Of The Local 734 Pension Fund | Chicago, IL | 2024 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ralph Marvin Segall | Chief Investment Officer | CFA Chartered Investment Counselor | Jul 1994 (32y) | Less than 5% |
| Lythberg, Paul, Alan | Chief Operations Officer | Jan 2013 (14y) | Less than 5% | |
| Goldhaber, Carolyn, B | President | Apr 2021 (5y) | Less than 5% | |
| Frontz, Jasper, Robert | Chief Compliance Officer | Mar 2024 (2y) | Less than 5% | |
| Howard L Blum | Registered representative | Nov 2025 (1y) | ||
| Jesse Eli King | Registered representative | Dec 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Corient Management Llc | Owner | Dec 2023 | A | 75% or more |
| Ci Financial Corp | Owner & Parent Company Corient Holdings Inc. | Apr 2021 | B | ≈ 42.19% – 100% via Corient Holdings Inc |
| Corient Holdings Inc | Owner | Dec 2023 | B | ≈ 56.25% – 100% via Corient Management Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Ci Financial Corp: 75% – 100% of Corient Holdings Inc × 75% – 100% of Corient Management Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Corient Holdings Inc: 75% – 100% of Corient Management Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (7, $164M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Segall Bryant & Hamill Emerging Markets Fund, Lp | Other Private Fund | $83.6M | $1.0M | 3 |
| Segall Bryant & Hamill Private Opportunities Fund 2020, Lp | Other Private Fund | $39.8M | $1.0M | 124 |
| Segall Bryant & Hamill Private Opportunities Fund, Lp | Other Private Fund | $20.3M | $1.0M | 60 |
| Segall Bryant & Hamill Private Opportunities Fund Iii, Lp | Other Private Fund | $14.8M | $1.0M | 61 |
| Segall Bryant & Hamill Emerging Markets Small Cap Fund, Lp | Other Private Fund | $5.5M | $1.0M | 8 |
| International Small Cap Equity Fund Lllp | Other Private Fund | $0 | $1.0M | 0 |
| Segall Bryant & Hamill International Fund, Lp | Other Private Fund | $0 | $250K | 0 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (83)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Waterfront Employers Ila Pension Plan | Board Of Trustees Waterfront Employers Ila Pension Plan | 1,342 | $520M | 10/01/2024 |
| Central States Joint Board And Allied Organizations Staff Pension Plan | Board Of Trustees C.S.J.B. And Allied Organizations Staff Pension Plan | 20 | $36.8M | 09/01/2024 |
| Retirement Fund Of Local 1482 Paint And Allied Products Manufacturers | Retirement Fund Of Local 1482 Paint And Allied Products Manufacturers | 0 | $12.1M | 09/01/2024 |
| Wisconsin Laborers' Pension Fund | Trustees Of Wisconsin Laborers' Pension Fund | 4,045 | $1.1B | 09/01/2024 |
| Ibew Local 325 Annuity Fund | Ibew Local Union 325 | 389 | $42.0M | 09/01/2024 |
| Cement Masons Pension Trust Fund For Northern California | Cement Masons Pension Trust Fund For N.Cal | 2,920 | $775M | 09/01/2024 |
| Michigan Laborers' Pension Plan | Board Of Trustees Michigan Laborers' Pension Fund | 12,152 | $1.3B | 09/01/2024 |
| Michigan Laborers' Annuity Fund | Board Of Trustees, Michigan Laborers' Annuity Fund | 5,315 | $129M | 09/01/2024 |
| Employers And Cement Masons Local 90 Pension Plan | Employers And Cement Masons Local 90 Pension Plan | 424 | $77.5M | 08/01/2024 |
| Indiana Electrical Workers Pension Plan | Indiana Electrical Workers Pension Trust Fund Ibew | 2,806 | $520M | 07/01/2024 |
| Laborers Local 754 Pension Plan | Trustees Of Laborers Local 754 Pension Plan | 285 | $83.2M | 07/01/2024 |
| Laborers Local 754 Annuity Plan | Trustees Of Laborers Local 754 Annuity Plan | 471 | $19.6M | 07/01/2024 |
| Operating Engineers Local No. 825 Pension Fund | Operating Engineers Local No. 825 Pension Fund | 5,438 | $1.2B | 07/01/2024 |
| Plumbers & Steamfitters Local 43 Pension Fund | Plumbers & Steamfitters Local 43 Pension Fund | 697 | $153M | 07/01/2024 |
| The Cultural Institutions Pension Plan | The Cultural Institutions Retirement System | 6,910 | $1.7B | 07/01/2024 |
| Stone And Marble Masons Of Metropolitan Washington D.C. Pension Fund | Board Of Trustees, Stone & Marble Masons Pension Fund | 188 | $73.6M | 07/01/2024 |
| United Assn Of Plumbers And Steamfitters 521 Pension Fund | United Assn Of Plumbers And Steamfitters 521 Pension Fd | 143 | $36.7M | 07/01/2024 |
| Indiana/Kentucky/Ohio Regional Council Of Carpenters Pension Fund | Board Of Trustees Indiana/Kentucky/Ohio Regional Council Carpenters Pe | 6,194 | $1.8B | 07/01/2024 |
| International Association Of Firefighters Staff Representatives Pension Plan | International Association Of Firefighters | 57 | $110M | 07/01/2024 |
| International Association Of Firefighters Employees Pension Plan | International Association Of Firefighters | 75 | $53.7M | 07/01/2024 |
| Retirement And Pension Plan For Officers & Employees Of The Nycdcc And Related Organizations | Bd Trustees Ret And Pension Plan For Officers And | 41 | $105M | 07/01/2024 |
| Inland Pension Fund | Board Of Trustees Inland Pension Fund | 49 | $20.6M | 06/01/2024 |
| Cumberland, Md & Vicinity Building & Construction Employees Trust Fund | Cumberland, Md & Vicinity Building & Construction Employees Trust Fun | 217 | $64.3M | 05/01/2024 |
| Plasterers' Local 8 Pension Fund | Trustees Of Plasterers' Local 8 Pension Fund | 87 | $29.8M | 05/01/2024 |
| Drivers Union Local 753 Ib Of T C W & H Of A And Milk Dealers' Pension Trust | Trustees Of Drivers 753 And Milk Dealers Pension Trust Fund | 0 | $16.2M | 05/01/2024 |
Top 25 of 83 plans by assets.
From Form 5500 service-provider disclosures.
Foundations & charities (1)
| Organization | Type | Assets | As of |
|---|---|---|---|
| United Union Of Roofers Waterproofers & Allied Workers | Public charity | $54.3M | 06/30/2025 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/13/2026 | 2.2 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Brown Brothers Harriman & Co. $3.8B (17% of AUM) Jul 2026
- J.P. Morgan $2.6B (12% of AUM) Jul 2026
- BNY Mellon $2.3B (10% of AUM) Jul 2026
- Northern Trust $2.3B (10% of AUM) Jul 2026
- Charles Schwab & Co. $1.9B (9% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 13, 2026.
View current Form ADV (SEC/IAPD) ↗