Manning & Napier Advisors, Llc
SEC-registered
Investment Adviser · Large ($10B–$100B)
CRD 105992
· SEC file 801-10733
· Fairport, NY
· WWW.YOUTUBE.COM
☆ Save with Pro
ADV data as of Jun 23, 2026
- Regulatory AUM
- $17.0B
- Discretionary
- $16.6B
- Clients
- 3,474
- Avg AUM / client
- $4.9M
- Accounts
- 6,965
- Employees
- 195
AUM over time
$17.0B
$52.2B
Dec 2011
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 23, 2026
Asset allocation (SMA assets by investment type)
as of Jun 23, 2026
Exchange-traded equities
$8.3B
49%
Registered investment companies (funds/ETFs)
$2.7B
16%
US government & agency bonds
$2.2B
13%
Other
$1.0B
6%
Non-exchange-traded equities
$851M
5%
Investment-grade corporate bonds
$681M
4%
Non-investment-grade bonds
$681M
4%
Cash & equivalents
$511M
3%
State & local bonds
$170M
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,475 | $757M | 4.45% |
| High net worth individuals | 1,549 | $5.1B | 30.0% |
| Banking or thrift institutions | 2 | $40.9M | 0.24% |
| Investment companies | 1 | $4.3B | 25.0% |
| Pooled investment vehicles (non-investment companies) | 3 | $959M | 5.63% |
| Pension and profit sharing plans | 131 | $2.7B | 15.7% |
| Charitable organizations | 148 | $1.5B | 8.8% |
| State or municipal government entities | 15 | $208M | 1.22% |
| Insurance companies | 1 | $4.3M | 0.03% |
| Corporations and other businesses | 109 | $1.0B | 5.93% |
| Other | 40 | $503M | 2.95% |
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| Iron Workers Locals 40 & 361 Topping Out Fund EIN 133156507 | New York, NY | 12/31/2024 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Ibew Local 325 Annuity Fund Ibew Local Union 325 | Binghamton, NY | 2024 |
| Ibew Local 325 Pension Fund Trustees Of Ibew Local 325 Pension Fund | Binghamton, NY | 2024 |
| I.B.E.W. Local 139 Pension Plan Board Of Trustees Of Ibew Local 139 Pension | 2024 | |
| I.B.E.W. Local 139 Annuity Plan Board Of Trustees Of Ibew Local 139 Annuity Fund | 2024 | |
| Iron Workers District Council Of Western New York And Vicinity Annuity Fund Board Of Trustees Of Iwdc Of Wny And Vicinity Annuity Fund | 2024 | |
| Iron Workers District Council Of Western New York And Vicinity Pension Plan Board Of Trustees Of Iwdc Of Wny And Vicinity Pension Plan | 2024 | |
| Ibew Local 43 & Electrical Contractors Pension Fund Ibew Local 43 & Electrical Contractors Pension Fund | 2024 | |
| Ibew Local 43 And Electrical Contractors Annuity F Board Of Trustees Ibew Local 43 And Electrical Contractors | 2024 | |
| Sheet Metal Workers' Local 46 Pension Fund Sheet Metal Workers Pension Fund 46 | 2024 | |
| Vibra Tech Engineers, Inc. 401 K Profit Sharing Plan Vibra Tech Engineers, Inc. | 2024 | |
| I.B.E.W. Local #910 Annuity Fund Trustees Of The I.B.E.W. Local 910 Annuity Fund | Watertown, NY | 2024 |
| I.B.E.W. Local #910 Pension Fund Trustees Of The I.B.E.W. Local 910 Pension Fund | Watertown, NY | 2024 |
| Operative Plasterers And Cement Masons Profit Sharing Annuity Plan Operative Plasterers And Cement Masons Trustees | 2024 | |
| Ironworkers Local 11 Annuity Fund Ironworkers Local 11 Annuity Fund Board Of Trustees | 2024 | |
| Cement Masons Local No. 886/404 Pension Plan Cement Masons Local No. 886/404 Pension Plan Board Of Trustees | 2024 | |
| I.B.E.W. Local 246 Retirement Plan I.B.E.W. Local 246 Retirement Plan Board Of Trustees | 2024 | |
| Ohio Local No 1 Operative Plasterers And Cement Masons Pension Fund Bd Of Trustees Ohio Local No 1 | 2024 | |
| Ua Plumbers Local 24 Pension Fund Plumbers Pension Fund Local 24 Board Of Trustees | 2024 | |
| U.A. Plumbers & Steamfitters Local 22 Pension Fund U.A. Plumbers & Steamfitters Local 22 Pension Fund | West Seneca, NY | 2024 |
| I.B.E.W. Local 38 Pension Plan Ibew Local 38 Pension Plan | 2024 | |
| Ibew Local No. 86 Pension Fund Ibew Local No. 86 Pension Fund Board Of Trustees | 2024 | |
| Heavy And General Laborers' Local Unions 472 And 172 Of New Jersey Pension Fund Board Of Trustees H&Gl Local Unions 472 & 172 Of Nj Pension Fund | 2024 | |
| Plumbers & Steamfitters Local 248 Pension Trust Plan Trustees Of Plumbers & Steamfitter Pension Trust Fund | 2024 | |
| Heavy & General Laborers' Local Unions 472 & 172 Of Nj Annuity Plan Bd Of Trustees Heavy & General Laborers' Of Nj Annuity Fund | 2024 | |
| Ironworkers Laborers Pension Plan Of Cumberland Md Trustees Of Ironworkers Laborers Pension Plan Of Cumberland, Md | 2024 | |
| Digital.Ai 401(k) Savings & Investment Plan Digital.Ai Software, Inc. | 2024 | |
| Retirement Plan For Employees Of Auxiliary Services, State University College At Oswego, Inc. Auxiliary Services, State University College At Oswego, Inc. | 2024 | |
| Brooks Memorial Hospital Union Employees' Pension Plan Brooks Tlc Hospital System, Inc. | 2024 | |
| Iron Workers Locals 40, 361 & 417 Pension Fund Board Of Trustees Iron Workers Locals 40, 361 & 417 Pension Fund | 2024 | |
| Iron Workers Locals 40, 361 & 417 Annuity Fund Board Of Trustees Iron Workers Locals 40, 361 & 417 Annuity Fund | 2024 | |
| Defined Benefit Plan Of Rochester Presbyterian Home Rochester Presbyterian Home | 2024 | |
| I B E W Local 673 Pension Plan Trustees Of Plan I B E W Local 673 Pension Plan | 2024 | |
| U.A. Local 13 Pension Fund United Associated Pension Fund Local 13 | 2024 | |
| I.B.E.W. Local 456 Pension Plan Ibew Joint Pension Fund Local 456 | 2024 | |
| Dvsport, Inc. 401(k) Plan Dvsport, Inc. | 2024 | |
| Boilermakers Lodge 154 Retirement Plan Boilermakers Lodge 154 Retirement Plan | 2024 | |
| New Jersey Building Laborers Statewide Pension Fund Bd Of Trustees New Jersey Building Laborers Statewide Pension Fund | 2024 | |
| Liquor Salesmens Union Local 2 Pension Fund Board Of Trustees Of The Liquor Salesmens Union Local 2 Pension Fund | 2024 | |
| Arnold & Porter Profit Sharing And 401(k) Plan And Trust Arnold & Porter Kaye Scholer Llp | 2024 | |
| Plumbers & Steamfitters Local 267 Pension Fund Plumbers 267 Pension Fund Local 267 Pension Fund | 2024 | |
| New Jersey Building Laborers Statewide Annuity Fund Bd Of Trustees Nj Building Laborers Statewide Annuity Fund | 2024 | |
| Blower Dempsay Corporation Retirement Savings Plan Blower Dempsay Corporation | 2024 | |
| Asbestos Workers Syracuse Pension Fund Asbestos Workers Syracuse Pension Fund | 2024 | |
| Cincinnati Stage Employees Local 5 Pension Plan The Trustees Of The Cincinnati Stage Employees Local 5 Pension Plan | Cincinnati, OH | 2024 |
| Retirement Plan For Employees Of Canton Potsdam Hospital Canton Potsdam Hospital | 2024 |
People (58)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Aaron Thomas Mcgreevy | Chief Distribution Officer | Jun 2008 (18y) | Less than 5% | |
| Petrosino, Christopher, Fred | Managing Director, Quantitative Strategies Group | Jan 2012 (15y) | Less than 5% | |
| Kushner, Jessica, Michele | Chief Compliance Officer | Jun 2015 (11y) | Less than 5% | |
| Pegula, Kim, S | Owner | Jan 2018 (9y) | ≈ 2.97% – 37.5% via East Asset Management. Llc | |
| Pegula, Terrence, M | Owner | Jan 2018 (9y) | ≈ 2.97% – 37.5% via East Asset Management. Llc | |
| Battaglia, Paul, John | Chief Financial Officer | Mar 2018 (8y) | Less than 5% | |
| Turner, Sarah, Christine | General Counsel / Corporate Secretary | May 2018 (8y) | Less than 5% | |
| Mayer, Marc, Orlans | Ceo | Jan 2019 (8y) | Less than 5% | |
| Briley, Christopher, Pickett | Chief Technology Officer | Mar 2019 (7y) | Less than 5% | |
| Green, Stacey, Jones | Head Of Human Resources | Apr 2021 (5y) | Less than 5% | |
| Morabito, Scott, James | Managing Director, Operations | Apr 2021 (5y) | Less than 5% | |
| Kingsley Brunner, Nicole | Chief Marketing And Strategy Officer | Jul 2021 (5y) | Less than 5% | |
| Morrow, James, Stuart | Owner | Oct 2022 (4y) | ≈ 8.9% – 75% via Callodine Group, Llc | |
| Welles, Jay, Michael | Head Of Core Equities & Managing Director, Technology Group | Jan 2023 (4y) | Less than 5% | |
| Bushallow, Marc, Edward | Managing Director, Fixed Income; Executive Group Member | Jan 2024 (3y) | Less than 5% | |
| Craig Stephen Abbott | Registered representative | May 1999 (27y) | ||
| Robert John Conrad | Registered representative | May 2004 (22y) | ||
| David Lee Immonen | Registered representative | CFA | Oct 2005 (21y) | |
| Christopher Kyle Ryan | Registered representative | Sep 2006 (20y) | ||
| William Gregory Holden | Registered representative | Jul 2009 (17y) | ||
| Rebecca K. Galliford | Registered representative | Jun 2011 (15y) | ||
| Corey Lee Jackson | Registered representative | CFP | Mar 2014 (12y) | |
| Ethan Benjamin Mckenney | Registered representative | CFP | Jul 2014 (12y) | |
| Caleb Humbert | Registered representative | Apr 2021 (5y) | ||
| Cathy Pereira | Registered representative | CFP | Jun 2021 (5y) | |
| Dana Farr Vosburgh | Registered representative | CFP | Jul 2021 (5y) | |
| Frank Edward Lesczinski | Registered representative | Jul 2021 (5y) | ||
| Samantha Marie Larew | Registered representative | Jul 2021 (5y) | ||
| Douglas R Hilfiker | Registered representative | Jul 2021 (5y) | ||
| Chelsea Ann Seibel | Registered representative | CFP | Sep 2021 (5y) | |
| Robin Cochrane Yacovetta | Registered representative | CFP | Sep 2021 (5y) | |
| Noah Landes Ordway | Registered representative | Mar 2022 (4y) | ||
| Susan Alexandra Pilon | Registered representative | CFP | Apr 2022 (4y) | |
| Annleah Rosemarie Jones Culberson | Registered representative | Mar 2023 (3y) | ||
| Amelia Judith Gage | Registered representative | May 2023 (3y) | ||
| Ryan Timothy Willis | Registered representative | Jun 2023 (3y) | ||
| Steven C Futoran | Registered representative | Sep 2023 (3y) | ||
| Timothy Alan O'leary | Registered representative | Dec 2023 (3y) | ||
| Mark Ricci | Registered representative | Dec 2023 (3y) | ||
| Crysten Marie Parker | Registered representative | Dec 2023 (3y) | ||
| Margaret Strong Jeffries | Registered representative | CFP | Jul 2024 (2y) | |
| Thomas Stedman | Registered representative | CFP | Jul 2024 (2y) | |
| Ryan Paul Hohensee | Registered representative | CFP | Jul 2024 (2y) | |
| Seth Albert Truesdell | Registered representative | Jul 2024 (2y) | ||
| Alexander Dalton Sterba | Registered representative | CFP | Aug 2024 (2y) | |
| Zachary Thomas Pipoly | Registered representative | Sep 2024 (2y) | ||
| Jeffrey Daniel Mccormack | Registered representative | CFA | Oct 2024 (2y) | |
| Jack Knapton | Registered representative | CFP | Apr 2025 (1y) | |
| Paul Louis Stanzione | Registered representative | CFA | May 2025 (1y) | |
| Austin Phillips | Registered representative | CFP | Jun 2025 (1y) | |
| David Sutton | Registered representative | Jul 2025 (1y) | ||
| Ioannis Kyriakos Profylienos | Registered representative | Jul 2025 (1y) | ||
| Gerald Robert Gugger | Registered representative | CFA | Aug 2025 (1y) | |
| Joseph M. Kross | Registered representative | CFP | Aug 2025 (1y) | |
| Meaghan Rose Wright | Registered representative | CFP | Aug 2025 (1y) | |
| Wyatt Hulsey | Registered representative | Sep 2025 (1y) | ||
| William Johnathan Dombrock | Registered representative | Feb 2026 (0y) | ||
| Brittany A Buffington | Registered representative | CFP | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Manning & Napier Group, Llc | Managing Member | Oct 2011 | A | 75% or more |
| Manning & Napier, Inc. | Sole Managing Member | Jun 2011 | B | ≈ 56.25% – 100% via Manning & Napier Group, Llc |
| Callodine Midco, Inc. | Owner | Apr 2022 | B | ≈ 42.19% – 100% via Manning & Napier, Inc. |
| Callodine Mn Holdings, Inc. | Owner | Mar 2022 | B | ≈ 31.64% – 100% via Callodine Midco, Inc. |
| Callodine Aggregator, Llc | Owner | Mar 2022 | B | ≈ 23.73% – 100% via Callodine Mn Holdings, Inc. |
| Callodine Group, Llc | Owner | Mar 2022 | B | ≈ 11.87% – 75% via Callodine Aggregator, Llc |
| East Asset Management. Llc | Owner | Mar 2022 | B | ≈ 5.93% – 50% via Callodine Aggregator, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Pegula, Kim, S: 50% – 75% of East Asset Management. Llc × 25% – 50% of Callodine Aggregator, Llc × 75% – 100% of Callodine Mn Holdings, Inc. × 75% – 100% of Callodine Midco, Inc. × 75% – 100% of Manning & Napier, Inc. × 75% – 100% of Manning & Napier Group, Llc × 75% – 100% direct ≈ 2.97% – 37.5% of the firm
- Pegula, Terrence, M: 50% – 75% of East Asset Management. Llc × 25% – 50% of Callodine Aggregator, Llc × 75% – 100% of Callodine Mn Holdings, Inc. × 75% – 100% of Callodine Midco, Inc. × 75% – 100% of Manning & Napier, Inc. × 75% – 100% of Manning & Napier Group, Llc × 75% – 100% direct ≈ 2.97% – 37.5% of the firm
- Morrow, James, Stuart: 75% – 100% of Callodine Group, Llc × 50% – 75% of Callodine Aggregator, Llc × 75% – 100% of Callodine Mn Holdings, Inc. × 75% – 100% of Callodine Midco, Inc. × 75% – 100% of Manning & Napier, Inc. × 75% – 100% of Manning & Napier Group, Llc × 75% – 100% direct ≈ 8.9% – 75% of the firm
- Manning & Napier, Inc.: 75% – 100% of Manning & Napier Group, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Callodine Midco, Inc.: 75% – 100% of Manning & Napier, Inc. × 75% – 100% of Manning & Napier Group, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Callodine Mn Holdings, Inc.: 75% – 100% of Callodine Midco, Inc. × 75% – 100% of Manning & Napier, Inc. × 75% – 100% of Manning & Napier Group, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Callodine Aggregator, Llc: 75% – 100% of Callodine Mn Holdings, Inc. × 75% – 100% of Callodine Midco, Inc. × 75% – 100% of Manning & Napier, Inc. × 75% – 100% of Manning & Napier Group, Llc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Callodine Group, Llc: 50% – 75% of Callodine Aggregator, Llc × 75% – 100% of Callodine Mn Holdings, Inc. × 75% – 100% of Callodine Midco, Inc. × 75% – 100% of Manning & Napier, Inc. × 75% – 100% of Manning & Napier Group, Llc × 75% – 100% direct ≈ 11.87% – 75% of the firm
- East Asset Management. Llc: 25% – 50% of Callodine Aggregator, Llc × 75% – 100% of Callodine Mn Holdings, Inc. × 75% – 100% of Callodine Midco, Inc. × 75% – 100% of Manning & Napier, Inc. × 75% – 100% of Manning & Napier Group, Llc × 75% – 100% direct ≈ 5.93% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (45)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Ibew Local 325 Annuity Fund | Ibew Local Union 325 | 389 | $42.0M | 09/01/2024 |
| Ibew Local 325 Pension Fund | Trustees Of Ibew Local 325 Pension Fund | 253 | $73.1M | 09/01/2024 |
| I.B.E.W. Local 139 Pension Plan | Board Of Trustees Of Ibew Local 139 Pension | 217 | $52.8M | 07/01/2024 |
| I.B.E.W. Local 139 Annuity Plan | Board Of Trustees Of Ibew Local 139 Annuity Fund | 231 | $25.4M | 07/01/2024 |
| Iron Workers District Council Of Western New York And Vicinity Annuity Fund | Board Of Trustees Of Iwdc Of Wny And Vicinity Annuity Fund | 1,167 | $54.3M | 07/01/2024 |
| Iron Workers District Council Of Western New York And Vicinity Pension Plan | Board Of Trustees Of Iwdc Of Wny And Vicinity Pension Plan | 820 | $176M | 07/01/2024 |
| Ibew Local 43 & Electrical Contractors Pension Fund | Ibew Local 43 & Electrical Contractors Pension Fund | 925 | $271M | 07/01/2024 |
| Ibew Local 43 And Electrical Contractors Annuity F | Board Of Trustees Ibew Local 43 And Electrical Contractors | 1,640 | $249M | 07/01/2024 |
| Sheet Metal Workers' Local 46 Pension Fund | Sheet Metal Workers Pension Fund 46 | 381 | $109M | 07/01/2024 |
| Vibra Tech Engineers, Inc. 401 K Profit Sharing Plan | Vibra Tech Engineers, Inc. | 101 | $24.0M | 07/01/2024 |
| I.B.E.W. Local #910 Annuity Fund | Trustees Of The I.B.E.W. Local 910 Annuity Fund | 409 | $79.4M | 07/01/2024 |
| I.B.E.W. Local #910 Pension Fund | Trustees Of The I.B.E.W. Local 910 Pension Fund | 334 | $80.5M | 07/01/2024 |
| Operative Plasterers And Cement Masons Profit Sharing Annuity Plan | Operative Plasterers And Cement Masons Trustees | 1,634 | $115M | 07/01/2024 |
| Ironworkers Local 11 Annuity Fund | Ironworkers Local 11 Annuity Fund Board Of Trustees | 1,135 | $395M | 07/01/2024 |
| Cement Masons Local No. 886/404 Pension Plan | Cement Masons Local No. 886/404 Pension Plan Board Of Trustees | 590 | $160M | 07/01/2024 |
| I.B.E.W. Local 246 Retirement Plan | I.B.E.W. Local 246 Retirement Plan Board Of Trustees | 263 | $29.2M | 06/01/2024 |
| Ohio Local No 1 Operative Plasterers And Cement Masons Pension Fund | Bd Of Trustees Ohio Local No 1 | 338 | $31.2M | 05/01/2024 |
| Ua Plumbers Local 24 Pension Fund | Plumbers Pension Fund Local 24 Board Of Trustees | 569 | $208M | 05/01/2024 |
| U.A. Plumbers & Steamfitters Local 22 Pension Fund | U.A. Plumbers & Steamfitters Local 22 Pension Fund | 851 | $289M | 05/01/2024 |
| I.B.E.W. Local 38 Pension Plan | Ibew Local 38 Pension Plan | 1,704 | $446M | 05/01/2024 |
| Ibew Local No. 86 Pension Fund | Ibew Local No. 86 Pension Fund Board Of Trustees | 727 | $285M | 04/01/2024 |
| Heavy And General Laborers' Local Unions 472 And 172 Of New Jersey Pension Fund | Board Of Trustees H&Gl Local Unions 472 & 172 Of Nj Pension Fund | 7,670 | $1.8B | 04/01/2024 |
| Plumbers & Steamfitters Local 248 Pension Trust Plan | Trustees Of Plumbers & Steamfitter Pension Trust Fund | 344 | $83.9M | 04/01/2024 |
| Heavy & General Laborers' Local Unions 472 & 172 Of Nj Annuity Plan | Bd Of Trustees Heavy & General Laborers' Of Nj Annuity Fund | 9,133 | $1.6B | 01/01/2024 |
| Ironworkers Laborers Pension Plan Of Cumberland Md | Trustees Of Ironworkers Laborers Pension Plan Of Cumberland, Md | 182 | $18.9M | 01/01/2024 |
Top 25 of 45 plans by assets.
From Form 5500 service-provider disclosures.
Foundations & charities (1)
| Organization | Type | Assets | As of |
|---|---|---|---|
| Iron Workers Locals 40 & 361 Topping Out Fund | Public charity | $319M | 12/31/2024 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/23/2026 | 2.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • MNA MAY NEGOTIATE THE FEE FOR CUSTOMIZED PORTFOLIOS AND SERVICES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Exeter Trust Company $4.6B (27% of AUM) Jun 2026
- Charles Schwab & Co. $1.7B (10% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 23, 2026.
View current Form ADV (SEC/IAPD) ↗