AUMdb

Manchester Financial Inc

SEC-registered Wealth Manager · Mid-sized ($1B–$10B) CRD 106071 · SEC file 801-37370 · Westlake Village, CA · WWW.FACEBOOK.COM
☆ Save with Pro ADV data as of Mar 27, 2026
Regulatory AUM
$1.0B
Discretionary
$1.0B
Clients
1,102
Avg AUM / client
$949K
Accounts
2,453
Employees
19

AUM over time

$320M $1.0B
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 27, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 696 $181M 17.3%
High net worth individuals 322 $843M 80.6%
Pension and profit sharing plans 55 $17.0M 1.63%
Corporations and other businesses 29 $4.3M 0.42%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
United Airlines Pilot Retirement Account Plan United Airlines, Inc. 2024

People (11)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Robert James Katch President/Chief Compliance Officer Jul 1990 (36y) 75% or more
Alan Scott Hopkins Chief Economist Jul 1995 (31y) Less than 5%
Laura Jo Navarro Registered representative CFP Jun 2015 (11y)
Mark Weiderman Registered representative Jun 2015 (11y)
Steven Scott Registered representative Jun 2015 (11y)
Scott Vincent Whitney Registered representative Mar 2017 (9y)
Seth Christian Catanese Registered representative CFP Jun 2017 (9y)
Steven Michael Rezzelle Registered representative Apr 2021 (5y)
Janika Domingo Registered representative Jun 2021 (5y)
Franklin Scheneck Whitehouse Registered representative Sep 2021 (5y)
Mario Valverde Registered representative Aug 2023 (3y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
United Airlines Pilot Retirement Account Plan United Airlines, Inc. 17,444 $16.8B 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/27/2026 1.13 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Commissions
  • Performance-based fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Selection of other advisers
  • Educational seminars/workshops
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.

View current Form ADV (SEC/IAPD) ↗