Bps Wealth Advisors, Inc.
- Regulatory AUM
- $1.1B
- Discretionary
- $0
- Clients
- 745
- Avg AUM / client
- $1.5M
- Accounts
- 1,099
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Apr 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 395 | $98.6M | 9.11% |
| High net worth individuals | 148 | $321M | 29.7% |
| Pension and profit sharing plans | 184 | $653M | 60.4% |
| Charitable organizations | 8 | $1.2M | 0.11% |
| Corporations and other businesses | 10 | $8.1M | 0.75% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bradley Alan Walker | Chief Compliance Officer | Feb 2003 (23y) | 25% – 50% | |
| James Rafoth | President | Feb 2003 (23y) | 25% – 50% | |
| Robert Lee Smallwood | Treasurer | Jan 2005 (22y) | 25% – 50% | |
| William Brian Berlin | Registered representative | Feb 2003 (23y) | ||
| Mark Jason Smallwood | Registered representative | Jan 2010 (17y) | ||
| Eric Michael Clayton | Registered representative | Jan 2025 (2y) | ||
| Mark Daniel Hadley | Registered representative | CFA | Jan 2025 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/13/2026 | 959 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Capital Group $411M (38% of AUM) Apr 2026
- Sei Investments Distribution Co. $400M (37% of AUM) Apr 2026
- John Hancock Distributors Llc $221M (20% of AUM) Apr 2026
- American Funds Distributors, Inc. $160M (35% of AUM) Mar 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 13, 2026.
View current Form ADV (SEC/IAPD) ↗