AUMdb

William Howard & Co. Financial Advisors, Inc.

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 105959 · SEC file 801-31084 · Memphis, TN · WWW.WHCFA.COM
☆ Save with Pro ADV data as of Mar 10, 2026
Regulatory AUM
$342M
Discretionary
$326M
Clients
176
Avg AUM / client
$1.9M
Accounts
543
Employees
10

AUM over time

$126M $342M
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 10, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 94 $33.6M 9.81%
High net worth individuals 73 $308M 90.0%
Pension and profit sharing plans 9 $773K 0.23%

People (6)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
William Barker Howard Ceo/President CFP Chartered Financial Consultant May 1987 (39y) 75% or more
Ellzey, Randal, Edmond Vice President Secretary/Treasurer Jan 2004 (23y) Less than 5%
Cullen, James, Michael Chief Compliance Officer May 2021 (5y) Less than 5%
Brian Damon Barthol Registered representative CFP Jul 2021 (5y)
Heather Marie Coulter Registered representative CFP Jan 2023 (4y)
Valerie Jeanne Lasher Adelman Registered representative CFP Jul 2023 (3y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/10/2026 1.13 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Educational seminars/workshops

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 10, 2026.

View current Form ADV (SEC/IAPD) ↗